Quantum matter emerges from the interplay of fluctuations, topology, and entanglement, which - in equilibrium - governs quantized transport, universal criticality, and topological classification. Non-Hermitian systems, widely explored in platforms ranging from electric circuits to photonics, are intrinsically out-of-equilibrium, and display fundamentally new phenomena, including complex spectra, spectral winding, exceptional topology, and non-unitary dynamics. A central challenge is understanding how the complex single-particle spectrum governs universal many-body behavior. We introduce a symmetry-protected dynamical topological index derived directly from the complex spectrum. Through the lens of algebraic topology, more specifically Morse theory, we identify critical points in the spectrum with topological defects, whose curvature and stability are protected under continuous deformations. This links spectral geometry to many-body observables, unifying non-Hermitian band topology, entanglement, and transport. We demonstrate that non-Hermitian quantum criticality in non-interacting systems is controlled by gain-and-loss-selected non-equilibrium steady states, which dynamically generate an emergent imaginary Fermi surface whose Fermi points host scale-invariant gapless modes with logarithmic entanglement scaling and algebraic correlations. Our work establishes a unified framework for non-Hermitian quantum matter, connecting spectral topology to Morse theory, revealing a topological foundation of non-equilibrium quantum criticality.
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9 pages, 4 figures, SI with 8 pages with 4 figures
Quantum matter emerges from the interplay of fluctuations, topology, and entanglement, which - in equilibrium - governs quantized transport, universal criticality, and topological classification. Non-Hermitian systems, widely explored in platforms ranging from electric circuits to photonics, are intrinsically out-of-equilibrium, and display fundamentally new phenomena, including complex spectra, spectral winding, exceptional topology, and non-unitary dynamics. A central challenge is understanding how the complex single-particle spectrum governs universal many-body behavior. We introduce a symmetry-protected dynamical topological index derived directly from the complex spectrum. Through the lens of algebraic topology, more specifically Morse theory, we identify critical points in the spectrum with topological defects, whose curvature and stability are protected under continuous deformations. This links spectral geometry to many-body observables, unifying non-Hermitian band topology, entanglement, and transport. We demonstrate that non-Hermitian quantum criticality in non-interacting systems is controlled by gain-and-loss-selected non-equilibrium steady states, which dynamically generate an emergent imaginary Fermi surface whose Fermi points host scale-invariant gapless modes with logarithmic entanglement scaling and algebraic correlations. Our work establishes a unified framework for non-Hermitian quantum matter, connecting spectral topology to Morse theory, revealing a topological foundation of non-equilibrium quantum criticality.
The study of quantum criticality has historically been confined to Hermitian systems, where closed-system approximations neglect environmental interactions. However, a significant portion of quantum phenomena occurs in open systems, necessitating a departure from this conventional framework. This paper explores non-Hermitian quantum criticality in open many-body systems, delving into the unique phases and phase transitions that emerge due to dissipation, gain, and other non-conservative interactions. We establish a comprehensive framework that integrates concepts from biorthogonal quantum mechanics, Liouvillian dynamics, and tensor network methods to characterize critical phenomena, including dynamical quantum phase transitions and the emergence of non-Hermitian quantum many-body scars. Through an extensive literature review, we highlight how the interplay of non-Hermiticity with many-body correlations leads to novel critical behaviors, distinct from their Hermitian counterparts, and in some cases, surprisingly resilient or even enhanced. We discuss the role of exceptional points as hallmarks of non-Hermitian systems, their influence on energy spectra, and their implications for criticality and topological invariants. Furthermore, we examine the methodologies for defining observables and statistical ensembles in these non-Hermitian settings, emphasizing the distinctions and occasional controversies that arise. The findings provide critical insights into the fundamental principles governing quantum criticality in dissipative environments and pave new avenues for engineering and understanding open quantum technologies, from quantum sensing to robust quantum information processing.
This paper explores the novel concept of topological eigenvalues within the realm of non-Hermitian quantum mechanics, focusing on their role in unveiling spectral singularities. Unlike conventional Hermitian systems, non-Hermitian Hamiltonians, which describe open systems with gain and loss, exhibit complex eigenvalues and unique spectral features such as exceptional points (EPs) where eigenvalues and their corresponding eigenvectors coalesce. We introduce the idea that certain eigenvalues in non-Hermitian systems possess an inherent topological character, dictated by the geometry of the parameter space and the winding properties of the characteristic polynomial. These topological eigenvalues are shown to be intimately linked to spectral singularities, which are non-Hermitian generalizations of bound states in the continuum or points of perfect reflection/transmission, characterized by infinite scattering amplitudes. We develop a theoretical framework to identify and characterize these topological eigenvalues, demonstrating how they emerge from the interplay of non-Hermiticity and underlying symmetries. Our findings reveal that the robust nature of these topological eigenvalues provides a new lens through which to understand the exotic phenomena observed in non-Hermitian systems, including the non-Hermitian skin effect and the breakdown of traditional bulk-boundary correspondence. This work opens new avenues for designing robust non-Hermitian devices and understanding fundamental aspects of open quantum systems.
Symmetry-protected topological (SPT) phases host gapless surface states that are robust against weak, symmetry-preserving interactions. However, strong interactions can drive spontaneous breaking of the protecting symmetries, leading to gapped ordered surfaces. The phase boundary separating the gapless and ordered phases can host exotic conformal field theory states/universality classes typically not observed in conventional quantum phase transitions. We refer to these exotic quantum critical states as surface topological quantum critical points (sTQCPs). In this dissertation, we study attractive interaction-driven quantum criticality on the surface of three-dimensional topological insulators, a class of SPT phases hosting Dirac fermion surface states. When multiple Dirac cones are present, the interaction parameter space becomes intrinsically multi-dimensional, and the phase boundary separating the gapless and ordered phases forms a continuous manifold. Using renormalization group (RG) analysis, we show that in the limit of suppressed quantum fluctuations, the universality of this phase boundary is governed by conformal manifolds: continuous families of interacting conformal field theories characterized by exactly marginal operators. These manifolds are featureless in the sense that they host a single universality class. Their emergence is traced to continuous symmetries of the RG equations that are otherwise absent in the interaction Hamiltonian. We further demonstrate that higher-order quantum fluctuations break these emergent symmetries, fragmenting the conformal manifolds into isolated fixed points of varying infrared stabilities. Remarkably, we find that along the RG flow within the manifold, an EPR-like entanglement entropy in fermion flavor space always increases. Infrared stable conformal field theories correspond to maximally entangled interaction operators, while weakly entangled fixed points are unstable. These results establish the central role of entangled conformal operators and their entropy in shaping the universality classes of sTQCPs. Finally, we propose an experimentally accessible route to realizing surface quantum criticality by coupling a topological insulator surface to a metallic thin film. Strong electron–phonon interactions in the metal mediate effective attractive interactions between surface Dirac fermions, enhanced via a quantum-well resonance mechanism, providing a concrete pathway for accessing sTQCP physics in real materials.
Symmetry-protected topological (SPT) phases host gapless surface states that are robust against weak, symmetry-preserving interactions. However, strong interactions can drive spontaneous breaking of the protecting symmetries, leading to gapped ordered surfaces. The phase boundary separating the gapless and ordered phases can host exotic conformal field theory states/universality classes typically not observed in conventional quantum phase transitions. We refer to these exotic quantum critical states as surface topological quantum critical points (sTQCPs). In this dissertation, we study attractive interaction-driven quantum criticality on the surface of three-dimensional topological insulators, a class of SPT phases hosting Dirac fermion surface states. When multiple Dirac cones are present, the interaction parameter space becomes intrinsically multi-dimensional, and the phase boundary separating the gapless and ordered phases forms a continuous manifold. Using renormalization group (RG) analysis, we show that in the limit of suppressed quantum fluctuations, the universality of this phase boundary is governed by conformal manifolds: continuous families of interacting conformal field theories characterized by exactly marginal operators. These manifolds are featureless in the sense that they host a single universality class. Their emergence is traced to continuous symmetries of the RG equations that are otherwise absent in the interaction Hamiltonian. We further demonstrate that higher-order quantum fluctuations break these emergent symmetries, fragmenting the conformal manifolds into isolated fixed points of varying infrared stabilities. Remarkably, we find that along the RG flow within the manifold, an EPR-like entanglement entropy in fermion flavor space always increases. Infrared stable conformal field theories correspond to maximally entangled interaction operators, while weakly entangled fixed points are unstable. These results establish the central role of entangled conformal operators and their entropy in shaping the universality classes of sTQCPs. Finally, we propose an experimentally accessible route to realizing surface quantum criticality by coupling a topological insulator surface to a metallic thin film. Strong electron–phonon interactions in the metal mediate effective attractive interactions between surface Dirac fermions, enhanced via a quantum-well resonance mechanism, providing a concrete pathway for accessing sTQCP physics in real materials.
Exotic singular objects, known as exceptional points, are ubiquitous in non-Hermitian physics. They might be spectral singularities in energy bands that produce anomalous effects and defectiveness. The quantum entanglement of a generic non-Hermitian model with two different types of spectral exceptional points (SEPs) is systematically investigated in this paper. We discovered a relationship between non-unitary conformal field theories and the k-linear-type SEPs, which is typically associated with PT-symmetry or pesdo-Hermicity spontaneous breaking. The underlying association between k-square-root-type SEPs, which arise concurrently with real (imaginary) gap closing in the complex spectrum, mimicking first-order-phase-transition criticalities, and complex conformal field theories (cCFTs) is addressed through the calculation of complex central charges. From the entanglement spectrum, zero-energy exceptional modes are found to be distinct from normal zero modes or topological boundary modes. Finally, we include a brief discussion of analogous non-Hermitian quantum spin models and endeavor to establish an intuitive understanding of exceptional points through the spin picture in various scenarios.
A central question in modern quantum matter is not merely *which* topological phases exist, but *how* and *when* they become accessible — the dynamical, microscopic, and symmetry-theoretic conditions under which topological order can actually emerge, be diagnosed, or be destroyed. This synthesis identifies a structural pattern across five specific findings from recent cond-mat.str-el, cond-mat.dis-nn, and cond-mat.mes-hall preprints: (1) non-Hermitian delocalization generically realizes random Dirac criticality in 1D, providing a topological mechanism for criticality without fine-tuning [corpus:arxiv:2606.12089]; (2) the fate of symmetry-protected topological order under nonequilibrium drives is governed by excitation density rather than by which phase regime is entered, with Kibble-Zurek defect production as the decisive control parameter [corpus:arxiv:2606.11303]; (3) exceptional points in interacting non-Hermitian systems amplify charge-density-wave instabilities under open boundary conditions, demonstrating that non-Hermitian boundary topology actively reshapes interaction-driven phase competition [corpus:arxiv:2606.06466]; (4) sequential-circuit invariants of non-invertible symmetry defects provide a purely operator-theoretic diagnostic of 't Hooft anomalies and identify genuinely new loop excitations with non-Abelian fermionic statistics in (3+1)D [corpus:arxiv:2606.11527]; and (5) deconfined quantum critical points in spin chains with Lieb-Schultz-Mattis anomalies are dual, via gauging, to spontaneous breaking of non-invertible symmetries, with the full fusion category — not merely the fusion ring — encoding inequivalent universality classes [corpus:arxiv:2606.05856, corpus:arxiv:2606.06343]. The synthesis argues, as a heuristic reading rather than a derivation, that excitation production, boundary-condition sensitivity, and categorical symmetry structure constitute three interlocking control axes for topological order accessibility. A concrete falsification path is proposed for each claim. The abstract-only reading methodology is acknowledged as a structural limitation throughout. --- Authorship: Saluca Agentic AI Research Team (Saluca LLC). AI-drafted from arXiv preprint corpus on the date in the filename. Cited arXiv preprints: 2605.27166, 2605.29745, 2605.29875, 2606.04651, 2606.04748, 2606.04958, 2606.05856, 2606.06343, 2606.06412, 2606.06432, 2606.06466, 2606.07041, 2606.07241, 2606.07247, 2606.08558, 2606.08805, 2606.09759, 2606.11048, 2606.11303, 2606.11527, 2606.12089, 2606.12353