A new understanding of criticality in systems described by quadratic bosonic Hamiltonians (QBHs) ties the emergence of long-range correlations to boundaries of dynamical, not thermodynamical, stability in parameter space. This separation occurs because the solution of the Heisenberg equations of motion is determined by an auxiliary pseudo-Hermitian dynamical system. The boundary points of a region of dynamical stability can be either exceptional points, generically associated with long-range correlations, or Krein collisions, where correlations can be either long- or short-range. We investigate the interplay of this landscape of possibilities with band topology and boundary physics, by relying on both specific examples and general arguments. The examples stem from a two-parameter, thermodynamically unstable family of QBHs obtained from the bosonic Su-Schrieffer-Heeger model by breaking particle conservation while preserving a chiral pseudo-symmetry. As a function of an interpolation parameter, distinct regions emerge within a fixed dynamical-stability phase, which prove to be topologically trivial and nontrivial, respectively. The topological phase transition is a line of Krein collisions, which coincides with the closing of a band gap at zero and causes the localization length of the topologically mandated boundary zero modes to diverge before disappearing. We show that the chiral pseudo-symmetry induces, despite the broken particle-number symmetry, enough structure on its associated dynamical matrices to support a topological classification and a bulk-boundary correspondence, independently of dynamical stability. This strongly suggests that, for non-interacting bosons, topological physics extracted from basic index theory is insensitive to dynamical stability and, a posteriori, criticality.
A new understanding of criticality in systems described by quadratic bosonic Hamiltonians (QBHs) ties the emergence of long-range correlations to boundaries of dynamical, not thermodynamical, stability in parameter space. This separation occurs because the solution of the Heisenberg equations of motion is determined by an auxiliary pseudo-Hermitian dynamical system. The boundary points of a region of dynamical stability can be either exceptional points, generically associated with long-range correlations, or Krein collisions, where correlations can be either long- or short-range. We investigate the interplay of this landscape of possibilities with band topology and boundary physics, by relying on both specific examples and general arguments. The examples stem from a two-parameter, thermodynamically unstable family of QBHs obtained from the bosonic Su-Schrieffer-Heeger model by breaking particle conservation while preserving a chiral pseudo-symmetry. As a function of an interpolation parameter, distinct regions emerge within a fixed dynamical-stability phase, which prove to be topologically trivial and nontrivial, respectively. The topological phase transition is a line of Krein collisions, which coincides with the closing of a band gap at zero and causes the localization length of the topologically mandated boundary zero modes to diverge before disappearing. We show that the chiral pseudo-symmetry induces, despite the broken particle-number symmetry, enough structure on its associated dynamical matrices to support a topological classification and a bulk-boundary correspondence, independently of dynamical stability. This strongly suggests that, for non-interacting bosons, topological physics extracted from basic index theory is insensitive to dynamical stability and, a posteriori, criticality.
For a many-body system in equilibrium, described by a thermodynamically stable Hamiltonian, quantum criticality is associated with structural changes of the many-body ground state. However, there exist physically relevant models, notably, certain quadratic bosonic Hamiltonians (QBHs), which fail to have a ground state. QBHs can be dynamically stable or unstable. We show the notion of criticality is meaningful for the entire class of QBHs that are dynamically stable or at the boundary of instability, regardless of thermodynamic stability, and that the key state for such QBHs is a naturally and unambiguously defined quasiparticle vacuum (QPV). This state is Gaussian, and coincides with the ground state if the QBH is thermodynamically stable. We identify a relevant spectral gap, the Krein gap, associated to the minimal spectral separation between creation and annihilation operators, and show that the QPV is unique when the Krein gap is positive. We prove that, for dynamically stable QBHs with finite-range couplings, correlations are exponentially bounded unless the Krein gap closes, which is associated with one of two spectral degeneracies: an exceptional point or a Krein collision. Consequently, long-range QPV correlations can ensue. Thus, the Krein gap takes the role of the spectral gap for dynamically stable QBHs, and the boundary of dynamical stability and criticality (associated to exceptional points) or multicriticality (associated to Krein collisions) are the same. We also find that bosonic critical behavior beyond thermodynamic stability is witnessed by the scaling of the entanglement entropy and other indicators of equilibrium criticality from information geometry. Our framework opens the door to investigating all dynamically stable QBHs through the lens of critical phenomena, including thermodynamically unstable ones from photonics, cavity-QED, and magnonics.
Abstract Unlike their fermionic counterparts, the dynamics of Hermitian quadratic bosonic Hamiltonians are governed by a generally non-Hermitian Bogoliubov-de Gennes effective Hamiltonian. This underlying non-Hermiticity gives rise to a dynamically stable regime, whereby all observables undergo bounded evolution in time, and a dynamically unstable one, whereby evolution is unbounded for at least some observables. We show that stability-to-instability transitions may be classified in terms of a suitably generalized P T symmetry , which can be broken when diagonalizability is lost at exceptional points in parameter space, but also when degenerate real eigenvalues split off the real axis while the system remains diagonalizable. By leveraging tools from Krein stability theory in indefinite inner-product spaces, we introduce an indicator of stability phase transitions, which naturally extends the notion of phase rigidity from non-Hermitian quantum mechanics to the bosonic setting. As a paradigmatic example, we fully characterize the stability phase diagram of a bosonic analogue to the Kitaev–Majorana chain under a wide class of boundary conditions. In particular, we establish a connection between phase-dependent transport properties and the onset of instability, and argue that stable regions in parameter space become of measure zero in the thermodynamic limit. Our analysis also reveals that boundary conditions that support Majorana zero modes in the fermionic Kitaev chain are precisely the same that support stability in the bosonic chain.
We propose a Hermitian quadratic bosonic model (QBH) whose dynamical matrix exhibits distinct topological and dynamical phenomena depending on whether the hopping and pairing amplitudes are real or purely imaginary. In the real-parameter regime, the dynamical matrix is unitarily equivalent to four decoupled copies of the sublattice-symmetric non-Hermitian Su-Schrieffer-Heeger (nSSH2) model, thereby inheriting its topological phases and energy spectrum, including the M\"obius phase, a gapless topological phase with fractional winding number, having no Hermitian counterpart. We show that the dynamics generated by the QBH Hamiltonian naturally reproduces non-Hermitian time evolution, without invoking nonlinear Schr\"odinger dynamics or ad hoc normalization. It is demonstrated by analytically calculating the Loschmidt amplitude and computing the dynamical topological order parameter under periodic boundary conditions, which displays a distinct chiral response in the M\"obius phase. In contrast, when the hopping and pairing terms are taken to be purely imaginary, the dynamical matrix becomes unitarily equivalent to a different version of the sublattice-symmetric non-Hermitian Su-Schrieffer-Heeger (nSSH1) model that supports only two topological phases, trivial and nontrivial, and the M\"obius phase disappears. The latter system exhibits sublattice-dependent chiral amplification under open boundary conditions. We show that this amplification arises from the nontrivial topology of the dynamical matrix, establishing a clear link between topological phase and amplification behavior in the imaginary-parameter regime.
We study symmetry breaking quantum phase transitions in topological insulators and superconductors where the single electron gap remains open in the bulk. Specifically, we consider spontaneous breaking of the symmetry that protects the gapless boundary modes, so that in the ordered phase these modes are gapped. Here we determine the fate of the topological boundary modes right at the transition where they are coupled to the strongly fluctuating order parameter field. Using a combination of exact solutions and renormalization group techniques, we find that the surface fermionic modes either decouple from the bulk fluctuations, or flow to a strongly coupled fixed point which remains gapless. In addition, we study transitions where the critical fluctuations are confined only to the surface and find that in several cases the critical point is naturally supersymmetric. This allows a determination of critical exponents and points to an underlying connection between band topology and supersymmetry. Finally, we study the fate of gapless Majorana modes localized on point and line defects in topological superconductors at bulk criticality, which is analogous to a quantum impurity problem. Again, an interplay of topology and strong correlations causes these modes to remain gapless but in a strongly coupled state. Experimental candidates for realizing these phenomena are discussed.
Tight bosonic analogs of free-fermionic symmetry-protected topological phases, and their associated edge-localized excitations, have long evaded the grasp of condensed-matter and AMO physics. In this paper, building on our initial exploration [Phys. Rev. Lett. 127, 245701 (2021)], we identify a broad class of quadratic bosonic systems subject to Markovian dissipation that realize tight bosonic analogs of the Majorana and Dirac edge modes characteristic of topological superconductors and insulators, respectively. To this end, we establish a general framework for topological metastability for these systems, by leveraging pseudospectral theory as the appropriate mathematical tool for capturing the nonnormality of the Lindbladian generator. The resulting dynamical paradigm, which is characterized by both a sharp separation between transient and asymptotic dynamics and a nontrivial topological invariant, is shown to host edge-localized modes, which we dub Majorana and Dirac bosons. Generically, such modes consist of one conserved mode and a canonically conjugate generator of an approximate phase-space translation symmetry of the dynamics. The general theory is exemplified through several representative models exhibiting the full range of exotic boundary physics that topologically metastable systems can engender. In particular, we explore the extent to which Noether's theorem is violated in this dissipative setting and the way in which certain symmetries can nontrivially modify the edge modes. Notably, we also demonstrate the possibility of anomalous parity dynamics for a bosonic cat state prepared in a topologically metastable system, whereby an equal distribution between even and odd parity sectors is sustained over a long transient. For both Majorana and Dirac bosons, observable multitime signatures in the form of anomalously long-lived quantum correlations and divergent zero-frequency power spectral peaks are proposed and discussed in detail. Our results point to a paradigm for symmetry-protected topological physics in free bosons, embedded deeply in the long-lived transient regimes of metastable dynamics.
Quantum matter emerges from the interplay of fluctuations, topology, and entanglement, which - in equilibrium - governs quantized transport, universal criticality, and topological classification. Non-Hermitian systems, widely explored in platforms ranging from electric circuits to photonics, are intrinsically out-of-equilibrium, and display fundamentally new phenomena, including complex spectra, spectral winding, exceptional topology, and non-unitary dynamics. A central challenge is understanding how the complex single-particle spectrum governs universal many-body behavior. We introduce a symmetry-protected dynamical topological index derived directly from the complex spectrum. Through the lens of algebraic topology, more specifically Morse theory, we identify critical points in the spectrum with topological defects, whose curvature and stability are protected under continuous deformations. This links spectral geometry to many-body observables, unifying non-Hermitian band topology, entanglement, and transport. We demonstrate that non-Hermitian quantum criticality in non-interacting systems is controlled by gain-and-loss-selected non-equilibrium steady states, which dynamically generate an emergent imaginary Fermi surface whose Fermi points host scale-invariant gapless modes with logarithmic entanglement scaling and algebraic correlations. Our work establishes a unified framework for non-Hermitian quantum matter, connecting spectral topology to Morse theory, revealing a topological foundation of non-equilibrium quantum criticality.