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arXiv:2604.20561

Exact analytical edge states in the extended Su-Schrieffer-Heeger model

P. A. Grizzi, A. A. Aligia, P. Roura-Bas

cond-mat.otherquant-phSubmitted Apr 22, 2026• Announced Apr 23, 2026
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Abstract

We investigate the topology of the different phases of the extended Su-Schrieffer-Heeger (eSSH) model, which includes hopping processes between translationally inequivalent atoms beyond nearest neighbors. Exact analytical expressions for the edge states of a semi-infinite eSSH chain are derived, with wave functions that decay exponentially from the boundary with a unit-cell decay factor z. From the winding number of the bulk Hamiltonian under periodic boundary conditions, we determine the topological phase diagram and establish the bulk-boundary correspondence: changes in the winding number coincide with bulk gap closings and with the condition |z|=1 for the edge-state solutions. For finite chains, we further obtain analytical, approximate expressions for the low-energy edge states, which are shown to be highly accurate.

Journal reference
Phys. Rev. B 114, 235404 (2026)
DOI
10.1103/gbwx-s8fk
Comments
12 pages, 9 figures

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We investigate the topology of the different phases of the extended Su-Schrieffer-Heeger (eSSH) model, which includes hopping processes between translationally inequivalent atoms beyond nearest neighbors. Exact analytical expressions for the edge states of a semi-infinite eSSH chain are derived, with wave functions that decay exponentially from the boundary with a unit-cell decay factor z. From the winding number of the bulk Hamiltonian under periodic boundary conditions, we determine the topological phase diagram and establish the bulk-boundary correspondence: changes in the winding number coincide with bulk gap closings and with the condition |z|=1 for the edge-state solutions. For finite chains, we further obtain analytical, approximate expressions for the low-energy edge states, which are shown to be highly accurate.
We examine the quench dynamics of an extended Su-Schrieffer-Heeger (SSH) model involving long-range hopping that can hold multiple topological phases. Using winding number diagrams to characterize the system's topological phases geometrically, it is shown that there can be multiple winding number transition paths for a quench between two topological phases. The dependence of the quench dynamics is studied in terms of the survival probability of the fermionic edge modes and postquench transport. For two quench paths between two topological regimes with the same initial and final topological phase, the survival probability of edge states is shown to be strongly dependent on the winding number transition path. This dependence is explained using energy band diagrams corresponding to the paths. Following this, the effect of the winding number transition path on transport is investigated. We find that the velocities of maximum transport channels varied along the winding number transition path. This variation depends on the path we choose, i.e., it increases or decreases depending upon the path. An analysis of the coefficient maps, energy spectrum, and spatial structure of the edge states of the final quench Hamiltonian provides an understanding of the path-dependent velocity variation phenomenon.
We use the Lindblad equation approach to investigate topological phases hosting more than one localized state at each side of a disordered Su-Schrieffer-Heeger chain with properly tuned long-range hoppings. Inducing a nonequilibrium steady state across the chain, we probe the robustness of each phase and the fate of the edge modes looking at the distribution of electrons along the chain and the corresponding standard deviation in the presence of different kinds of disorder either preserving the symmetries of the Hamiltonian or not.
The long-range Su-Schrieffer-Heeger (SSH) model, in which the second nearest-neighbor hopping is taken into account, exhibits a topological phase diagram that contains winding numbers w=0,1w=0,\phantom{\rule{4pt}{0ex}}1w=0,1, and 2. In the clean system, the change in winding number stems from the band-touching phenomenon. In the presence of disorder, the renormalization of energy band and Fermi level results in the nonzero density of states in the energy gap. These midgap states cause the crossover phenomenon and the divergence of localization length at a critical disorder strength Uc{U}_{c}Uc​ in the finite SSH system. In this study, we numerically computed the mean winding number and localization length for the disordered SSH system. We find that the disorder is able to drive phase transitions between different mean winding numbers: $w=0\ensuremath{\rightarrow}1$, $0\ensuremath{\rightarrow}2$, $1\ensuremath{\rightarrow}2$, and $2\ensuremath{\rightarrow}1$ in the weak disorder regime. By investigating the wave function distribution and the self-energy, the nonzero mean winding numbers correspond to the so-called topological Anderson insulating (TAI) phases. The finite size scaling for the mean winding number in the TAI phase is shown. For describing the phase transitions in the thermodynamic limit, we apply the criterion of band gap closure resulting from the broadening of energy band and Fermi level to determine the critical disorder strength. The critical disorder strength for self-consistent Born approximation (SCBA) UcSCBA{U}_{c}^{\mathrm{SCBA}}UcSCBA​ and that for first Born approximation (FBA) UcFBA{U}_{c}^{\mathrm{FBA}}UcFBA​ are numerically calculated. UcSCBA{U}_{c}^{\mathrm{SCBA}}UcSCBA​ is found to match with Uc{U}_{c}Uc​ qualitatively. Nonetheless, SCBA indicates the different roles of band shifts and Fermi level broadening near the topological phase transitions. Band shift/Fermi level broadening is more dominant for the transitions from low-to-high/high-to-low winding number. Interestingly, for the transition from bulk insulator to TAI, UcFBA{U}_{c}^{\mathrm{FBA}}UcFBA​ is quantitatively closer to Uc{U}_{c}Uc​ than UcSCBA{U}_{c}^{\mathrm{SCBA}}UcSCBA​ as long as the renormalized band gap is zero within FBA.
Recent studies of moiré physics have unveiled a wealth of opportunities for significantly advancing the field of quantum phase transitions. However, properties of reentrant phase transitions driven by moiré strength are poorly understood. Here, we investigate the reentrant sequence of phase transitions and the invariant of universality class in moiré-modulated extended Su-Schrieffer-Heeger (SSH) model. For the simplified case with intercell hopping w=0w=0w=0, we analytically derive renormalization relations of Hamiltonian parameters to explain the reentrant phenomenon. For the general case, numerical phase boundaries are calculated in the thermodynamic limit. The bulk boundary correspondence between zero-energy edge modes and entanglement spectrum is revealed from the degeneracy of both quantities. We also address the correspondence between the central charge obtained from entanglement entropy and the change in winding number during the phase transition. Our results shed light on the understanding of universal characteristics and bulk-boundary correspondence for moiré induced reentrant phase transitions in 1D condensed-matter systems.
Despite extensive studies on the one-dimensional Su-Schrieffer-Heeger-Hubbard (SSHH) model, the variant incorporating second-nearest neighbor hopping remains largely unexplored. Here, the topological classification of the extended SSH model is analyzed within the framework of the BDI symmetry class, using the winding number as the corresponding topological invariant. We investigate the ground-state properties of this extended SSHH model using the constrained-path auxiliary-field quantum Monte Carlo (CP-AFQMC) method. We show that this model exhibits rich topological phases, characterized by robust edge states against interaction. We quantify the properties of these edge states by analyzing spin correlation and second-order Rényi entanglement entropy. The system exhibits long-range spin correlation and near-zero Rényi entropy at half-filling. Besides, there is an anti-ferromagnetic order at quarter-filling. Interestingly, an external magnetic field disrupts this anti-ferromagnetic order, restoring long-range spin correlation and near-zero Rényi entropy. Furthermore, our work provides a paradigm for studying topological properties in large interacting systems via the CP-AFQMC algorithm.
We address the effect of nearest-neighbor (NN) interactions on the topological properties of the Su-Schrieffer-Heeger (SSH) chain, with alternating hopping amplitudes t1{t}_{1}t1​ and t2{t}_{2}t2​. Both numerically and analytically, we show that the presence of interactions induces phase transitions between topologically different regimes. In the particular case of one-hole excitations in a half-filled SSH chain, the V/t2V/{t}_{2}V/t2​ versus t1/t2{t}_{1}/{t}_{2}t1​/t2​ phase diagram has topological phases at diagonal regions of the phase plane. The interaction acts in this case as a passivation potential. For general filling of the SSH chain, different eigensubspaces of the SSH Hamiltonian may be classified as topologically trivial and nontrivial. The two-hole case is studied in detail in the large interaction limit, and we show that a mapping can be constructed of the two-hole SSH eigensubspaces into one-particle states of a noninteracting one-dimensional (1D) tight-binding model, with interfaces between regions with different hopping constants and local potentials. The presence of edge states of topological origin in the equivalent chain can be readily identified, as well as their correspondence to the original two-hole states. Of these states only some, identified by us, are protected and, therefore, truly topological. Furthermore, we found that the presence of the NN interaction generates a state where two holes occupy two consecutive edge states. Such many-body states should also occur for arbitrary filling leading to the possibility of a macroscopic hole gathering at the surface (at consecutive edge states).