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Instabilities of multiorbital electron systems

Stefan Uebelacker, Carsten Honerkamp A

Published Jan 1, 2014• 0 citations
OpenAlex

Abstract

In the present thesis, we consider interaction induced instabilities in different electronic models consisting of multiple orbitals. We employ the functional renormalization group method, to tackle the many-particle problem. The main goal of this work is the identification of leading instabilities of different interacting electron systems and the relevant energy scales for the onset of correlations. First, we recapitulate the functional renormalization group formalism and discuss details of its application. We proceed with the investigation of two models, a continuum model and a model on a checkerboard lattice, which exhibit a single quadratic band crossing point at the Fermi level. Here, we find that electron-electron interactions can lead to ordering with non-trivial topological properties, i.e. the existence of topologically protected edge states. We further discuss the emergence of superconductivity, when the band crossing point is shifted away from the Fermi surface. Then, we turn to more realistic models featuring quadratic and cubic band crossing points, namely the honeycomb bi- and trilayer, which are used to describe the graphene layered systems. We obtain rich phase diagrams, with antiferromagnetic spin-density, two types of charge-density waves and a quantum spin Hall phase, which features in the case of the trilayer topologically protected edge states. With interaction parameters extracted from ab initio calculations, we observe a close competition between the antiferromagnetic and quantum spin Hall state. Here, the precise shape of the interaction decides which instability is the leading one. A comparison of the energy scales of the ordering phenomena in tri-, bi- and single layer reveals that when the interaction parameters from ab initio are appropriately rescaled, the functional renormalization group can qualitatively reproduce experimental gap sizes in the respective materials consistently. Afterwards, we study a multiband model of the copper-based unconventional superconductors. This is motivated by a puzzling material trend in copper-based high-Tc superconductors, pointed out by Pavarini et al. [PRL. 87, 047003 (2001)]: Compounds with larger next-nearest-neighbor hopping generally exhibit larger critical temperatures, which cannot be easily understood within spin-fluctuation theories of the one-band Hubbard model. Therefore, we consider the extension of the original model by including additional orbitals. We investigate a two-band model with an additional 4s orbital within a two-patch approximation and the N-patch-scheme. By this, a general understanding of the influence of the additional orbitals is established. Afterwards, we additionally include the 3dz2 orbital and show that the material trend, found in experiments, can, at least, qualitatively be reproduced. Lastly, we go back to the single band Hubbard model and examine the consequences of the widely used approximation of neglecting the self-energy and the frequency dependence of the interaction vertex. We establish that the phase diagram obtained from the functional renormalization group is only quantitatively affected. From this study, we conclude that neglecting self-energy and frequency dependence, is a sensible approach, in order to obtain a reliable qualitative picture of the low energy behavior of a weakly or moderately coupled system at reasonable expense.

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In the present thesis, we consider interaction induced instabilities in different electronic models consisting of multiple orbitals. We employ the functional renormalization group method, to tackle the many-particle problem. The main goal of this work is the identification of leading instabilities of different interacting electron systems and the relevant energy scales for the onset of correlations. First, we recapitulate the functional renormalization group formalism and discuss details of its application. We proceed with the investigation of two models, a continuum model and a model on a checkerboard lattice, which exhibit a single quadratic band crossing point at the Fermi level. Here, we find that electron-electron interactions can lead to ordering with non-trivial topological properties, i.e. the existence of topologically protected edge states. We further discuss the emergence of superconductivity, when the band crossing point is shifted away from the Fermi surface. Then, we turn to more realistic models featuring quadratic and cubic band crossing points, namely the honeycomb bi- and trilayer, which are used to describe the graphene layered systems. We obtain rich phase diagrams, with antiferromagnetic spin-density, two types of charge-density waves and a quantum spin Hall phase, which features in the case of the trilayer topologically protected edge states. With interaction parameters extracted from ab initio calculations, we observe a close competition between the antiferromagnetic and quantum spin Hall state. Here, the precise shape of the interaction decides which instability is the leading one. A comparison of the energy scales of the ordering phenomena in tri-, bi- and single layer reveals that when the interaction parameters from ab initio are appropriately rescaled, the functional renormalization group can qualitatively reproduce experimental gap sizes in the respective materials consistently. Afterwards, we study a multiband model of the copper-based unconventional superconductors. This is motivated by a puzzling material trend in copper-based high-Tc superconductors, pointed out by Pavarini et al. [PRL. 87, 047003 (2001)]: Compounds with larger next-nearest-neighbor hopping generally exhibit larger critical temperatures, which cannot be easily understood within spin-fluctuation theories of the one-band Hubbard model. Therefore, we consider the extension of the original model by including additional orbitals. We investigate a two-band model with an additional 4s orbital within a two-patch approximation and the N-patch-scheme. By this, a general understanding of the influence of the additional orbitals is established. Afterwards, we additionally include the 3dz2 orbital and show that the material trend, found in experiments, can, at least, qualitatively be reproduced. Lastly, we go back to the single band Hubbard model and examine the consequences of the widely used approximation of neglecting the self-energy and the frequency dependence of the interaction vertex. We establish that the phase diagram obtained from the functional renormalization group is only quantitatively affected. From this study, we conclude that neglecting self-energy and frequency dependence, is a sensible approach, in order to obtain a reliable qualitative picture of the low energy behavior of a weakly or moderately coupled system at reasonable expense.
This thesis is devoted to purely fermionic functional renormalization-group (fRG) studies of multiband effects and of antiferromagnetically ordered phases. The formal framework of the one-particle irreducible fRG scheme is recapitulated and extended for charge-conserving theories with a collinear spin symmetry. For multiband models, point-group symmetries and their interplay with the phases of Bloch basis states are discussed. Further, an improved truncation of the fRG flow equations is proposed that keeps track of three-particle interactions generated by virtual excitations of bands away from the Fermi surface. The feedback of this three-particle term on the two-particle interaction is first investigated in a g-ology approach to a simple two-band model for cuprate superconductors at weak coupling. The results suggest a potentially strong impact of the three-particle term. Subsequently, the three-band Emery model is analyzed within a channel-decomposition, again at weak coupling. In contrast to earlier work, the approach pursued here does not rely on a form-factor expansion, which allows for the observation of a deformed d-wave pairing gap for increasingly incommensurate ordering tendencies in the magnetic channel. In this more refined study, the three-particle feedback plays a minor role. Despite considerable qualitative agreement with results for the one-band Hubbard model with effective parameters, multi-orbital effects are found to play an important role on a quantitative level. Phases of antiferromagnetic ordering are first studied for a reduced mean-field model. In order to go beyond the mean-field picture, a hierarchy of approximations is devised, which starts from the corresponding channel-decomposed one-loop flow equations. Interaction terms breaking discrete symmetries are thereby successively neglected. In the course of these approximations, also an exchange parametrization is employed. For the spin-density wave phase of a two-pocket model initially proposed by Chubukov et al. in Phys. Rev. B 78:134512, the flow equations are then integrated numerically at the most approximate level of the hierarchy. This yields a gap that is significantly reduced compared to mean-field theory. The resulting violation of the SU(2) Ward identity appears acceptable on a qualitative level, suggesting that the approximations causing this violation are physically meaningful.
The aim of this thesis it to contribute to three open problems in the theory of itinerant electron systems in two spatial dimensions. Firstly, the mechanism for charge density wave formation in the transition metal dichalcogenides is a debated subject. In this thesis it is shown that charge density wave formation is possible via a purely electronic mechanism in monolayer vanadium diselenide. The competition of superconductivity and density wave formation is taken into account using the renormalisation group. As the Fermi surface is tuned to perfect nesting, a charge density wave phase emerges when the Heisenberg exchange interaction is of the order of the contact Coulomb repulsion. Secondly, the search for materials which exhibit topological superconductivity is ongoing. Possible candidates are strongly spin-orbit-coupled metals. In this thesis a square-lattice Hubbard model with strong Rashba spin-orbit coupling and one of the Fermi surfaces close to a Lifshitz transition is examined. The metal is shown to be generically unstable to the formation of mixed-parity superconductivity with a helical triplet component via a renormalisation group analysis. Thirdly, the breakdown of Fermi liquid theory close to a quantum critical point is still not well understood. In this thesis a functional renormalisation group analysis is presented using a soft frequency cutoff, investigating a general class of Pomeranchuk instabilities with 𝑁_𝑏 flavours of boson. At small 𝑁_𝑏 the theory is characterised by weakly non-Fermi-liquid behaviour of the electrons and 𝑧≈2 dynamics for the order parameter fluctuations. For large 𝑁_𝑏, the theory crosses over to 𝑧≈1 scaling and non-Fermi-liquid behaviour.
We explore multiband effects on ddd-wave superconducting instabilities driven by electron-electron interactions. Our models on the two-dimensional square lattice consist of a main band with an extended Fermi surface and predominant weight from ${d}_{{x}^{2}\ensuremath{-}{y}^{2}}$ orbitals, whose orbital character is influenced by the admixture of other energetically neighbored orbitals. Using a functional renormalization group description of the superconducting instabilities of the system and different levels of approximations, we study how the energy scale for pairing and hence the critical temperature is affected by the band structure. We find that a reduction of orbital admixture as a function of the orbital energies can cause a Tc{T}_{c}Tc​ enhancement although the Fermi surface becomes more curved and hence less favorable for antiferromagnetic spin fluctuations. While our study does not allow a quantitative understanding of the Tc{T}_{c}Tc​ differences in realistic high-Tc{T}_{c}Tc​ cuprate systems, it may reveal an underlying mechanism contributing to the actual material trends.
We investigate the quantum many-body instabilities for electrons on the honeycomb lattice at half filling with extended interactions, motivated by a description of graphene and related materials. We employ a recently developed fermionic functional renormalization group scheme, which allows for highly resolved calculations of wave-vector dependences in the low-energy effective interactions. We encounter the expected anti-ferromagnetic spin density wave for a dominant on-site repulsion between electrons, and charge order with different modulations for dominant pure nth{n}^{\text{th}}nth nearest-neighbor repulsive interactions. Novel instabilities towards incommensurate charge density waves take place when nonlocal density interactions among several bond distances are included simultaneously. Moreover, for more realistic Coulomb potentials in graphene including enough nonlocal terms there is a suppression of charge order due to competition effects between the different charge ordering tendencies, and if the on-site term fails to dominate, the semimetallic state is rendered stable. The possibility of a topological Mott insulator being the favored tendency for dominating second-nearest-neighbor interactions is not realized in our results with high momentum resolution.
The main focus of the present thesis lies on the development and application of numerical approaches based on quantum lattice models to describe collective excitations in strongly correlated materials. To this end, an efficient and balanced dual triply irreducible local expansion (D-TRILEX) approach that captures the major effects of spatial correlations in strongly correlated fermionic systems is presented, which is based on partial bosonization of the collective electronic fluctuations. Thereby, a specific choice of the bare interaction in the corresponding channel of instability allows a simultaneous description of collective excitations in different channels without facing the Fierz ambiguity problem which usually arises in methods based on partial bosonization. Compared to more elaborate methods, D-TRILEX does not require the computation of the numerically expensive four-point vertex. Furthermore, taking into account only the leading longitudinal contribution of the bosonic modes to the self-energy reduces the complexity of the diagrammatic structure drastically making the method applicable to more complex realistic multi-orbital systems. As the main result of this thesis, the D-TRILEX approach is introduced and its limit of applicability is studied by applying it to the two-dimensional single-band Hubbard model. Performing a comprehensive diagrammatic analysis by comparing D-TRILEX with methods, which consider different sets of diagrams and different approximations for the four-point vertex, we find that contributions that are not considered by the partially bosonized approximation of the four-point vertex have only a minor effect on electronic degrees of freedom and the longitudinal bosonic modes taking into account in D-TRILEX self-energy are the leading ones in a broad range of control parameters. After investigating the applicability of the D-TRILEX approach we apply the method to study collective electronic effects in the hole-doped InSe monolayers using a realistic electronic-structure model. Thereby, we find that due to the weakly screened long-range Coulomb interaction the system shows a charge density waves phase for the broad range of considered parameters, however, inside this regime we have found a coexisting ferromagnetic phase. D-TRILEX can be considered as an approximation of the more elaborate dual boson (DB) theory, which accounts for local correlations within the dynamical mean-field theory (DMFT) and nonlocal correlations perturbatively. As a further result of this thesis, we investigate the weak coupling regime of the two-dimensional single-band Hubbard model within the ladder DB approximation and compare our results to the numerically exact diagrammatic quantum Monte Carlo (DiagMC) method. We find that the DB method qualitatively captures all the different regimes. Even quantitatively DB shows a good agreement with the exact results for single- and two-particle quantities at high and moderate temperatures. However, the ladder approximation slightly underestimates the strong antiferromagnetic fluctuations that appear in the system at low temperatures. As the final result of this thesis, we perform a parametrization of the local four-point vertex in terms of the (three-point) Hedin vertex and screened interactions in the framework of single-boson exchange (SBE) decomposition. Similar to the D-TRILEX approach the computational costs are reduced by neglecting the interaction-irreducible part of the four-point vertex. The approximated vertex is used to calculate the DMFT susceptibility for different interaction strengths at different temperatures. We find that the approximation shows a good agreement in the limits of weak and strong couplings. Thereby, our study highlights the importance of the Hedin vertex for local vertex corrections.
We discuss different approximations for effective low-energy interactions in multiband models for weakly correlated electrons. In the study of Fermi-surface instabilities of the conduction band(s), the standard approximation consists only keeping those terms in the bare interactions that couple only to the conduction band(s), while corrections due to virtual excitations into bands away from the Fermi surface are typically neglected. Here, using a functional renormalization group approach, we present an improved truncation for the treatment of the effective interactions in the conduction band that keeps track of the generated three-particle interactions (six-point term) and hence allows one to include important aspects of these virtual interband excitations. Within a simplified two-patch treatment of the conduction band, we demonstrate that these corrections can have a rather strong effect in parts of the phase diagram by changing the critical scales for various orderings and the phase boundaries.