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arXiv:2607.07804

Electron-Phonon Functional Renormalization Group of Fermi Liquid Instabilities

C. Alexander Baum, Matteo Dürrnagel, Ronny Thomale, Lennart Klebl

Published Jul 8, 2026• 0 citations
arXivHTMLPDF

Abstract

We formulate a functional renormalization group (FRG) ansatz for correlated electron models that incorporates electronic interactions as well as electron-phonon coupling (EPC) stemming from dispersive phonon bands. Particularizing to the RG flow of the electron-electron interaction vertex, we treat phonon- and electron-mediated Fermi liquid instabilities on equal footing as we analyze tentative electronic order parameters related to charge, spin, nematicity, and superconducting pairing. We illustrate the approach at the example of Peierls-type transitions we find for the Hubbard model on the square lattice coupled to acoustic phonon bands. Our method allows to incorporate full electronic and phononic ab initio input, and thus lends itself to the analysis of electronic order from intertwined electronic interactions and EPC at a microscopically most substantiated level.

DOI
10.48550/arxiv.2607.07804

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We formulate a functional renormalization group (FRG) ansatz for correlated electron models that incorporates electronic interactions as well as electron-phonon coupling (EPC) stemming from dispersive phonon bands. Particularizing to the RG flow of the electron-electron interaction vertex, we treat phonon- and electron-mediated Fermi liquid instabilities on equal footing as we analyze tentative electronic order parameters related to charge, spin, nematicity, and superconducting pairing. We illustrate the approach at the example of Peierls-type transitions we find for the Hubbard model on the square lattice coupled to acoustic phonon bands. Our method allows to incorporate full electronic and phononic ab initio input, and thus lends itself to the analysis of electronic order from intertwined electronic interactions and EPC at a microscopically most substantiated level.
A wide variety of phenomena in condensed matter systems is driven primarily by interactions between electrons in the system. This work is concerned with the application of functional renormalization group (fRG) as a generalized solver for the multi-band Hamiltonians that describe these systems. We consider a decoupled formulation of the fRG equations that is optimized in the frequency and momentum domains and retains the flow of relevant modes in the system. Approximate truncations that extend the scheme to arbitrary multiband systems are addressed. This optimized decoupling is then used to derive the flow equations that describe fluctuations in model Hamiltonians for Cuprate and Pnictide superconductors. We construct a full phase diagram of the systems studied as a function of doping, temperature and coupling. Access to the frequency modes in the system allows us to explore the impact of coupling phonons to these model Hamiltonians. Alterations to the diagram due to electron-phonon coupling is derived. The results of the decoupled formulation is in agreement with results in the literature for many of the models considered. Further the fRG captures the sensitivity of susceptibilities of Cuprate Hamiltonians to band structure, the enhanced role of Hunds coupling in Pnictide systems and the impact of phonons in multiband Hamiltonians.
We describe a Wick ordered functional renormalization group method for interacting Fermi systems, where the complete flow from the bare action of the microscopic model to the effective low-energy action is obtained from a differential flow equation. We apply this renormalization group approach to a prototypical two-dimensional lattice electron system, the Hubbard model on a square lattice. The flow equation for the effective interactions is evaluated numerically on 1-loop level. The effective interactions diverge at a finite energy scale which is exponentially small for small bare interactions. To analyze the nature of the instabilities signalled by the diverging interactions we compute the flow of the singlet superconducting susceptibilities for various pairing symmetries and also charge and spin density susceptibilities. Depending on the choice of the model parameters (hopping amplitudes, interaction strength and band-filling) we find antiferromagnetic order or d-wave superconductivity as leading symmetry breaking instability.
We describe a Wick ordered functional renormalization group method for interacting Fermi systems, where the effective low-energy action is generated from the bare action of the microscopic model by a differential flow equation. We apply this renormalization group approach to a prototypical two-dimensional lattice electron system, the Hubbard model on a square lattice. The flow equation for the effective interactions is evaluated numerically on 1-loop level. The effective interactions diverge at a finite energy scale which is exponentially small for small bare interactions. To analyze the nature of the instabilities signaled by the diverging interactions, the flow of the singlet superconducting susceptibilities for various pairing symmetries and also charge and spin density susceptibilities are computed. This and similar RG calculations by others conclusively establish the existence of d-wave superconductivity in the Hubbard model.
We present the numerical solution of the renormalization group (RG) equations derived in Tsai, Castro Neto, Shankar, et al. [Phys. Rev. B to appear], for the problem of superconductivity in the presence of both electron–electron and electron–phonon coupling at zero temperature. We study the instability of a Fermi liquid to a superconductor and the RG flow of the couplings in the presence of retardation effects and the crossover from weak to strong coupling. We show that our numerical results provide an ansatz for the analytic solution to the problem in the asymptotic limits of weak and strong coupling.
In the present thesis, we consider interaction induced instabilities in different electronic models consisting of multiple orbitals. We employ the functional renormalization group method, to tackle the many-particle problem. The main goal of this work is the identification of leading instabilities of different interacting electron systems and the relevant energy scales for the onset of correlations. First, we recapitulate the functional renormalization group formalism and discuss details of its application. We proceed with the investigation of two models, a continuum model and a model on a checkerboard lattice, which exhibit a single quadratic band crossing point at the Fermi level. Here, we find that electron-electron interactions can lead to ordering with non-trivial topological properties, i.e. the existence of topologically protected edge states. We further discuss the emergence of superconductivity, when the band crossing point is shifted away from the Fermi surface. Then, we turn to more realistic models featuring quadratic and cubic band crossing points, namely the honeycomb bi- and trilayer, which are used to describe the graphene layered systems. We obtain rich phase diagrams, with antiferromagnetic spin-density, two types of charge-density waves and a quantum spin Hall phase, which features in the case of the trilayer topologically protected edge states. With interaction parameters extracted from ab initio calculations, we observe a close competition between the antiferromagnetic and quantum spin Hall state. Here, the precise shape of the interaction decides which instability is the leading one. A comparison of the energy scales of the ordering phenomena in tri-, bi- and single layer reveals that when the interaction parameters from ab initio are appropriately rescaled, the functional renormalization group can qualitatively reproduce experimental gap sizes in the respective materials consistently. Afterwards, we study a multiband model of the copper-based unconventional superconductors. This is motivated by a puzzling material trend in copper-based high-Tc superconductors, pointed out by Pavarini et al. [PRL. 87, 047003 (2001)]: Compounds with larger next-nearest-neighbor hopping generally exhibit larger critical temperatures, which cannot be easily understood within spin-fluctuation theories of the one-band Hubbard model. Therefore, we consider the extension of the original model by including additional orbitals. We investigate a two-band model with an additional 4s orbital within a two-patch approximation and the N-patch-scheme. By this, a general understanding of the influence of the additional orbitals is established. Afterwards, we additionally include the 3dz2 orbital and show that the material trend, found in experiments, can, at least, qualitatively be reproduced. Lastly, we go back to the single band Hubbard model and examine the consequences of the widely used approximation of neglecting the self-energy and the frequency dependence of the interaction vertex. We establish that the phase diagram obtained from the functional renormalization group is only quantitatively affected. From this study, we conclude that neglecting self-energy and frequency dependence, is a sensible approach, in order to obtain a reliable qualitative picture of the low energy behavior of a weakly or moderately coupled system at reasonable expense.
Numerous correlated electron systems exhibit a strongly scale-dependent behavior. Upon lowering the energy scale, collective phenomena, bound states, and new effective degrees of freedom emerge. Typical examples include (i) competing magnetic, charge, and pairing instabilities in two-dimensional electron systems; (ii) the interplay of electronic excitations and order parameter fluctuations near thermal and quantum phase transitions in metals; and (iii) correlation effects such as Luttinger liquid behavior and the Kondo effect showing up in linear and nonequilibrium transport through quantum wires and quantum dots. The functional renormalization group is a flexible and unbiased tool for dealing with such scale-dependent behavior. Its starting point is an exact functional flow equation, which yields the gradual evolution from a microscopic model action to the final effective action as a function of a continuously decreasing energy scale. Expanding in powers of the fields one obtains an exact hierarchy of flow equations for vertex functions. Truncations of this hierarchy have led to powerful new approximation schemes. This review is a comprehensive introduction to the functional renormalization group method for interacting Fermi systems. A self-contained derivation of the exact flow equations is presented and frequently used truncation schemes are described. Reviewing selected applications it is shown how approximations based on the functional renormalization group can be fruitfully used to improve our understanding of correlated fermion systems.