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International Journal of Modern Physics B

RENORMALISATION GROUP ANALYSIS OF THE TWO-DIMENSIONAL HUBBARD MODEL: SPIN CORRELATIONS AND D-WAVE SUPERCONDUCTIVITY

Walter Metzner

Published Nov 10, 2003• 0 citations
Publisher

Abstract

The repulsive two-dimensional Hubbard model is analysed within a functional renormalisation group (RG) approach. The flow equation for the effective interactions is evaluated on 1-loop level. The effective interactions diverge at a finite energy scale which is exponentially small for small bare interactions. To analyse the nature of the instabilities signalled by the diverging interactions, we compute the flow of the superconducting susceptibilities for various pairing symmetries and also charge and spin density susceptibilities. Depending on the choice of the model parameters (hopping amplitudes, interaction strength and band-filling) we find spin density wave instabilities or d-wave superconductivity as leading instability close to half-filling. This calculation establishes the existence of d-wave superconductivity in the Hubbard model beyond doubt.

DOI
10.1142/s0217979203020417

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The repulsive two-dimensional Hubbard model is analysed within a functional renormalisation group (RG) approach. The flow equation for the effective interactions is evaluated on 1-loop level. The effective interactions diverge at a finite energy scale which is exponentially small for small bare interactions. To analyse the nature of the instabilities signalled by the diverging interactions, we compute the flow of the superconducting susceptibilities for various pairing symmetries and also charge and spin density susceptibilities. Depending on the choice of the model parameters (hopping amplitudes, interaction strength and band-filling) we find spin density wave instabilities or d-wave superconductivity as leading instability close to half-filling. This calculation establishes the existence of d-wave superconductivity in the Hubbard model beyond doubt.
Salmhofer [Commun. Math. Phys. 194, 249 (1998)] recently developed a new renormalization-group method for interacting Fermi systems, where the complete flow from the bare action of a microscopic model to the effective low-energy action, as a function of a continuously decreasing infrared cutoff, is given by a differential flow equation which is local in the flow parameter. We apply this approach to the repulsive two-dimensional Hubbard model with nearest- and next-nearest-neighbor hopping amplitudes. The flow equation for the effective interaction is evaluated numerically on a one-loop level. The effective interactions diverge at a finite-energy scale which is exponentially small for small bare interactions. To analyze the nature of the instabilities signaled by the diverging interactions we extend Salmhofer's renormalization group for the calculation of susceptibilities. We compute the singlet superconducting susceptibilities for various pairing symmetries, and also charge- and spin-density susceptibilities. Depending on the choice of the model parameters (hopping amplitudes, interaction strength, and band filling) we find commensurate and incommensurate antiferromagnetic instabilities or d-wave superconductivity as leading instability. We present the resulting phase diagram in the vicinity of half-filling, and also results for the density dependence of the critical energy scale.
We describe a Wick ordered functional renormalization group method for interacting Fermi systems, where the complete flow from the bare action of the microscopic model to the effective low-energy action is obtained from a differential flow equation. We apply this renormalization group approach to a prototypical two-dimensional lattice electron system, the Hubbard model on a square lattice. The flow equation for the effective interactions is evaluated numerically on 1-loop level. The effective interactions diverge at a finite energy scale which is exponentially small for small bare interactions. To analyze the nature of the instabilities signalled by the diverging interactions we compute the flow of the singlet superconducting susceptibilities for various pairing symmetries and also charge and spin density susceptibilities. Depending on the choice of the model parameters (hopping amplitudes, interaction strength and band-filling) we find antiferromagnetic order or d-wave superconductivity as leading symmetry breaking instability.
We describe a Wick ordered functional renormalization group method for interacting Fermi systems, where the effective low-energy action is generated from the bare action of the microscopic model by a differential flow equation. We apply this renormalization group approach to a prototypical two-dimensional lattice electron system, the Hubbard model on a square lattice. The flow equation for the effective interactions is evaluated numerically on 1-loop level. The effective interactions diverge at a finite energy scale which is exponentially small for small bare interactions. To analyze the nature of the instabilities signaled by the diverging interactions, the flow of the singlet superconducting susceptibilities for various pairing symmetries and also charge and spin density susceptibilities are computed. This and similar RG calculations by others conclusively establish the existence of d-wave superconductivity in the Hubbard model.
The two-dimensional Hubbard model near half-filling is studied using a configuration-interaction method. Superconducting order-parameter and spin-spin correlation functions are calculated as functions of distance to probe for superconductivity and antiferromagnetism. Consistent with our previous results, these more extensive calculations point toward d-wave superconductivity in the ground state of the two-dimensional repulsive Hubbard model. The d-wave correlations tend to increase with interaction strength, size of the state space used in the calculation, and doping away from half-filling. The superconducting correlations on the Fermi surface are interpreted as d-wave pairing between spin density-wave quasiparticles.
The two-dimensional Hubbard model is studied for small values of the interaction strength (UUU of the order of the hopping amplitude ttt), using a variational ansatz well suited for this regime. The wave function, a refined Gutzwiller ansatz, has a BCS mean-field state with ddd-wave symmetry as its reference state. Superconducting order is found for densities n<1n<1n<1 (but not for n=1n=1n=1). This resolves a discrepancy between results obtained with the functional renormalization group, which do predict superconducting order for small values of UUU, and numerical simulations, which did not find superconductivity for $U\ensuremath{\lesssim}4t$. Both the gap parameter and the order parameter have a domelike shape as a function of nnn with a maximum for $n\ensuremath{\approx}0.8$. Expectation values for the energy, the particle number, and the superconducting order parameter are calculated using a linked-cluster expansion up to second order in UUU. In this way large systems (millions of sites) can be readily treated and well converged results are obtained. A big size is indeed required to see that the gap becomes very small at half filling and probably tends to zero in the thermodynamic limit, whereas away from half filling a finite asymptotic limit is reached. For a lattice of a given size the order parameter becomes finite only above a minimal coupling strength Uc{U}_{c}Uc​. This threshold value decreases steadily with increasing system size, which indicates that superconductivity exists for arbitrarily small UUU for an infinite system. For moderately large systems the size dependence is quite irregular, due to variations in level spacings at the Fermi energy. The fluctuations die out if the gap parameter spans several level spacings.
We present the formalism for a two-loop renormalization group (RG) calculation of some order-parameter susceptibilities associated with a two-dimensional (2D) flat Fermi-surface model. In this order of perturbation theory, one must take into account the self-energy effects directly in all RG flow equations. In one-loop order, our calculation reproduces the well-known results obtained previously by other RG schemes. That is, for repulsive interactions all susceptibilities diverge in the low-energy limit and the antiferromagnetic (AF) spin-density-wave correlations produce indeed the leading instability in the system. In contrast, in two-loop order, only the AF susceptibility diverges for this model. However, even this divergence takes place at a much slower rate than in the one-loop RG approach. The purpose of this paper is to show in a very simple setting how to assess the importance of two-loop quantum fluctuations in 2D interacting fermionic models. With some modifications, the present formalism can also be extended to discuss more realistic models such as the paradigmatic 2D Hubbard model.