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International Journal of Modern Physics A

RENORMALIZATION GROUP ANALYSIS OF A TWO-DIMENSIONAL INTERACTING ELECTRON SYSTEM

Walter Metzner

Published Apr 30, 2001• 1 citation
Publisher

Abstract

We describe a Wick ordered functional renormalization group method for interacting Fermi systems, where the complete flow from the bare action of the microscopic model to the effective low-energy action is obtained from a differential flow equation. We apply this renormalization group approach to a prototypical two-dimensional lattice electron system, the Hubbard model on a square lattice. The flow equation for the effective interactions is evaluated numerically on 1-loop level. The effective interactions diverge at a finite energy scale which is exponentially small for small bare interactions. To analyze the nature of the instabilities signalled by the diverging interactions we compute the flow of the singlet superconducting susceptibilities for various pairing symmetries and also charge and spin density susceptibilities. Depending on the choice of the model parameters (hopping amplitudes, interaction strength and band-filling) we find antiferromagnetic order or d-wave superconductivity as leading symmetry breaking instability.

DOI
10.1142/s0217751x01004542

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We describe a Wick ordered functional renormalization group method for interacting Fermi systems, where the complete flow from the bare action of the microscopic model to the effective low-energy action is obtained from a differential flow equation. We apply this renormalization group approach to a prototypical two-dimensional lattice electron system, the Hubbard model on a square lattice. The flow equation for the effective interactions is evaluated numerically on 1-loop level. The effective interactions diverge at a finite energy scale which is exponentially small for small bare interactions. To analyze the nature of the instabilities signalled by the diverging interactions we compute the flow of the singlet superconducting susceptibilities for various pairing symmetries and also charge and spin density susceptibilities. Depending on the choice of the model parameters (hopping amplitudes, interaction strength and band-filling) we find antiferromagnetic order or d-wave superconductivity as leading symmetry breaking instability.
We describe a Wick ordered functional renormalization group method for interacting Fermi systems, where the effective low-energy action is generated from the bare action of the microscopic model by a differential flow equation. We apply this renormalization group approach to a prototypical two-dimensional lattice electron system, the Hubbard model on a square lattice. The flow equation for the effective interactions is evaluated numerically on 1-loop level. The effective interactions diverge at a finite energy scale which is exponentially small for small bare interactions. To analyze the nature of the instabilities signaled by the diverging interactions, the flow of the singlet superconducting susceptibilities for various pairing symmetries and also charge and spin density susceptibilities are computed. This and similar RG calculations by others conclusively establish the existence of d-wave superconductivity in the Hubbard model.
Salmhofer [Commun. Math. Phys. 194, 249 (1998)] recently developed a new renormalization-group method for interacting Fermi systems, where the complete flow from the bare action of a microscopic model to the effective low-energy action, as a function of a continuously decreasing infrared cutoff, is given by a differential flow equation which is local in the flow parameter. We apply this approach to the repulsive two-dimensional Hubbard model with nearest- and next-nearest-neighbor hopping amplitudes. The flow equation for the effective interaction is evaluated numerically on a one-loop level. The effective interactions diverge at a finite-energy scale which is exponentially small for small bare interactions. To analyze the nature of the instabilities signaled by the diverging interactions we extend Salmhofer's renormalization group for the calculation of susceptibilities. We compute the singlet superconducting susceptibilities for various pairing symmetries, and also charge- and spin-density susceptibilities. Depending on the choice of the model parameters (hopping amplitudes, interaction strength, and band filling) we find commensurate and incommensurate antiferromagnetic instabilities or d-wave superconductivity as leading instability. We present the resulting phase diagram in the vicinity of half-filling, and also results for the density dependence of the critical energy scale.
The repulsive two-dimensional Hubbard model is analysed within a functional renormalisation group (RG) approach. The flow equation for the effective interactions is evaluated on 1-loop level. The effective interactions diverge at a finite energy scale which is exponentially small for small bare interactions. To analyse the nature of the instabilities signalled by the diverging interactions, we compute the flow of the superconducting susceptibilities for various pairing symmetries and also charge and spin density susceptibilities. Depending on the choice of the model parameters (hopping amplitudes, interaction strength and band-filling) we find spin density wave instabilities or d-wave superconductivity as leading instability close to half-filling. This calculation establishes the existence of d-wave superconductivity in the Hubbard model beyond doubt.
We present the formalism for a two-loop renormalization group (RG) calculation of some order-parameter susceptibilities associated with a two-dimensional (2D) flat Fermi-surface model. In this order of perturbation theory, one must take into account the self-energy effects directly in all RG flow equations. In one-loop order, our calculation reproduces the well-known results obtained previously by other RG schemes. That is, for repulsive interactions all susceptibilities diverge in the low-energy limit and the antiferromagnetic (AF) spin-density-wave correlations produce indeed the leading instability in the system. In contrast, in two-loop order, only the AF susceptibility diverges for this model. However, even this divergence takes place at a much slower rate than in the one-loop RG approach. The purpose of this paper is to show in a very simple setting how to assess the importance of two-loop quantum fluctuations in 2D interacting fermionic models. With some modifications, the present formalism can also be extended to discuss more realistic models such as the paradigmatic 2D Hubbard model.
We analyze the competition between antiferromagnetism and superconductivity in the two-dimensional Hubbard model by combining a functional renormalization group flow with a mean-field theory for spontaneous symmetry breaking. Effective interactions are computed by integrating out states above a scale ${\ensuremath{\Lambda}}_{\mathrm{MF}}$ in one-loop approximation, which captures in particular the generation of an attraction in the ddd-wave Cooper channel from fluctuations in the particle-hole channel. These effective interactions are then used as an input for a mean-field treatment of the remaining low-energy states, with antiferromagnetism, singlet superconductivity, and triplet $\ensuremath{\pi}$ pairing as the possible order parameters. Antiferromagnetism and superconductivity suppress each other, leaving only a small region in parameter space where both orders can coexist with a sizable order parameter for each. Triplet $\ensuremath{\pi}$ pairing appears generically in the coexistence region, but its feedback on the other order parameters is very small.
Despite its apparent simplicity, the two-dimensional Hubbard model for locally interacting fermions on a square lattice is widely considered as a promising approach for the understanding of Cooper pair formation in the quasi two-dimensional high-Tc cuprate materials. In the present work this model is investigated by means of the functional renormalization group, based on an exact flow equation for the effective average action. In addition to the fermionic degrees of freedom of the Hubbard Hamiltonian, bosonic fields are introduced which correspond to the different possible collective orders of the system, for example magnetism and superconductivity. The interactions between bosons and fermions are determined by means of the method of “rebosonization” (or “flowing bosonization”), which can be described as a continuous, scale-dependent Hubbard-Stratonovich transformation. This method allows an efficient parameterization of the momentumdependent effective two-particle interaction between fermions (four-point vertex), and it makes it possible to follow the flow of the running couplings into the regimes exhibiting spontaneous symmetry breaking, where bosonic fluctuations determine the types of order which are present on large length scales. Numerical results for the phase diagram are presented, which include the mutual influence of different, competing types of order.