What are the minimal requirements for a physically reasonable mathematical model for quantum theory or a potential extension? In addressing this question, rather than relying on the generalized probabilistic theories or other usual approaches, we propose a reset based on the following fundamental features: transition probabilities, which are typical of quantum theory, and continuous reversible dynamical processes (e.g., represented by a Lie group), which play the same crucial role in classical as well as in quantum physics. In doing so, we get back to the very elementary transition probability space framework originally introduced by Bogdan Mielnik in 1968 and combine it with the continuous reversibility condition. The primary class of valid spaces arises from the irreducible atomic JBW algebras, which encompass the irreducible atomic von Neumann algebras and the Jordan matrix algebras. The von Neumann algebras represent the model of common quantum theory. Beyond these, there is a non-standard valid space, where the exceptional Lie group $E_6$ acts transitively. While $E_6$ has been proposed as a candidate for internal symmetries in particle physics, we highlight that this model deviates from standard quantum theory in critical ways. Specifically, it fails to guarantee the existence of post-measurement states in all situations. Though the above postulates are powerful, they still allow for some physically meaningless models. A further feature of quantum theory (the correspondence between the pure states and the minimal projections) leads us to an additional requirement that rules out these models. However, a complete classification of the valid models remains one of the open issues, pointed out in the paper, which is intended for the mathematical and physical experts, inspiring them to tackle these problems.
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major enhancements in v02, + 6 pages, now 15 pages; comments and contributions very welcome
What are the minimal requirements for a physically reasonable mathematical model for quantum theory or a potential extension? In addressing this question, rather than relying on the generalized probabilistic theories or other usual approaches, we propose a reset based on the following fundamental features: transition probabilities, which are typical of quantum theory, and continuous reversible dynamical processes (e.g., represented by a Lie group), which play the same crucial role in classical as well as in quantum physics. In doing so, we get back to the very elementary transition probability space framework originally introduced by Bogdan Mielnik in 1968 and combine it with the continuous reversibility condition. The primary class of valid spaces arises from the irreducible atomic JBW algebras, which encompass the irreducible atomic von Neumann algebras and the Jordan matrix algebras. The von Neumann algebras represent the model of common quantum theory. Beyond these, there is a non-standard valid space, where the exceptional Lie group E6 acts transitively. While E6 has been proposed as a candidate for internal symmetries in particle physics, we highlight that this model deviates from standard quantum theory in critical ways. Specifically, it fails to guarantee the existence of post-measurement states in all situations. Though the above postulates are powerful, they still allow for some physically meaningless models. A further feature of quantum theory (the correspondence between the pure states and the minimal projections) leads us to an additional requirement that rules out these models. However, a complete classification of the valid models remains one of the open issues, pointed out in the paper, which is intended for the mathematical and physical experts, inspiring them to tackle these problems.
Quantum theory is the soul of contemporary physics. It was discovered in an adventurous way, under the urge to solve the puzzles posed by atomic spectra and blackbody radiation. But after its invention, it immediately became clear that it was not just a theory of specific physical systems: it was rather a new language of universal applicability. Already in 1928, the theory had received solid mathematical foundations by Hilbert, von Neumann, and Nordheim, and this work was brought to completion in the monumental work of von Neumann, in the form that we still study nowadays. The theory is extraordinarily successful, and its predictions have been confirmed to an astonishing level of precision in a large spectrum of experiments. However, almost 90 years after von Neumann's book, quantum theory remains mysterious. Its mathematical formulation – based on Hilbert spaces and self-adjoint operators – is far from having an intuitive interpretation. The association of physical systems to Hilbert spaces whose unit vectors represent pure states, the representation of transformations by unitary operators and of observables by self-adjoint operators – all such postulates look artificial and ad hoc . A slightly more operational approach is provided by the C * -algebraic formulation of quantum theory – still, this formulation relies on the assumption that observables form an algebra , where the physical meanings of the multiplication and the sum are far from clear. In short, the postulates of quantum theory impose mathematical structures without providing any simple reason for this choice: the mathematics of Hilbert spaces is adopted as a magic blackbox that “works well” at producing experimental predictions. However, in a satisfactory axiomatization of a physical theory the mathematical structures should emerge as a consequence of postulates that have a direct physical interpretation. By this we mean postulates referring, e.g., to primitive notions like physical system, measurement, or process, rather than notions like, e.g., Hilbert space, C * -algebra, unit vector, or selfadjoint operator. The crucial question thus remains unanswered: why quantum theory? Which are the principles at the basis of the theory? A case that is often invoked in contrast is that of Special Relativity theory, which directly follows from the simple understandable principle of relativity.
As earlier conjectured by several authors and much later established by Solèr (relying on partial results by Piron, Maeda–Maeda and other authors), from the lattice theory point of view, Quantum Mechanics may be formulated in real, complex or quaternionic Hilbert spaces only. Stückelberg provided some physical, but not mathematically rigorous, reasons for ruling out the real Hilbert space formulation, assuming that any formulation should encompass a statement of Heisenberg principle. Focusing on this issue from another — in our opinion, deeper — viewpoint, we argue that there is a general fundamental reason why elementary quantum systems are not described in real Hilbert spaces. It is their basic symmetry group. In the first part of the paper, we consider an elementary relativistic system within Wigner’s approach defined as a locally-faithful irreducible strongly-continuous unitary representation of the Poincaré group in a real Hilbert space. We prove that, if the squared-mass operator is non-negative, the system admits a natural, Poincaré invariant and unique up to sign, complex structure which commutes with the whole algebra of observables generated by the representation itself. This complex structure leads to a physically equivalent reformulation of the theory in a complex Hilbert space. Within this complex formulation, differently from what happens in the real one, all selfadjoint operators represent observables in accordance with Solèr’s thesis, and the standard quantum version of Noether theorem may be formulated. In the second part of this work, we focus on the physical hypotheses adopted to define a quantum elementary relativistic system relaxing them on the one hand, and making our model physically more general on the other hand. We use a physically more accurate notion of irreducibility regarding the algebra of observables only, we describe the symmetries in terms of automorphisms of the restricted lattice of elementary propositions of the quantum system and we adopt a notion of continuity referred to the states viewed as probability measures on the elementary propositions. Also in this case, the final result proves that there exists a unique (up to sign) Poincaré invariant complex structure making the theory complex and completely fitting into Solèr’s picture. This complex structure reveals a nice interplay of Poincaré symmetry and the classification of the commutant of irreducible real von Neumann algebras.
It is a scientific truism nowadays that quantum mechanical predictions are of statistical or rather of probabilistic nature: a quantum theory assigns a probability distribution to each measurable quantity (observable) of a physical system prepared according to a given preparation prescription (state). Such sets of probability distributions represent the most general quantitative predictions of physical theories. The aim of this study is to determine all theoretical frameworks which yield such a kind of output taking the probabilistic nature of quantitative physical predictions as initial hypothesis. Astonishingly, this project succeeds with a minimal number of additional assumptions, which arise quite naturally in the course of the analysis, and which essentially amount to regularity conditions. The result is that there exist only two classes of physical theories providing quantitative probabilistic predictions: classical theories where observables are represented by real functions over a phase space and states are represented by probability measures upon the phase space, and quantum theories where observables are represented by selfadjoint operators acting on a complex Hilbert space and states are represented by state operators. On empirical grounds, classical theories cannot provide the all-encompassing, fundamental frame for the mathematical description of physical systems. Quantum theories remain, and there is no more complete formal frame for quantitative physical theories. As an additional result, it is shown that there exist physical systems which possess a quantum mechanical but no classical description; a prominent example is the spin system of two spin-1/2 particles. The classical hidden variables model, which J. Bell relates to this system in order to prove his theorem, cannot be a true description of it because no such classical model exists, and Bell's theorem loses its foundation.
AbstractStandard quantum mechanics is formulated using complex Hilbert spaces, real-valued probabilities, continuous one-parameter dynamics, and—where particles and fields have continuous degrees of freedom —function spaces constructed over continua such as R3 . In that precise mathematical sense, the real and complex continua are deeply embedded in the standard theory. It does not follow, however, that experiments have demonstrated the physical existence of an uncountable set of exact real numbers, still less that individual quantum systems physically “store” infinitely many digits. Every preparation, control operation, and measurement has finite precision, and many quantum predictions can be approximated arbitrarily closely using countable or finite descriptions.This distinction matters because the continuum is sometimes blamed for quantum theory's conceptual strangeness. That diagnosis is mostly unsupported. Superposition, interference, uncertainty, noncommutativity, entanglement, contextuality, Bell-inequality violations, and no-cloning already occur in finite-dimensional quantum systems and do not depend in any straightforward way on continuous position space or arbitrary irrational numbers. Restricting a Hilbert space to rational, algebraic, computable, or finitely specified states therefore does not automatically produce classical physics. Indeed, dense restricted subsets can approximate ordinary quantum predictions to arbitrary finite accuracy, although turning such a subset into a complete physical theory requires much more: closed dynamics, a composition rule, a measurement theory, robustness, and new empirical predictions.A particularly developed contemporary alternative is Tim Palmer's Invariant Set Theory and its recent formulation as Rational Quantum Mechanics (RaQM). RaQM is not accurately described as simply “quantum mechanics with irrational numbers banned.” It restricts the bases in which states are physically defined through number-theoretic rationality conditions, represents admissible states using finite bit strings, invokes a fractal invariant state space equipped with a non-Euclidean, p-adic-like metric, and violates Bell measurement independence at the level of exact counterfactual settings. Palmer's 2026 proposal further predicts a finite qubit-information capacity and an eventual saturation of quantum computational advantage. These are genuine, potentially falsifiable proposals, but they remain speculative and have not displaced standard quantum theory.The strongest conclusion is consequently asymmetric. There is a serious foundational question about whether the continuum is an ontological feature of nature or an extraordinarily efficient mathematical completion. Finite precision prevents existing experiments from proving a literal continuum. But there is presently little evidence that continuum mathematics causes quantum phenomena. Any discrete replacement must still account quantitatively for interference, contextuality, Bell correlations, entanglement, spectroscopy, atomic structure, and quantum computation. Discreteness can change quantum physics only when it is accompanied by additional physical postulates—and those postulates, rather than discreteness alone, must ultimately face experiment.
The mathematical structure of quantum theory is usually postulated rather than explained—Hilbert spaces, operators, and probabilistic structure—without explaining why this arena should exist in the first place. In this work we address a more primitive question: starting from the absence of any prior structure, what conditions must be satisfied for coherent persistence to be possible at all? We begin from a state of zero determination (the Void), understood not as physical emptiness but as the absence of admissibility constraints. From this starting point, we show that the possibility of persistence forces a minimal triadic structure consisting of reference, transformation, and return. This structure enables self-verification without external supervision and distinguishes genuine continuity from accidental resemblance. The requirement of self-verifying persistence forces deviation to be representable quantitatively and to compose across histories. This necessity leads uniquely to a linear vector space structure. Stability further imposes a knife-edge viability condition: identity-preserving and identity-violating contributions must equalize at closure. From this condition, an inner product and norm are forced, yielding Hilbert space geometry and operator representations as consequences of viability rather than axioms. Within this framework, familiar features of quantum kinematics—such as uncertainty, unitary evolution, and probabilistic weighting—arise as structural necessities rather than postulated rules. The present work establishes the kinematic foundations of coherence, deriving the mathematical arena of quantum theory from the requirement that something persist at all. Applications to mass relations, symmetry, temporal ordering, and composite systems are developed separately.Version 1.0. This preprint establishes the structural foundations of Coherence Algebra and derives Hilbert space from self-verification and persistence.
Quantum mechanics has achieved unparalleled success as an operational theory, describing a wide range of experiments to remarkable accuracy. However, the physical foundations on which it rests remain as puzzling as they were a century ago, and a concise statement of the physical principles that underlie quantum mechanics is still outstanding. One promising approach holds that these principles should be formulated in terms of information, since many of the counter-intuitive effects in quantum theory concern questions such as what one can know about a quantum system and how the information encoded therein can be processed and distributed between parties. Another challenging feature of quantum theory is its incompatibility with the other cornerstone of modern physics, general relativity. In order to reconcile the two, one must identify and retain only the essential concepts and principles of each theory, and in the case of general relativity, causality has been identified as such a concept. This raises the question of how our classical understanding of causality must change when quantum theory is taken into account. In order to address these questions about information, knowledge and causality, I turn to the framework of causal models. In classical statistics, causal models explain the relations among a set of variables in terms of causal influences, which makes them a powerful tool for structuring our knowledge about complex systems and developing strategies for interacting with them. More importantly, the framework provides the conceptual underpinnings and mathematical methods for addressing questions about causation, information and knowledge in a rigorous manner. In this thesis, I develop a version of the classical causal models framework that is compatible with quantum theory and explore its physical implications. \n \n \nA first step is to define quantum versions of fundamental elements such as variables, conditionals and belief propagation rules. This allows one to consider the question of what one can come to know about a quantum variable from the point of view of causal modelling. The conditionals relating quantum variables are found to have a richer structure than their classical counterparts, which can be exploited for the task of discerning causal relations given limited data -- a central problem in classical causal modelling. The mathematical properties of quantum conditionals also establish a correspondence between various classes of two-party correlations, such as bound and distillable entanglement, and the types of causal structures that can give rise to them, which may become a useful tool for entanglement theory and quantum information processing. In the context of open quantum systems dynamics, quantum causal models provide a clear physical explanation of not completely positive maps and, more broadly, of non-Markovian quantum dynamics. Finally, I consider the possibility of non-classical effects in the way that different causal mechanisms are combined -- that is, non-classical causal structures. For the simple case of two causally ordered variables, I propose indicators that witness different classes of combinations of causal mechanisms, including a non-classical mixture, and describe an experiment realizing examples of the different classes. \n \n \nAs these results illustrate, the framework of quantum causal models provides both greater conceptual clarity and a comprehensive mathematical formalism for studying a diverse set of problems, ranging from foundational questions to applications in open systems dynamics and the exploration of non-classical causal structures, which are likely to feature in a future theory of quantum gravity. The material presented in this thesis is intended as a foundation and inspiration for further applications of quantum causal models.