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arXiv:2608.17428

Flat band and Bulk-Boundary correspondence in a non-Hermitian trimerized lattice model with generic boundary conditions

Supriyo Ghosh, Pijush K. Ghosh, Shreekantha Sil

cond-mat.mes-hallcond-mat.othermath-phquant-phSubmitted Aug 18, 2026• Announced Aug 19, 2026
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Abstract

We consider a Su-Schrieffer-Heeger(SSH)-type trimer model with next-nearest-neighbor(NNN) interaction and balanced loss-gain(BLG) to study the combined effect of lattice symmetries, topology, non-hermiticity and general boundary conditions(GBC)on the existence of flat band and the nature of Bulk-Boundary correspondence(BBC). We derive the necessary and sufficient conditions for the existence of an entirely real spectrum under the periodic boundary condition(PBC). The exact expressions for the compact localized states(CLS) and energy eigenvalues corresponding to flat bands are derived analytically under the PBC. We establish topological phase transitions(TPT) for PT-symmetry and pseudo-chiral symmetry through the computation of the Zak phase and sub-lattice Zak phase, respectively. The Hamiltonian under the open boundary condition(OBC) is studied numerically, and edge states are observed in the topologically non-trivial phase, thereby establishing the non-hermitian BBC. The CLS exists in both bulk and the boundary for systems having only pseudo-chiral symmetry, and an additional PT-symmetry destroys the CLS at the boundary. We generalize a known formalism to study the same Hamiltonian under GBC, and derive analytic expressions for the energy and eigenstates for a class of boundary conditions in parametric ranges which admit flat band under the PBC. The edge states for these boundary conditions, including the OBC, are obtained analytically in the topologically non-trivial phase, thereby establishing BBC. The non-hermitian skin effect(NHSE) is seen in the model with reciprocal bulk interaction and strongly non-reciprocal boundary terms. The winding number based on spectral topology is computed analytically.

Comments
24 pages, 11 figures, two columns

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We consider a Su-Schrieffer-Heeger(SSH)-type trimer model with next-nearest-neighbor(NNN) interaction and balanced loss-gain(BLG) to study the combined effect of lattice symmetries, topology, non-hermiticity and general boundary conditions(GBC)on the existence of flat band and the nature of Bulk-Boundary correspondence(BBC). We derive the necessary and sufficient conditions for the existence of an entirely real spectrum under the periodic boundary condition(PBC). The exact expressions for the compact localized states(CLS) and energy eigenvalues corresponding to flat bands are derived analytically under the PBC. We establish topological phase transitions(TPT) for PT-symmetry and pseudo-chiral symmetry through the computation of the Zak phase and sub-lattice Zak phase, respectively. The Hamiltonian under the open boundary condition(OBC) is studied numerically, and edge states are observed in the topologically non-trivial phase, thereby establishing the non-hermitian BBC. The CLS exists in both bulk and the boundary for systems having only pseudo-chiral symmetry, and an additional PT-symmetry destroys the CLS at the boundary. We generalize a known formalism to study the same Hamiltonian under GBC, and derive analytic expressions for the energy and eigenstates for a class of boundary conditions in parametric ranges which admit flat band under the PBC. The edge states for these boundary conditions, including the OBC, are obtained analytically in the topologically non-trivial phase, thereby establishing BBC. The non-hermitian skin effect(NHSE) is seen in the model with reciprocal bulk interaction and strongly non-reciprocal boundary terms. The winding number based on spectral topology is computed analytically.
The synergy between non-Hermiticity and topology makes the bulk-boundary correspondence (BBC) highly elusive. Here we study a non-Hermitian Creutz ladder incorporating both gain-loss and nonreciprocity, and construct multiple BBCs involving scale-free, normal, and anomalous skin modes, as well as topological zero- energy modes. We characterize the skin effect induced by the parity-time (PT) phase transition through an average winding number, thereby formulating a PT-related BBC. Furthermore, a hidden chiral symmetry ensures that topological phase transitions can be reliably detected via a Z 2 invariant. Although the gain-loss breaks the standalone P symmetry, it preserves the combined PT symmetry, allowing a modified Z 2 invariant to sustain the topological BBC. Notably, sublattice symmetry facilitates the precise analytical determination of non-Bloch spectra. Leveraging this, we introduce a hybrid spectral winding that encodes the localization (or delocalization) characteristics of two counterintuitive bulk modes coexisting with normal skin modes, thus defining a non-Hermitian BBC. One of these modes exhibits exponential boundary accumulation in a direction opposite to the nonreciprocity, while the other manifests as an anomalous surge of Bloch-wave states within the nonreciprocal lattice. These results reveal a series of unexpected phenomena governed by underlying symmetry, significantly broadening our fundamental understanding of the BBC mechanism in non-Hermitian topological systems.
Symmetry-protected ideal flat bands in one-dimensional (1D) Hermitian lattices are populated by compact localized states (CLS) - a special class of localization with wavefunctions confined within a small region. In this work, we discover that the non-Hermitian skin effect (NHSE) can appear in a flat band. Unlike conventional NHSEs for dispersive bands that are protected by nontrivial point-gap topology, the flat band remains a point on the complex-energy plane and is therefore always topologically trivial. We found that, intriguingly, the flat-band skin effect (FBSE) is associated with the non-trivial spectral topology of the dispersive bands enclosing the flat band on the complex-energy plane, so it only emerges within a finite range of non-Hermitian parameters and can counterintuitively disappear at large non-Hermiticity. Moreover, the gaps between the flat and the dispersive bands can close at higher-order exceptional points under both periodic and open boundary conditions. The flat-band wavefunctions are discontinuous in quantum distance across these exceptional points, signifying that the gap-closing is singular. The FBSE was experimentally observed in a non-Hermitian mechanical lattice. Our work reveals flat-band phenomena unique to non-Hermitian systems and highlights new possibilities in quantum geometry and localization control.
Topological transitions in non-Hermitian systems are generally boundary sensitive: a point-gap winding transition under periodic boundary condition (PBC) and a non-Bloch bulk real-line-gap transition under open boundary condition (OBC) at Re(E)=0\mathrm{Re}(E)=0Re(E)=0 are governed by different spectra and therefore need not coincide. Here we show, for a class of chiral non-Hermitian Su--Schrieffer--Heeger (SSH)-type lattices, that these two criticalities can be locked by an exceptional-point-constrained (EP-constrained) parameter evolution. The key requirement is not the occurrence of isolated exceptional points, but the persistence of a zero-energy Bloch degeneracy along the entire sweep, which is generically exceptional in the non-Hermitian regime. In an analytically tractable limit of an extended non-Hermitian SSH chain, the EP-constrained manifolds and both transition boundaries are obtained in closed form, making the locking explicit. Away from this limit, numerical generalized-Brillouin-zone (GBZ) calculations confirm the correspondence for representative constrained sweeps, whereas unconstrained paths show that isolated exceptional points or Hermitian degeneracies do not enforce locking. We further verify the mechanism in a spinful four-band extension with branch-resolved GBZs, including strongly branch-imbalanced regimes. These results establish a path-dependent diagnostic principle: along EP-constrained sweeps in this SSH-type class, changes in PBC point-gap winding can indicate OBC non-Bloch bulk real-line-gap transitions and the corresponding changes in zero-energy boundary modes.
We investigate quantum correlations and entanglement in a non-Hermitian quantum system modeled by a 2D stacked Su–Schrieffer–Heeger (SSH) lattice incorporating nonreciprocal hopping amplitudes and balanced on-site gain and loss. Focusing on the interplay between non-Hermiticity, topology, and open-boundary conditions, we analyze how these factors shape bipartite entanglement properties, characterized through the entanglement spectrum and entanglement negativity ( E N ). By examining the complex energy spectrum under open boundary conditions, we identify critical points associated with the closing of complex energy gaps, which significantly influence entanglement structure and signal topological phase transitions. Our findings reveal that boundary-localized non-Bloch modes and nonreciprocal couplings can induce highly tunable and unconventional entanglement features, absent under periodic boundary conditions. These results highlight the breakdown of conventional bulk-boundary correspondence and underscore the utility of entanglement measures in diagnosing non-Hermitian topological phases. Beyond advancing the fundamental understanding of quantum correlations in open systems, our study suggests potential pathways to engineer quantum devices and topological materials where gain, loss, and nonreciprocity are intrinsic elements.
PT\mathcal{PT}PT and anti-PT\mathcal{PT}PT phase transitions in a trimerized Su--Schrieffer--Heeger chain with nonreciprocal Rashba spin-orbit coupling
We theoretically investigate a one-dimensional trimerized Su--Schrieffer--Heeger chain with three sublattices per unit cell subjected to a nonreciprocal Rashba spin-orbit coupling. Invoking a spin-flip symmetry, the non-Hermitian Hamiltonian decomposes into two independent spin sectors, enabling a spin-resolved analysis of non-Hermitian skin effects and system symmetries. We identify a rich phase diagram consisting of four bulk phases and two edge-state phases. The bulk phases include fully PT\mathcal{PT}PT-unbroken (real-spectrum) and fully anti-PT\mathcal{PT}PT-unbroken (imaginary-spectrum) regimes, as well as two mixed phases where one band remains on the real or imaginary axis while the other two form complex-conjugate pairs. The two edge-state phases correspond to topological edge modes with either PT\mathcal{PT}PT-unbroken (real) or anti-PT\mathcal{PT}PT-unbroken (imaginary) energies. Using non-Bloch band theory and Cardano's method, we derive closed-form expressions for phase boundaries and establish the bulk-edge correspondence for each spin sector. Calculations of Berry phase and directional inverse participation ratios confirm our analytical predictions. Our results provide a minimal platform for realizing spin-resolved non-Hermitian topology and edge-selective symmetry preservation, in which the bulk and edge states belong to distinct symmetry classes.
We study two-particle states in a Su-Schrieffer-Heeger (SSH) chain with periodic boundary conditions and nearest-neighbor (NN) interactions. The system is mapped into a problem of a single particle in a two-dimensional (2D) SSH lattice with potential walls along specific edges. The 2D SSH model has a trivial Chern number but a non-trivial Zak's phase, the one-dimensional (1D) topological invariant, along specific directions of the lattice, which allow for the presence of topological edge states. Using center-of-mass and relative coordinates, we calculate the energy spectrum of these two-body states for strong interactions and find that, aside from the expected appearance of doublon bands, two extra in-gap bands are present. These are identified as bands of topological states localized at the edges of the internal coordinate, the relative distance between the two particles. As such, the topological states reported here are intrinsically many-body in what concerns their real space manifestation, having no counterpart in single-particle states derived from effective models. Finally, we compare the effect of Hubbard interactions with that of NN interactions to show how the presence of the topological bound states is specific to the latter case.