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arXiv:2607.29050

Finite-size reliability of homothetic quantum Otto engines

Gabriella G. Damas, Clebson Cruz, Norton G. de Almeida, Gao Xianlong, G. D. de Moraes Neto

quant-phSubmitted Jul 31, 2026• Announced Aug 3, 2026• 0 citations
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Abstract

Homothetic quantum Otto engines---where all populated energy gaps are rescaled by a common factor---provide a reference model in which the quasistatic stochastic efficiency is trajectory-independent while work remains fluctuating. For arbitrary finite homothetic spectra we derive the two-point-measurement work distribution and reduce the first two work moments to endpoint energy moments. Specializing to a uniformly spaced ladder gives closed finite-$N$ expressions for the full work distribution, mean work, variance, and signal-to-width reliability. This ladder connects the qubit and oscillator limits, reveals a finite-$N$ reliability crossover, and demonstrates that the high-temperature and infinite-dimensional limits do not commute. The noncommutation reflects a bounded-versus-unbounded spectral distinction: at fixed finite $N$ the Gibbs state has a normalizable infinite-temperature limit, whereas the oscillator retains an ever-expanding thermal tail. The exact formulas are used to compare standard mean-output prescriptions with work reliability, showing that maximum mean output and maximum dimensionless reliability select different operating points. The benchmark is extended to incomplete diagonal reset and to finite-time unitary strokes described by transition matrices, with a finite-ladder protocol and a harmonic sudden-switch oscillator benchmark as controlled examples. Weak deviations from exact homothety are treated perturbatively, showing how level-dependent gap distortions reintroduce quasistatic efficiency fluctuations and modify work reliability. Together, these results separate finite-size, incomplete thermalization, finite-time, and weak spectral-distortion contributions to work unreliability in quantum Otto engines.

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Population inversion and collective relaxation can both enhance the performance of a quantum heat engine, but through distinct mechanisms. We study a quantum Otto engine whose working medium is a symmetric collective spin of $N$ two-level constituents. For commuting work strokes and collective reservoir coupling, the dynamics reduces exactly to a finite birth--death process on the Dicke ladder, allowing a unified treatment of stationary operation, work fluctuations, and finite-time relaxation. In the complete-reset limit, passive work per cycle saturates with system size, whereas population inversion yields work that grows linearly with $N$. The work reliability shows the same linear scaling, exceeding the square-root behavior of $N$ independent engines. This enhancement originates from a macroscopic polarization displacement between hot and cold states, while collective coupling instead accelerates the finite-time dynamics through Dicke transition rates. For matched passive and inverted hot states, the extra gross work equals the Otto efficiency times the ergotropy of the inverted state. Charging the corresponding reversible excess state-formation cost removes this advantage, showing that the enhanced output converts a pre-existing active-state resource rather than generating a free thermodynamic gain. Exact finite-contact trajectory statistics further quantify how collective kinetics, fluctuations, correlations, and resource accounting remain linked away from complete reset.

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The quantum Otto cycle serves as a bridge between the macroscopic world of heat engines and the quantum regime of thermal devices composed from a single element. We compile recent studies of the quantum Otto cycle with a harmonic oscillator as a working medium. This model has the advantage that it is analytically trackable. In addition, an experimental realization has been achieved, employing a single ion in a harmonic trap. The review is embedded in the field of quantum thermodynamics and quantum open systems. The basic principles of the theory are explained by a specific example illuminating the basic definitions of work and heat. The relation between quantum observables and the state of the system is emphasized. The dynamical description of the cycle is based on a completely positive map formulated as a propagator for each stroke of the engine. Explicit solutions for these propagators are described on a vector space of quantum thermodynamical observables. These solutions which employ different assumptions and techniques are compared. The tradeoff between power and efficiency is the focal point of finite-time-thermodynamics. The dynamical model enables the study of finite time cycles limiting time on the adiabatic and the thermalization times. Explicit finite time solutions are found which are frictionless (meaning that no coherence is generated), and are also known as shortcuts to adiabaticity.The transition from frictionless to sudden adiabats is characterized by a non-hermitian degeneracy in the propagator. In addition, the influence of noise on the control is illustrated. These results are used to close the cycles either as engines or as refrigerators. The properties of the limit cycle are described. Methods to optimize the power by controlling the thermalization time are also introduced. At high temperatures, the Novikov–Curzon–Ahlborn efficiency at maximum power is obtained. The sudden limit of the engine which allows finite power at zero cycle time is shown. The refrigerator cycle is described within the frictionless limit, with emphasis on the cooling rate when the cold bath temperature approaches zero.

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Unbounded Work Extraction and Zero Work Fluctuations in a Super-Carnot Otto Information Engine

Yang Xiao, Jin Wang

Generally, the work output of stochastic heat engines is governed by the stochastic trajectory distribution and the energy spectrum. Because the trajectory distribution depends on the thermal reservoir temperatures, the work output is not only constrained by temperature but is also susceptible to thermal fluctuations. To address these limitations, we introduce two continuous Maxwell's demons into a quantum Otto cycle, forming an Otto information engine (OIE). We demonstrate that the work output of the OIE depends solely on the energy level gap, enabling arbitrary work extraction while eliminating work fluctuations, thereby ensuring cycle-to-cycle identical work output. Furthermore, we show that the engine's efficiency can surpass the standard Carnot efficiency even after accounting for the energy cost of demon's memory erasure. Finally, we show that the OIE can deliver superior output power even when the demon's measurement time is taken into account, and the corresponding Monte Carlo simulation has been executed.

quant-pharXiv:2609.22831•Sep 22, 2026
Homothetic quantum Otto engines---where all populated energy gaps are rescaled by a common factor---provide a reference model in which the quasistatic stochastic efficiency is trajectory-independent while work remains fluctuating. For arbitrary finite homothetic spectra we derive the two-point-measurement work distribution and reduce the first two work moments to endpoint energy moments. Specializing to a uniformly spaced ladder gives closed finite-NNN expressions for the full work distribution, mean work, variance, and signal-to-width reliability. This ladder connects the qubit and oscillator limits, reveals a finite-NNN reliability crossover, and demonstrates that the high-temperature and infinite-dimensional limits do not commute. The noncommutation reflects a bounded-versus-unbounded spectral distinction: at fixed finite NNN the Gibbs state has a normalizable infinite-temperature limit, whereas the oscillator retains an ever-expanding thermal tail. The exact formulas are used to compare standard mean-output prescriptions with work reliability, showing that maximum mean output and maximum dimensionless reliability select different operating points. The benchmark is extended to incomplete diagonal reset and to finite-time unitary strokes described by transition matrices, with a finite-ladder protocol and a harmonic sudden-switch oscillator benchmark as controlled examples. Weak deviations from exact homothety are treated perturbatively, showing how level-dependent gap distortions reintroduce quasistatic efficiency fluctuations and modify work reliability. Together, these results separate finite-size, incomplete thermalization, finite-time, and weak spectral-distortion contributions to work unreliability in quantum Otto engines.
For quantum Otto engine driven quasistatically, we provide exact full statistics of heat and work for a class of working fluids that follow a scale-invariant energy eigenspectra under driving. Equipped with the full statistics we go on to derive a universal expression for the ratio of nth cumulant of output work and input heat in terms of the mean Otto efficiency. Furthermore, for nonadiabatic driving of quantum Otto engine with working fluid consisting of either a (i) qubit or (ii) a harmonic oscillator, we show that the relative fluctuation of output work is always greater than the corresponding relative fluctuation of input heat absorbed from the hot bath. As a result, the ratio between the work fluctuation and the input heat fluctuation receives a lower bound in terms of the square value of the average efficiency of the engine. The saturation of the lower bound is received in the quasistatic limit of the engine.
Abstract We undertake a theoretical study of a finite-time quantum Otto engine cycle driven by inter-particle interactions in a weakly interacting one-dimensional (1D) Bose gas in the quasicondensate regime. Utilizing ac-field approach, we simulate the entire Otto cycle, i.e. the two work strokes and the two equilibration strokes. More specifically, the interaction-induced work strokes are modelled by treating the working fluid as an isolated quantum many-body system undergoing unitary evolution. The equilibration strokes, on the other hand, are modelled by treating the working fluid as an open quantum system tunnel-coupled to another quasicondensate which acts as either the hot or cold reservoir, albeit of finite size. We find that, unlike a uniform 1D Bose gas, a harmonically trapped quasicondensate cannot operate purely as aheatengine; instead, the engine operation is enabled by additionalchemicalwork performed on the working fluid, facilitated by the inflow of particles from the hot reservoir. The microscopic treatment of dynamics during equilibration strokes enables us to evaluate the characteristic operational time scales of this Ottothermochemicalengine, crucial for characterizing its power output, without any ad hoc assumptions about typical thermalization timescales. We analyse the performance and quantify the figures of merit of the proposed Otto thermochemical engine, finding that it offers a favourable trade-off between efficiency and power output, particularly when the interaction-induced work strokes are implemented via a sudden quench. We further demonstrate that in the sudden quench regime, the engine operates with an efficiency close to the near-adiabatic (near maximum efficiency) limit, while concurrently achieving maximum power output.
In this work we study the effect of quantum and thermal fluctuations on the statistics of quantum heat engine performance parameters, like efficiency and power. We begin by deriving an explicit solution for the characteristic function of the heat distribution of a thermal quantum harmonic oscillator. We then derive a general framework based on the standard two-point-measurement scheme to compute the efficiency distribution of a quantum Otto cycle. We analyze the generic properties of this distribution for scale-invariant driving Hamiltonians which describe a large class of single-particle, many-body, and nonlinear systems. We find that the efficiency is deterministic and that its mean is equal to the macroscopic efficiency for adiabatic driving. We continue our research by studying the efficiency large deviation function of two exemplary quantum heat engines, the harmonic oscillator and the two-level Otto cycles. While the efficiency statistics follow the ’universal’ theory of Verley et al. [Nature Commun. 5, 4721 (2014)] for nonadiabatic driving, we find that the latter framework does not apply in the adiabatic regime. We can relate this unusual property to the perfect anticorrelation between work output and heat input that suppresses thermal as well as quantum fluctuations. We then probe our findings in an experimental NMR setup using spin-1/2 systems and find them to agree rather well with our theoretical predictions. Afterward, we move on to the finite-time quantum Carnot cycle and investigate its power fluctuations. In particular, we consider how level degeneracy and level number, two commonly found properties in quantum systems, influence the relative work fluctuations. We find that their optimal performance may surpass those of nondegenerate two-level engines or harmonic oscillator motors. Our results highlight that these parameters can be employed to realize high-performance, high-stability cyclic quantum heat engines.
Population inversion and collective relaxation can both enhance the performance of a quantum heat engine, but through distinct mechanisms. We study a quantum Otto engine whose working medium is a symmetric collective spin of NNN two-level constituents. For commuting work strokes and collective reservoir coupling, the dynamics reduces exactly to a finite birth--death process on the Dicke ladder, allowing a unified treatment of stationary operation, work fluctuations, and finite-time relaxation. In the complete-reset limit, passive work per cycle saturates with system size, whereas population inversion yields work that grows linearly with NNN. The work reliability shows the same linear scaling, exceeding the square-root behavior of NNN independent engines. This enhancement originates from a macroscopic polarization displacement between hot and cold states, while collective coupling instead accelerates the finite-time dynamics through Dicke transition rates. For matched passive and inverted hot states, the extra gross work equals the Otto efficiency times the ergotropy of the inverted state. Charging the corresponding reversible excess state-formation cost removes this advantage, showing that the enhanced output converts a pre-existing active-state resource rather than generating a free thermodynamic gain. Exact finite-contact trajectory statistics further quantify how collective kinetics, fluctuations, correlations, and resource accounting remain linked away from complete reset.
The quantum Otto cycle serves as a bridge between the macroscopic world of heat engines and the quantum regime of thermal devices composed from a single element. We compile recent studies of the quantum Otto cycle with a harmonic oscillator as a working medium. This model has the advantage that it is analytically trackable. In addition, an experimental realization has been achieved, employing a single ion in a harmonic trap. The review is embedded in the field of quantum thermodynamics and quantum open systems. The basic principles of the theory are explained by a specific example illuminating the basic definitions of work and heat. The relation between quantum observables and the state of the system is emphasized. The dynamical description of the cycle is based on a completely positive map formulated as a propagator for each stroke of the engine. Explicit solutions for these propagators are described on a vector space of quantum thermodynamical observables. These solutions which employ different assumptions and techniques are compared. The tradeoff between power and efficiency is the focal point of finite-time-thermodynamics. The dynamical model enables the study of finite time cycles limiting time on the adiabatic and the thermalization times. Explicit finite time solutions are found which are frictionless (meaning that no coherence is generated), and are also known as shortcuts to adiabaticity.The transition from frictionless to sudden adiabats is characterized by a non-hermitian degeneracy in the propagator. In addition, the influence of noise on the control is illustrated. These results are used to close the cycles either as engines or as refrigerators. The properties of the limit cycle are described. Methods to optimize the power by controlling the thermalization time are also introduced. At high temperatures, the Novikov–Curzon–Ahlborn efficiency at maximum power is obtained. The sudden limit of the engine which allows finite power at zero cycle time is shown. The refrigerator cycle is described within the frictionless limit, with emphasis on the cooling rate when the cold bath temperature approaches zero.
Generally, the work output of stochastic heat engines is governed by the stochastic trajectory distribution and the energy spectrum. Because the trajectory distribution depends on the thermal reservoir temperatures, the work output is not only constrained by temperature but is also susceptible to thermal fluctuations. To address these limitations, we introduce two continuous Maxwell's demons into a quantum Otto cycle, forming an Otto information engine (OIE). We demonstrate that the work output of the OIE depends solely on the energy level gap, enabling arbitrary work extraction while eliminating work fluctuations, thereby ensuring cycle-to-cycle identical work output. Furthermore, we show that the engine's efficiency can surpass the standard Carnot efficiency even after accounting for the energy cost of demon's memory erasure. Finally, we show that the OIE can deliver superior output power even when the demon's measurement time is taken into account, and the corresponding Monte Carlo simulation has been executed.