Symmetry-protected topological (SPT) phases host gapless surface states that are robust against weak, symmetry-preserving interactions. However, strong interactions can drive spontaneous breaking of the protecting symmetries, leading to gapped ordered surfaces. The phase boundary separating the gapless and ordered phases can host exotic conformal field theory states/universality classes typically not observed in conventional quantum phase transitions. We refer to these exotic quantum critical states as surface topological quantum critical points (sTQCPs). In this dissertation, we study attractive interaction-driven quantum criticality on the surface of three-dimensional topological insulators, a class of SPT phases hosting Dirac fermion surface states. When multiple Dirac cones are present, the interaction parameter space becomes intrinsically multi-dimensional, and the phase boundary separating the gapless and ordered phases forms a continuous manifold. Using renormalization group (RG) analysis, we show that in the limit of suppressed quantum fluctuations, the universality of this phase boundary is governed by conformal manifolds: continuous families of interacting conformal field theories characterized by exactly marginal operators. These manifolds are featureless in the sense that they host a single universality class. Their emergence is traced to continuous symmetries of the RG equations that are otherwise absent in the interaction Hamiltonian. We further demonstrate that higher-order quantum fluctuations break these emergent symmetries, fragmenting the conformal manifolds into isolated fixed points of varying infrared stabilities. Remarkably, we find that along the RG flow within the manifold, an EPR-like entanglement entropy in fermion flavor space always increases. Infrared stable conformal field theories correspond to maximally entangled interaction operators, while weakly entangled fixed points are unstable. These results establish the central role of entangled conformal operators and their entropy in shaping the universality classes of sTQCPs. Finally, we propose an experimentally accessible route to realizing surface quantum criticality by coupling a topological insulator surface to a metallic thin film. Strong electron–phonon interactions in the metal mediate effective attractive interactions between surface Dirac fermions, enhanced via a quantum-well resonance mechanism, providing a concrete pathway for accessing sTQCP physics in real materials.
Symmetry-protected topological (SPT) phases host gapless surface states that are robust against weak, symmetry-preserving interactions. However, strong interactions can drive spontaneous breaking of the protecting symmetries, leading to gapped ordered surfaces. The phase boundary separating the gapless and ordered phases can host exotic conformal field theory states/universality classes typically not observed in conventional quantum phase transitions. We refer to these exotic quantum critical states as surface topological quantum critical points (sTQCPs). In this dissertation, we study attractive interaction-driven quantum criticality on the surface of three-dimensional topological insulators, a class of SPT phases hosting Dirac fermion surface states. When multiple Dirac cones are present, the interaction parameter space becomes intrinsically multi-dimensional, and the phase boundary separating the gapless and ordered phases forms a continuous manifold. Using renormalization group (RG) analysis, we show that in the limit of suppressed quantum fluctuations, the universality of this phase boundary is governed by conformal manifolds: continuous families of interacting conformal field theories characterized by exactly marginal operators. These manifolds are featureless in the sense that they host a single universality class. Their emergence is traced to continuous symmetries of the RG equations that are otherwise absent in the interaction Hamiltonian. We further demonstrate that higher-order quantum fluctuations break these emergent symmetries, fragmenting the conformal manifolds into isolated fixed points of varying infrared stabilities. Remarkably, we find that along the RG flow within the manifold, an EPR-like entanglement entropy in fermion flavor space always increases. Infrared stable conformal field theories correspond to maximally entangled interaction operators, while weakly entangled fixed points are unstable. These results establish the central role of entangled conformal operators and their entropy in shaping the universality classes of sTQCPs. Finally, we propose an experimentally accessible route to realizing surface quantum criticality by coupling a topological insulator surface to a metallic thin film. Strong electron–phonon interactions in the metal mediate effective attractive interactions between surface Dirac fermions, enhanced via a quantum-well resonance mechanism, providing a concrete pathway for accessing sTQCP physics in real materials.
Symmetry-protected topological (SPT) phases host gapless surface states that are robust against weak, symmetry-preserving interactions. However, strong interactions can drive spontaneous breaking of the protecting symmetries, leading to gapped ordered surfaces. The phase boundary separating the gapless and ordered phases can host exotic conformal field theory states/universality classes typically not observed in conventional quantum phase transitions. We refer to these exotic quantum critical states as surface topological quantum critical points (sTQCPs). In this dissertation, we study attractive interaction-driven quantum criticality on the surface of three-dimensional topological insulators, a class of SPT phases hosting Dirac fermion surface states. When multiple Dirac cones are present, the interaction parameter space becomes intrinsically multi-dimensional, and the phase boundary separating the gapless and ordered phases forms a continuous manifold. Using renormalization group (RG) analysis, we show that in the limit of suppressed quantum fluctuations, the universality of this phase boundary is governed by conformal manifolds: continuous families of interacting conformal field theories characterized by exactly marginal operators. These manifolds are featureless in the sense that they host a single universality class. Their emergence is traced to continuous symmetries of the RG equations that are otherwise absent in the interaction Hamiltonian. We further demonstrate that higher-order quantum fluctuations break these emergent symmetries, fragmenting the conformal manifolds into isolated fixed points of varying infrared stabilities. Remarkably, we find that along the RG flow within the manifold, an EPR-like entanglement entropy in fermion flavor space always increases. Infrared stable conformal field theories correspond to maximally entangled interaction operators, while weakly entangled fixed points are unstable. These results establish the central role of entangled conformal operators and their entropy in shaping the universality classes of sTQCPs. Finally, we propose an experimentally accessible route to realizing surface quantum criticality by coupling a topological insulator surface to a metallic thin film. Strong electron–phonon interactions in the metal mediate effective attractive interactions between surface Dirac fermions, enhanced via a quantum-well resonance mechanism, providing a concrete pathway for accessing sTQCP physics in real materials.
In this article, we propose the realization of conformal manifolds, which are smooth manifolds of scale-conformal invariant interacting Hamiltonians in two-dimensional quantum many-body systems. Such phenomena can occur in various interacting systems, including topological surfaces or 2D bulks. Building on previous observations, we demonstrate that a conformal manifold can emerge as an exact solution when the number of fermion colors, Nc, becomes infinite. We identify distinct exact marginal deformation operators uniquely associated with the conformal manifolds. By considering Nc as finite but large, we show that quantum fluctuations induce a fermion field renormalization that results in mildly infrared relevant or irrelevant renormalization-group (RG) flow within a conformal manifold, producing standard isolated infrared stable Wilson-Fisher fixed points. These can be grouped with ultraviolet stable fixed points into a discrete manifold due to the spontaneous symmetry breaking of an emergent SO(N) dynamical symmetry in the RG flow as Nc→∞. Additionally, we find a correlation between the direction of the RG flow within the manifold and an increase in EPR-like entanglement entropy. The infrared-stable Wilson-Fisher fixed points, induced by quantum fluctuations, are linked to theories on the conformal manifold where interaction operators are maximally entangled in flavor space. Our studies provide an effective framework for addressing topological quantum critical points with high-dimensional interaction parameter spaces, potentially housing many fixed points of various stabilities. They also highlight the central role of entangled conformal operators and their entropy in shaping universality classes of surface topological quantum phase transitions. We conclude with open questions and possible future directions.
In this article, we study quantum critical phenomena in surfaces of symmetry-protected topological matter, i.e., surface topological quantum criticality. A generic phase boundary of gapless surfaces in a symmetry-protected state shall be a codimension one manifold in an interaction parameter space of dimension Dp (where p refers to the parameter space) where the value of Dp further depends on bulk topologies. In the context of fermionic topological insulators that we focus on, Dp depends on the number of half-Dirac cones N. We construct such manifolds explicitly for a few interaction parameter spaces with various Dp values. Most importantly, we further illustrate that in cases with Dp=3 and 6, there are submanifolds of fixed points that dictate the universalities of surface topological quantum criticality. These infrared stable manifolds are associated with emergent symmetries in the renormalization-group-equation flow naturally appearing in the loop expansion. Unlike in the usual order-disorder quantum critical phenomena, typically governed by an isolated Wilson-Fisher fixed point, we find in the one-loop approximation surface topological quantum criticalities are naturally captured by conformal manifolds where the number of marginal operators uniquely determines their codimensions. Isolated strong-coupling fixed points also appear, usually as the endpoints in the phase boundary of surface topological quantum phases. However, their extreme infrared instabilities along multiple directions suggest that they shall be related to multicritical surface topological quantum critical phenomena rather than generic surface topological quantum criticality. We also discuss and classify higher-loop symmetry-breaking effects, which can either distort the conformal manifolds or further break the conformal manifolds down to a few distinct fixed points.
This dissertation discusses some applications of conformal field theories (CFTs) in topological phases of matter. The first part is devoted to a discussion of coupled wire constructions of some novel quantum Hall systems. Through a theoretical coupled wire model, we construct strongly correlated electronic integer quantum Hall states with filling factor 16. The edge state is a bosonic chiral (E8)1 CFT, which is closely related to topological paramagnets in (3+1)d. As a distinguishing feature, these states support electric and thermal Hall transport violating the Wiedemann-Franz law. We further construct two descendant non-Abelian quantum Hall states at filling 8, each carrying bosonic chiral (G2)1 or (F4)1 edge theories, and hosting Fibonacci anyonic excitations in the bulk. Finally, we discover a new notion of particle-hole conjugation based on the E8 state that relates the G2 and F4 Fibonacci states, which is reminiscent of similar physics in half-filled Landau level. The second part is focused on the surface topological orders of 3D bulk topological systems. Symmetry protected and symmetry-enriched topological (SPT/SET) phases in three dimensions are quantum systems that support non-trivial two-dimensional surface states. These surface states develop finite excitation energy gaps when the relevant symmetries are broken. On the other hand, one-dimensional gapless modes can populate along interfaces that separate adjacent gapped surface domains with distinct symmetry-breaking orders. A surface strip pattern in general reduces the low-energy SPT/SET surface degrees of freedom onto a 2D array of gapless 1D channels. These channels can be coupled to one another by quasiparticle tunneling, and these inter-wire interactions collectively provide an effective description of the surface state. In this part, we study a general class of symmetry-preserving or breaking SPT/SET surface states that admit finite excitation energy gaps and Abelian topological orders via the coupled wire construction. In particular, we focus on the prototype Abelian surface topological orders that fall under the ADE classification of simply-laced Lie algebras. We also elaborate on the emergent symmetry and duality properties of the coupled wire models. The third part is to discuss the relation between the conformal boundary state and (2+1)d SPT phases. We propose a diagnostic tool for detecting nontrivial symmetry-protected topological (SPT) phases protected by a symmetry group G in 2 + 1 dimensions. Our method is based on directly studying the 1 + 1-dimensional anomalous edge conformal field theory (CFT) of SPT phases. We claim that if the CFT is the edge theory of an SPT phase, then there must be an obstruction to cutting it open. This obstruction manifests as the non-existence of boundary states in the CFT that preserves both the conformal symmetry and the global symmetry G. We discuss the relation between edgeability and gappability in the presence of G. We study several examples including time-reversal symmetric topological insulators, ZN symmetric bosonic SPT phases, and Z2 × Z2 symmetric topological superconductors.
In this article, we study conditions of continuous emergent symmetries in gapless states, either as topological quantum critical points (TQCPs) or a stable phase with protecting symmetries and connections to smooth deformations of the gapped states around. We illustrate that for a wide class of gapless states that can be associated with fully-isolated scale invariant fixed points, there shall always be emergent continuous symmetries that are directly related to smooth deformations of gapped states with symmetries lower than the protecting ones Gp. For a 3D TQCP in DIII classes with Gp=Z2T, UEM=U(1) and Nf=21 fermions but without charge U(1) symmetry, we explicitly construct a corresponding boundary representation based on a 4D topological state with lattice symmetry H=Z2T⋉U(1) and Nf=1 fermions. Although emergent continuous symmetries appear to be robust at weakly interacting TQCPs, we further show the breakdown of such one-to-one correspondence between deformations of gapped states and emergent continuous symmetries when gapless states become strongly interacting. In a strongly interacting limit, gapless states can be represented by a smooth manifold of conformal-field-theory fixed points rather than a fully isolated one. A smooth manifold of strong coupling fixed points hinders emergence of a continuous emergent symmetry in the strongly interacting gapless limit, as deformations no longer leave a gapless state or a TQCP invariant, unlike in the more conventional weakly interacting case. This typically reduces continuous emergent symmetries to a discrete symmetry originating from duality transformations under the protection symmetry Gp.
In this article, we explore conditions of continuous emergent symmetries in gapless states, either as topological quantum critical points (TQCPs) or a stable phase with protecting symmetries and connections to smooth deformations of the gapped states around. For a wide class of gapless states that can be associated with fully isolated scale-invariant fixed points, we illustrate that there shall be emergent continuous symmetries that are directly related to smooth deformations of gapped states with symmetries lower than the protecting ones Gp. A short-distance invariance of gapped states under deformations can descend to be an emergent continuous symmetry when approaching the gapless limit. Around one TQCP with Gp=Z2T symmetry, we construct these deformations explicitly and show emergence of symmetries via fully gapped quaternion superconducting states that break the protecting symmetry Gp=Z2T. For a 3D TQCP in DIII classes with Gp=Z2T,UEM=U(1), and Nf=21 fermions but without charge U(1) symmetry, we further explicitly construct a corresponding boundary representation based on a 4D topological state with lattice symmetry $H={Z}_{2}^{T}\ensuremath{\ltimes}U(1)$ and Nf=1 fermions. The lattice model is shown to be dual to a conventional 4D topological insulator. Although emergent continuous symmetries appear to be robust at weakly interacting TQCPs, we further show the breakdown of such one-to-one correspondence between deformations of gapped states and emergent continuous symmetries when gapless states become strongly interacting. In a strongly interacting limit, gapless states can be represented by a smooth manifold of conformal-field-theory fixed points rather than a fully isolated one. A smooth manifold of strong coupling fixed points hinders emergence of a continuous emergent symmetry in the strongly interacting gapless limit, as deformations no longer leave a gapless state or a TQCP invariant, unlike in the more conventional weakly interacting case. This typically reduces continuous emergent symmetries to a discrete symmetry originating from duality transformations under the protection symmetry Gp.