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arXiv:1611.09029 · Reviews in Mathematical Physics

Quantum theory in real Hilbert space: How the complex Hilbert space structure emerges from Poincaré symmetry

Valter Moretti, Marco Oppio

Published Jun 13, 2017• 32 citations
arXivHTMLPDF

Abstract

As earlier conjectured by several authors and much later established by Solèr (relying on partial results by Piron, Maeda–Maeda and other authors), from the lattice theory point of view, Quantum Mechanics may be formulated in real, complex or quaternionic Hilbert spaces only. Stückelberg provided some physical, but not mathematically rigorous, reasons for ruling out the real Hilbert space formulation, assuming that any formulation should encompass a statement of Heisenberg principle. Focusing on this issue from another — in our opinion, deeper — viewpoint, we argue that there is a general fundamental reason why elementary quantum systems are not described in real Hilbert spaces. It is their basic symmetry group. In the first part of the paper, we consider an elementary relativistic system within Wigner’s approach defined as a locally-faithful irreducible strongly-continuous unitary representation of the Poincaré group in a real Hilbert space. We prove that, if the squared-mass operator is non-negative, the system admits a natural, Poincaré invariant and unique up to sign, complex structure which commutes with the whole algebra of observables generated by the representation itself. This complex structure leads to a physically equivalent reformulation of the theory in a complex Hilbert space. Within this complex formulation, differently from what happens in the real one, all selfadjoint operators represent observables in accordance with Solèr’s thesis, and the standard quantum version of Noether theorem may be formulated. In the second part of this work, we focus on the physical hypotheses adopted to define a quantum elementary relativistic system relaxing them on the one hand, and making our model physically more general on the other hand. We use a physically more accurate notion of irreducibility regarding the algebra of observables only, we describe the symmetries in terms of automorphisms of the restricted lattice of elementary propositions of the quantum system and we adopt a notion of continuity referred to the states viewed as probability measures on the elementary propositions. Also in this case, the final result proves that there exists a unique (up to sign) Poincaré invariant complex structure making the theory complex and completely fitting into Solèr’s picture. This complex structure reveals a nice interplay of Poincaré symmetry and the classification of the commutant of irreducible real von Neumann algebras.

DOI
10.1142/s0129055x17500210

Related papers

Quantum theory in quaternionic Hilbert space: How Poincaré symmetry reduces the theory to the standard complex one

Valter Moretti, Marco Oppio

As earlier conjectured by several authors and much later established by Solèr, from the lattice-theory point of view, Quantum Mechanics may be formulated in real, complex or quaternionic Hilbert spaces only. On the other hand, no quantum systems seem to exist that are naturally described in a real or quaternionic Hilbert space. In a previous paper [23], we showed that any quantum system which is elementary from the viewpoint of the Poincaré symmetry group and it is initially described in a real Hilbert space, it can also be described within the standard complex Hilbert space framework. This complex description is unique and more precise than the real one as, for instance, in the complex description, all self-adjoint operators represent observables defined by the symmetry group. The complex picture fulfils the thesis of Solér’s theorem and permits the standard formulation of the quantum Noether’s theorem. The present work is devoted to investigate the remaining case, namely, the possibility of a description of a relativistic elementary quantum system in a quaternionic Hilbert space. Everything is done exploiting recent results of the quaternionic spectral theory that were independently developed. In the initial part of this work, we extend some results of group representation theory and von Neumann algebra theory from the real and complex cases to the quaternionic Hilbert space case. We prove the double commutant theorem also for quaternionic von Neumann algebras (whose proof requires a different procedure with respect to the real and complex cases) and we extend to the quaternionic case a result established in the previous paper concerning the classification of irreducible von Neumann algebras into three categories. In the second part of the paper, we consider an elementary relativistic system within Wigner’s approach defined as a locally-faithful irreducible strongly-continuous unitary representation of the Poincaré group in a quaternionic Hilbert space. We prove that, if the squared-mass operator is non-negative, the system admits a natural, Poincaré invariant and unique up to sign, complex structure which commutes with the whole algebra of observables generated by the representation itself. This complex structure leads to a physically equivalent reformulation of the theory in a complex Hilbert space. Within this complex formulation, differently from what happens in the quaternionic one, all self-adjoint operators represent observables in agreement with Solèr’s thesis, the standard quantum version of Noether theorem may be formulated and the notion of composite system may be given in terms of tensor product of elementary systems. In the third part of the paper, we focus on the physical hypotheses adopted to define a quantum elementary relativistic system relaxing them on the one hand, and making our model physically more general on the other hand. We use a physically more accurate notion of irreducibility regarding the algebra of observables only, we describe the symmetries in terms of automorphisms of the restricted lattice of elementary propositions of the quantum system and we adopt a notion of continuity referred to the states viewed as probability measures on the elementary propositions. Also in this case, the final result proves that there exists a unique (up to sign) Poincaré invariant complex structure making the theory complex and completely fitting into Solèr’s picture. The overall conclusion is that relativistic elementary systems are naturally and better described in complex Hilbert spaces even if starting from a real or quaternionic Hilbert space formulation and this complex description is uniquely fixed by physics.

arXiv:1709.09246•Reviews in Mathematical Physics•Nov 16, 2018•8 citations

On the Necessity of Complex Numbers in Quantum Mechanics

Marco Oppio

In principle, the lattice of elementary propositions of a generic quantum system admits a representation in real, complex or quaternionic Hilbert spaces as established by Solèr’s theorem (1995) closing a long standing problem that can be traced back to von Neumann’s mathematical formulation of quantum mechanics. However up to now there are no examples of quantum systems described in Hilbert spaces whose scalar field is different from the set of complex numbers. We show that elementary relativistic systems cannot be described by irreducible strongly-continuous unitary representations of SL(2, C) on real or quaternionic Hilbert spaces as a consequence of some peculiarity of the generators related with the theory of polar decomposition of operators. Indeed such a ”naive” attempt leads necessarily to an equivalent formulation on a complex Hilbert space. Although this conclusion seems to give a definitive answer to the real/quaternionic-quantum-mechanics issue, it lacks consistency since it does not derive from more general physical hypotheses as the complex one does. Trying a more solid approach, in both situations we end up with three possibilities: an equivalent description in terms of a Wigner unitary representation in a real, complex or quaternionic Hilbert space. At this point the ”naive” result turns out to be a definitely important technical lemma, for it forbids the two extreme possibilities. \nIn conclusion, the real/quaternionic theory is actually complex. This improved approach is based upon the concept of von Neumann algebra of observables. Unfortunately, while \nthere exists a thorough literature about these algebras on real and complex Hilbert spaces, an analysis on the notion of von Neumann algebra over a quaternionic Hilbert space is \ncompletely absent to our knowledge. There are several issues in trying to define such a mathematical object, first of all the inability to construct linear combination of operators \nwith quaternionic coeffients. Restricting ourselves to unital real *-algebras of operators we are able to prove the von Neumann Double Commutant Theorem also on quaternionc \nHilbert spaces. Clearly, this property turns out to be crucial.

•Jan 1, 2018•1 citation

The bare necessities of a physically reasonable mathematical model for quantum theory

Gerd Niestegge

What are the minimal requirements for a physically reasonable mathematical model for quantum theory or a potential extension? In addressing this question, rather than relying on the generalized probabilistic theories or other usual approaches, we propose a reset based on the following fundamental features: transition probabilities, which are typical of quantum theory, and continuous reversible dynamical processes (e.g., represented by a Lie group), which play the same crucial role in classical as well as in quantum physics. In doing so, we get back to the very elementary transition probability space framework originally introduced by Bogdan Mielnik in 1968 and combine it with the continuous reversibility condition. The primary class of valid spaces arises from the irreducible atomic JBW algebras, which encompass the irreducible atomic von Neumann algebras and the Jordan matrix algebras. The von Neumann algebras represent the model of common quantum theory. Beyond these, there is a non-standard valid space, where the exceptional Lie group $E_6$ acts transitively. While $E_6$ has been proposed as a candidate for internal symmetries in particle physics, we highlight that this model deviates from standard quantum theory in critical ways. Specifically, it fails to guarantee the existence of post-measurement states in all situations. Though the above postulates are powerful, they still allow for some physically meaningless models. A further feature of quantum theory (the correspondence between the pure states and the minimal projections) leads us to an additional requirement that rules out these models. However, a complete classification of the valid models remains one of the open issues, pointed out in the paper, which is intended for the mathematical and physical experts, inspiring them to tackle these problems.

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Introduction

Giacomo Mauro D’Ariano, Giulio Chiribella, Paolo Perinotti

Quantum theory is the soul of contemporary physics. It was discovered in an adventurous way, under the urge to solve the puzzles posed by atomic spectra and blackbody radiation. But after its invention, it immediately became clear that it was not just a theory of specific physical systems: it was rather a new language of universal applicability. Already in 1928, the theory had received solid mathematical foundations by Hilbert, von Neumann, and Nordheim, and this work was brought to completion in the monumental work of von Neumann, in the form that we still study nowadays. The theory is extraordinarily successful, and its predictions have been confirmed to an astonishing level of precision in a large spectrum of experiments. However, almost 90 years after von Neumann's book, quantum theory remains mysterious. Its mathematical formulation – based on Hilbert spaces and self-adjoint operators – is far from having an intuitive interpretation. The association of physical systems to Hilbert spaces whose unit vectors represent pure states, the representation of transformations by unitary operators and of observables by self-adjoint operators – all such postulates look artificial and ad hoc . A slightly more operational approach is provided by the C * -algebraic formulation of quantum theory – still, this formulation relies on the assumption that observables form an algebra , where the physical meanings of the multiplication and the sum are far from clear. In short, the postulates of quantum theory impose mathematical structures without providing any simple reason for this choice: the mathematics of Hilbert spaces is adopted as a magic blackbox that “works well” at producing experimental predictions. However, in a satisfactory axiomatization of a physical theory the mathematical structures should emerge as a consequence of postulates that have a direct physical interpretation. By this we mean postulates referring, e.g., to primitive notions like physical system, measurement, or process, rather than notions like, e.g., Hilbert space, C * -algebra, unit vector, or selfadjoint operator. The crucial question thus remains unanswered: why quantum theory? Which are the principles at the basis of the theory? A case that is often invoked in contrast is that of Special Relativity theory, which directly follows from the simple understandable principle of relativity.

Cambridge University Press eBooks•Nov 2, 2016•0 citations

How to Derive the Hilbert-Space Formulation of Quantum Mechanics From Purely Operational Axioms

Giacomo Mauro D’Ariano

In the present paper I show how it is possible to derive the Hilbert space formulation of Quantum Mechanics from a comprehensive definition of "physical experiment" and assuming "experimental accessibility and simplicity" as specified by five simple Postulates. This accomplishes the program presented in form of conjectures in the previous paper quant-ph/0506034. Pivotal roles are played by the "local observability principle", which reconciles the holism of nonlocality with the reductionism of local observation, and by the postulated existence of "informationally complete observables" and of a "symmetric faithful state". This last notion allows one to introduce an operational definition for the real version of the "adjoint"--i. e. the transposition--from which one can derive a real Hilbert-space structure via either the Mackey-Kakutani or the Gelfand-Naimark-Segal constructions. Here I analyze in detail only the Gelfand-Naimark-Segal construction, which leads to a real Hilbert space structure analogous to that of (classes of generally unbounded) selfadjoint operators in Quantum Mechanics. For finite dimensions, general dimensionality theorems that can be derived from a local observability principle, allow us to represent the elements of the real Hilbert space as operators over an underlying complex Hilbert space (see, however, a still open problem at the end of the paper). The route for the present operational axiomatization was suggested by novel ideas originated from Quantum Tomography.

arXiv:quant-ph/0603011•Mar 2, 2006•3 citations

Symmetric Quantum Sets and L-Algebras

Wolfgang Rump

Abstract Quantum analogues of sets are defined by two simple assumptions, allowing enumeration, reminiscent of the Gram–Schmidt orthogonalization process. It is shown that any symmetric quantum set is a classical set of irreducible components, and that each irreducible component of size $>3$ is representable by an orthomodular space over a skew field with involution. For finite or sufficiently large irreducible components, invariance of quantum cardinality is proved. Topological quantum sets are introduced as quantum analogues of topological spaces; irreducible ones of size $>3$ are shown to be representable by Hilbert spaces over ${\mathbb{R}}$, ${\mathbb{C}}$, or ${\mathbb{H}}$. Symmetric quantum sets are characterized as a class of $L$-algebras with an intrinsic geometry, and they are shown to be equivalent to Piron’s quantum formalism. Equivalences between symmetric quantum sets and several other structures are established. To any symmetric quantum set, a group with a right invariant lattice structure is associated as a complete invariant. A simple and self-contained proof of Solèr’s theorem is included, which is used to prove that sufficiently large irreducible symmetric quantum sets come from a classical Hilbert space.

International Mathematics Research Notices•May 17, 2020•22 citations
As earlier conjectured by several authors and much later established by Solèr (relying on partial results by Piron, Maeda–Maeda and other authors), from the lattice theory point of view, Quantum Mechanics may be formulated in real, complex or quaternionic Hilbert spaces only. Stückelberg provided some physical, but not mathematically rigorous, reasons for ruling out the real Hilbert space formulation, assuming that any formulation should encompass a statement of Heisenberg principle. Focusing on this issue from another — in our opinion, deeper — viewpoint, we argue that there is a general fundamental reason why elementary quantum systems are not described in real Hilbert spaces. It is their basic symmetry group. In the first part of the paper, we consider an elementary relativistic system within Wigner’s approach defined as a locally-faithful irreducible strongly-continuous unitary representation of the Poincaré group in a real Hilbert space. We prove that, if the squared-mass operator is non-negative, the system admits a natural, Poincaré invariant and unique up to sign, complex structure which commutes with the whole algebra of observables generated by the representation itself. This complex structure leads to a physically equivalent reformulation of the theory in a complex Hilbert space. Within this complex formulation, differently from what happens in the real one, all selfadjoint operators represent observables in accordance with Solèr’s thesis, and the standard quantum version of Noether theorem may be formulated. In the second part of this work, we focus on the physical hypotheses adopted to define a quantum elementary relativistic system relaxing them on the one hand, and making our model physically more general on the other hand. We use a physically more accurate notion of irreducibility regarding the algebra of observables only, we describe the symmetries in terms of automorphisms of the restricted lattice of elementary propositions of the quantum system and we adopt a notion of continuity referred to the states viewed as probability measures on the elementary propositions. Also in this case, the final result proves that there exists a unique (up to sign) Poincaré invariant complex structure making the theory complex and completely fitting into Solèr’s picture. This complex structure reveals a nice interplay of Poincaré symmetry and the classification of the commutant of irreducible real von Neumann algebras.
As earlier conjectured by several authors and much later established by Solèr, from the lattice-theory point of view, Quantum Mechanics may be formulated in real, complex or quaternionic Hilbert spaces only. On the other hand, no quantum systems seem to exist that are naturally described in a real or quaternionic Hilbert space. In a previous paper [23], we showed that any quantum system which is elementary from the viewpoint of the Poincaré symmetry group and it is initially described in a real Hilbert space, it can also be described within the standard complex Hilbert space framework. This complex description is unique and more precise than the real one as, for instance, in the complex description, all self-adjoint operators represent observables defined by the symmetry group. The complex picture fulfils the thesis of Solér’s theorem and permits the standard formulation of the quantum Noether’s theorem. The present work is devoted to investigate the remaining case, namely, the possibility of a description of a relativistic elementary quantum system in a quaternionic Hilbert space. Everything is done exploiting recent results of the quaternionic spectral theory that were independently developed. In the initial part of this work, we extend some results of group representation theory and von Neumann algebra theory from the real and complex cases to the quaternionic Hilbert space case. We prove the double commutant theorem also for quaternionic von Neumann algebras (whose proof requires a different procedure with respect to the real and complex cases) and we extend to the quaternionic case a result established in the previous paper concerning the classification of irreducible von Neumann algebras into three categories. In the second part of the paper, we consider an elementary relativistic system within Wigner’s approach defined as a locally-faithful irreducible strongly-continuous unitary representation of the Poincaré group in a quaternionic Hilbert space. We prove that, if the squared-mass operator is non-negative, the system admits a natural, Poincaré invariant and unique up to sign, complex structure which commutes with the whole algebra of observables generated by the representation itself. This complex structure leads to a physically equivalent reformulation of the theory in a complex Hilbert space. Within this complex formulation, differently from what happens in the quaternionic one, all self-adjoint operators represent observables in agreement with Solèr’s thesis, the standard quantum version of Noether theorem may be formulated and the notion of composite system may be given in terms of tensor product of elementary systems. In the third part of the paper, we focus on the physical hypotheses adopted to define a quantum elementary relativistic system relaxing them on the one hand, and making our model physically more general on the other hand. We use a physically more accurate notion of irreducibility regarding the algebra of observables only, we describe the symmetries in terms of automorphisms of the restricted lattice of elementary propositions of the quantum system and we adopt a notion of continuity referred to the states viewed as probability measures on the elementary propositions. Also in this case, the final result proves that there exists a unique (up to sign) Poincaré invariant complex structure making the theory complex and completely fitting into Solèr’s picture. The overall conclusion is that relativistic elementary systems are naturally and better described in complex Hilbert spaces even if starting from a real or quaternionic Hilbert space formulation and this complex description is uniquely fixed by physics.
In principle, the lattice of elementary propositions of a generic quantum system admits a representation in real, complex or quaternionic Hilbert spaces as established by Solèr’s theorem (1995) closing a long standing problem that can be traced back to von Neumann’s mathematical formulation of quantum mechanics. However up to now there are no examples of quantum systems described in Hilbert spaces whose scalar field is different from the set of complex numbers. We show that elementary relativistic systems cannot be described by irreducible strongly-continuous unitary representations of SL(2, C) on real or quaternionic Hilbert spaces as a consequence of some peculiarity of the generators related with the theory of polar decomposition of operators. Indeed such a ”naive” attempt leads necessarily to an equivalent formulation on a complex Hilbert space. Although this conclusion seems to give a definitive answer to the real/quaternionic-quantum-mechanics issue, it lacks consistency since it does not derive from more general physical hypotheses as the complex one does. Trying a more solid approach, in both situations we end up with three possibilities: an equivalent description in terms of a Wigner unitary representation in a real, complex or quaternionic Hilbert space. At this point the ”naive” result turns out to be a definitely important technical lemma, for it forbids the two extreme possibilities. \nIn conclusion, the real/quaternionic theory is actually complex. This improved approach is based upon the concept of von Neumann algebra of observables. Unfortunately, while \nthere exists a thorough literature about these algebras on real and complex Hilbert spaces, an analysis on the notion of von Neumann algebra over a quaternionic Hilbert space is \ncompletely absent to our knowledge. There are several issues in trying to define such a mathematical object, first of all the inability to construct linear combination of operators \nwith quaternionic coeffients. Restricting ourselves to unital real *-algebras of operators we are able to prove the von Neumann Double Commutant Theorem also on quaternionc \nHilbert spaces. Clearly, this property turns out to be crucial.
What are the minimal requirements for a physically reasonable mathematical model for quantum theory or a potential extension? In addressing this question, rather than relying on the generalized probabilistic theories or other usual approaches, we propose a reset based on the following fundamental features: transition probabilities, which are typical of quantum theory, and continuous reversible dynamical processes (e.g., represented by a Lie group), which play the same crucial role in classical as well as in quantum physics. In doing so, we get back to the very elementary transition probability space framework originally introduced by Bogdan Mielnik in 1968 and combine it with the continuous reversibility condition. The primary class of valid spaces arises from the irreducible atomic JBW algebras, which encompass the irreducible atomic von Neumann algebras and the Jordan matrix algebras. The von Neumann algebras represent the model of common quantum theory. Beyond these, there is a non-standard valid space, where the exceptional Lie group E6E_6E6​ acts transitively. While E6E_6E6​ has been proposed as a candidate for internal symmetries in particle physics, we highlight that this model deviates from standard quantum theory in critical ways. Specifically, it fails to guarantee the existence of post-measurement states in all situations. Though the above postulates are powerful, they still allow for some physically meaningless models. A further feature of quantum theory (the correspondence between the pure states and the minimal projections) leads us to an additional requirement that rules out these models. However, a complete classification of the valid models remains one of the open issues, pointed out in the paper, which is intended for the mathematical and physical experts, inspiring them to tackle these problems.
Quantum theory is the soul of contemporary physics. It was discovered in an adventurous way, under the urge to solve the puzzles posed by atomic spectra and blackbody radiation. But after its invention, it immediately became clear that it was not just a theory of specific physical systems: it was rather a new language of universal applicability. Already in 1928, the theory had received solid mathematical foundations by Hilbert, von Neumann, and Nordheim, and this work was brought to completion in the monumental work of von Neumann, in the form that we still study nowadays. The theory is extraordinarily successful, and its predictions have been confirmed to an astonishing level of precision in a large spectrum of experiments. However, almost 90 years after von Neumann's book, quantum theory remains mysterious. Its mathematical formulation – based on Hilbert spaces and self-adjoint operators – is far from having an intuitive interpretation. The association of physical systems to Hilbert spaces whose unit vectors represent pure states, the representation of transformations by unitary operators and of observables by self-adjoint operators – all such postulates look artificial and ad hoc . A slightly more operational approach is provided by the C * -algebraic formulation of quantum theory – still, this formulation relies on the assumption that observables form an algebra , where the physical meanings of the multiplication and the sum are far from clear. In short, the postulates of quantum theory impose mathematical structures without providing any simple reason for this choice: the mathematics of Hilbert spaces is adopted as a magic blackbox that “works well” at producing experimental predictions. However, in a satisfactory axiomatization of a physical theory the mathematical structures should emerge as a consequence of postulates that have a direct physical interpretation. By this we mean postulates referring, e.g., to primitive notions like physical system, measurement, or process, rather than notions like, e.g., Hilbert space, C * -algebra, unit vector, or selfadjoint operator. The crucial question thus remains unanswered: why quantum theory? Which are the principles at the basis of the theory? A case that is often invoked in contrast is that of Special Relativity theory, which directly follows from the simple understandable principle of relativity.
In the present paper I show how it is possible to derive the Hilbert space formulation of Quantum Mechanics from a comprehensive definition of "physical experiment" and assuming "experimental accessibility and simplicity" as specified by five simple Postulates. This accomplishes the program presented in form of conjectures in the previous paper quant-ph/0506034. Pivotal roles are played by the "local observability principle", which reconciles the holism of nonlocality with the reductionism of local observation, and by the postulated existence of "informationally complete observables" and of a "symmetric faithful state". This last notion allows one to introduce an operational definition for the real version of the "adjoint"--i. e. the transposition--from which one can derive a real Hilbert-space structure via either the Mackey-Kakutani or the Gelfand-Naimark-Segal constructions. Here I analyze in detail only the Gelfand-Naimark-Segal construction, which leads to a real Hilbert space structure analogous to that of (classes of generally unbounded) selfadjoint operators in Quantum Mechanics. For finite dimensions, general dimensionality theorems that can be derived from a local observability principle, allow us to represent the elements of the real Hilbert space as operators over an underlying complex Hilbert space (see, however, a still open problem at the end of the paper). The route for the present operational axiomatization was suggested by novel ideas originated from Quantum Tomography.
Abstract Quantum analogues of sets are defined by two simple assumptions, allowing enumeration, reminiscent of the Gram–Schmidt orthogonalization process. It is shown that any symmetric quantum set is a classical set of irreducible components, and that each irreducible component of size >3>3>3 is representable by an orthomodular space over a skew field with involution. For finite or sufficiently large irreducible components, invariance of quantum cardinality is proved. Topological quantum sets are introduced as quantum analogues of topological spaces; irreducible ones of size >3>3>3 are shown to be representable by Hilbert spaces over R{\mathbb{R}}R, C{\mathbb{C}}C, or H{\mathbb{H}}H. Symmetric quantum sets are characterized as a class of LLL-algebras with an intrinsic geometry, and they are shown to be equivalent to Piron’s quantum formalism. Equivalences between symmetric quantum sets and several other structures are established. To any symmetric quantum set, a group with a right invariant lattice structure is associated as a complete invariant. A simple and self-contained proof of Solèr’s theorem is included, which is used to prove that sufficiently large irreducible symmetric quantum sets come from a classical Hilbert space.