Abstract Unlike their fermionic counterparts, the dynamics of Hermitian quadratic bosonic Hamiltonians are governed by a generally non-Hermitian Bogoliubov-de Gennes effective Hamiltonian. This underlying non-Hermiticity gives rise to a dynamically stable regime, whereby all observables undergo bounded evolution in time, and a dynamically unstable one, whereby evolution is unbounded for at least some observables. We show that stability-to-instability transitions may be classified in terms of a suitably generalized P T symmetry , which can be broken when diagonalizability is lost at exceptional points in parameter space, but also when degenerate real eigenvalues split off the real axis while the system remains diagonalizable. By leveraging tools from Krein stability theory in indefinite inner-product spaces, we introduce an indicator of stability phase transitions, which naturally extends the notion of phase rigidity from non-Hermitian quantum mechanics to the bosonic setting. As a paradigmatic example, we fully characterize the stability phase diagram of a bosonic analogue to the Kitaev–Majorana chain under a wide class of boundary conditions. In particular, we establish a connection between phase-dependent transport properties and the onset of instability, and argue that stable regions in parameter space become of measure zero in the thermodynamic limit. Our analysis also reveals that boundary conditions that support Majorana zero modes in the fermionic Kitaev chain are precisely the same that support stability in the bosonic chain.
Abstract Unlike their fermionic counterparts, the dynamics of Hermitian quadratic bosonic Hamiltonians are governed by a generally non-Hermitian Bogoliubov-de Gennes effective Hamiltonian. This underlying non-Hermiticity gives rise to a dynamically stable regime, whereby all observables undergo bounded evolution in time, and a dynamically unstable one, whereby evolution is unbounded for at least some observables. We show that stability-to-instability transitions may be classified in terms of a suitably generalized P T symmetry , which can be broken when diagonalizability is lost at exceptional points in parameter space, but also when degenerate real eigenvalues split off the real axis while the system remains diagonalizable. By leveraging tools from Krein stability theory in indefinite inner-product spaces, we introduce an indicator of stability phase transitions, which naturally extends the notion of phase rigidity from non-Hermitian quantum mechanics to the bosonic setting. As a paradigmatic example, we fully characterize the stability phase diagram of a bosonic analogue to the Kitaev–Majorana chain under a wide class of boundary conditions. In particular, we establish a connection between phase-dependent transport properties and the onset of instability, and argue that stable regions in parameter space become of measure zero in the thermodynamic limit. Our analysis also reveals that boundary conditions that support Majorana zero modes in the fermionic Kitaev chain are precisely the same that support stability in the bosonic chain.
A new understanding of criticality in systems described by quadratic bosonic Hamiltonians (QBHs) ties the emergence of long-range correlations to boundaries of dynamical, not thermodynamical, stability in parameter space. This separation occurs because the solution of the Heisenberg equations of motion is determined by an auxiliary pseudo-Hermitian dynamical system. The boundary points of a region of dynamical stability can be either exceptional points, generically associated with long-range correlations, or Krein collisions, where correlations can be either long- or short-range. We investigate the interplay of this landscape of possibilities with band topology and boundary physics, by relying on both specific examples and general arguments. The examples stem from a two-parameter, thermodynamically unstable family of QBHs obtained from the bosonic Su-Schrieffer-Heeger model by breaking particle conservation while preserving a chiral pseudo-symmetry. As a function of an interpolation parameter, distinct regions emerge within a fixed dynamical-stability phase, which prove to be topologically trivial and nontrivial, respectively. The topological phase transition is a line of Krein collisions, which coincides with the closing of a band gap at zero and causes the localization length of the topologically mandated boundary zero modes to diverge before disappearing. We show that the chiral pseudo-symmetry induces, despite the broken particle-number symmetry, enough structure on its associated dynamical matrices to support a topological classification and a bulk-boundary correspondence, independently of dynamical stability. This strongly suggests that, for non-interacting bosons, topological physics extracted from basic index theory is insensitive to dynamical stability and, a posteriori, criticality.
For a many-body system in equilibrium, described by a thermodynamically stable Hamiltonian, quantum criticality is associated with structural changes of the many-body ground state. However, there exist physically relevant models, notably, certain quadratic bosonic Hamiltonians (QBHs), which fail to have a ground state. QBHs can be dynamically stable or unstable. We show the notion of criticality is meaningful for the entire class of QBHs that are dynamically stable or at the boundary of instability, regardless of thermodynamic stability, and that the key state for such QBHs is a naturally and unambiguously defined quasiparticle vacuum (QPV). This state is Gaussian, and coincides with the ground state if the QBH is thermodynamically stable. We identify a relevant spectral gap, the Krein gap, associated to the minimal spectral separation between creation and annihilation operators, and show that the QPV is unique when the Krein gap is positive. We prove that, for dynamically stable QBHs with finite-range couplings, correlations are exponentially bounded unless the Krein gap closes, which is associated with one of two spectral degeneracies: an exceptional point or a Krein collision. Consequently, long-range QPV correlations can ensue. Thus, the Krein gap takes the role of the spectral gap for dynamically stable QBHs, and the boundary of dynamical stability and criticality (associated to exceptional points) or multicriticality (associated to Krein collisions) are the same. We also find that bosonic critical behavior beyond thermodynamic stability is witnessed by the scaling of the entanglement entropy and other indicators of equilibrium criticality from information geometry. Our framework opens the door to investigating all dynamically stable QBHs through the lens of critical phenomena, including thermodynamically unstable ones from photonics, cavity-QED, and magnonics.
Number-non-conserving terms in quadratic bosonic Hamiltonians can induce unwanted dynamical instabilities. By exploiting the pseudo-Hermitian structure built in to these Hamiltonians, we show that as long as dynamical stability holds, one may always construct a non-trivial dual (unitarily equivalent) number-conserving quadratic bosonic Hamiltonian. We exemplify this construction for a gapped harmonic chain and a bosonic analogue to Kitaev's Majorana chain. Our duality may be used to identify local number-conserving models that approximate stable bosonic Hamiltonians without the need for parametric amplification and to implement non-Hermitian -symmetric dynamics in non-dissipative number-conserving bosonic systems. Implications for computing topological invariants are addressed.
The bosonic Kitaev chain (BKC) model is a deceptively simple looking quadratic pairing Hamiltonian. Despite being purely Hermitian, it exhibits a number of striking non-Hermitian topological phenomena, including skin effects. We show here how symmetries play a key role in this model, and how identifying these allows one to develop generalized BKC-like models. We emphasize the surprising fact that any quadratic bosonic pairing Hamiltonian with a sublattice (chiral) symmetry necessarily has a dynamical matrix with an effective time reversal symmetry. This symmetry is unrelated to physical time-reversal, but enables non-trivial topological invariants. We also discuss how this symmetry is unrelated to another key property of the BKC, the decoupling of quadrature dynamics. This feature can instead be connected to a distinct symmetry, namely an effective particle-hole symmetry of the dynamical matrix. We discuss non-trivial generalized BKC models that only keep one of these two effective symmetries intact. We also provide a classification of all translationally-invariant 1D pairing Hamiltonians, and show connections between the BKC and a well-studied non-Hermitian fermionic system, the symplectic Hatano-Nelson model.
An attempt is made to study the quantum criticality in non-Hermitian system with topological characterization. We use the zero mode solutions to characterize the topological phases and, criticality and also to construct the phase diagram. The Hermitian counterpart of the model Hamiltonian possess quite a few interesting features such as Majorana zero modes (MZMs) at criticality, unique topological phase transition on the critical line and hence these unique features are of an interest to study in the non-Hermitian case also. We observe a unique behavior of critical lines in presence of non-Hermiticity. We study the topological phase transitions in the non-Hermitian case using parametric curves which also reveal the gap closing point through exceptional points. We study bulk and edge properties of the system where at the edge, the stability dependence behavior of MZMs at criticality is studied and at the bulk we study the effect of non-Hermiticity on the topological phases by investigating the behavior of the critical lines. The study of non-Hermiticity on the critical lines revels the rate of receding of the topological phases with respect to the increase in the value of non-Hermiticity. This work gives a new perspective on topological quantum criticality in non-Hermitian quantum system.
We provide a framework for understanding dynamical metastability in open many-body systems of free bosons, whereby the dynamical stability properties of the system in the infinite-size (thermodynamic) limit may sharply differ from those of any finite-size truncation, and anomalous transient dynamics may arise. By leveraging pseudospectral techniques, we trace the discrepancy between asymptotic and transient dynamics to the non-normality of the underlying quadratic bosonic Lindbladian (QBL) generator and show that two distinct flavors of dynamical metastability can arise. QBLs exhibiting type I dynamical metastability, previously discussed in the context of anomalous transient amplification [Phys. Rev. Lett. 127, 245701 (2021)], are dynamically unstable in the infinite-size limit yet stable once open boundaries are imposed. In contrast, type II dynamically metastable QBLs, which we uncover in this work, are dynamically stable for infinite size but become unstable under open boundary conditions for arbitrary finite system size. We exhibit representative models for both types of metastability in the dissipative, as well as the closed-system (Hamiltonian) settings, and analyze distinctive behavior they can engender. We show that dynamical metastability manifests itself in the generation of entanglement entropy by way of a transient which reflects the stability phase of the infinite (rather than the actual finite) system and, as a result, is directly tied to the emergence of supervolume entanglement scaling in type I systems. Finally, we demonstrate how, even in Hermitian, and especially in highly non-normal regimes, the spectral properties of an infinite-size QBL are reflected in the linear response functions of the corresponding finite QBLs by way of resonant pseudospectral modes.