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arXiv:2606.05092

$η$-pairing in metallic and particle-hole asymmetric systems

Philipp Werner, Aaram J. Kim, Lei Geng

Published Jun 3, 2026• 0 citations
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Abstract

Light-induced superconducting-like states have been reported in several classes of correlated materials. From a theoretical point of view, the induction of $η$-pairing is a promising route to nonthermal superconductivity. Numerical studies of photo-doped Mott systems revealed $η$-pairing states with very high effective critical temperatures. These investigations were however restricted to particle-hole symmetric states in large-gap Mott insulators, while the experiments were performed on strongly correlated metallic systems. It is thus relevant to explore if $η$-pairing also exists in non-particle-hole symmetric setups and in photo-excited metallic states. Here we use steady-state nonequilibrium dynamical mean field theory combined with a strong-coupling impurity solver up to third order to investigate this issue. We find that in the strongly correlated regime with large Mott gap, and for low effective doublon and holon temperatures, $η$-pairing is robust against changes in the total filling and an imbalance in the doublon and holon density. An asymmetry in the effective doublon and holon temperatures can however strongly suppress the order parameter. In photo-doped metallic systems with a three-peak structure in the local density of states, $η$-pairing can be realized in set-ups with positive doublon and holon temperatures and a population inversion in the low-energy quasi-particle band.

DOI
10.48550/arxiv.2606.05092

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ηηη-pairing in metallic and particle-hole asymmetric systems
Light-induced superconducting-like states have been reported in several classes of correlated materials. From a theoretical point of view, the induction of ηηη-pairing is a promising route to nonthermal superconductivity. Numerical studies of photo-doped Mott systems revealed ηηη-pairing states with very high effective critical temperatures. These investigations were however restricted to particle-hole symmetric states in large-gap Mott insulators, while the experiments were performed on strongly correlated metallic systems. It is thus relevant to explore if ηηη-pairing also exists in non-particle-hole symmetric setups and in photo-excited metallic states. Here we use steady-state nonequilibrium dynamical mean field theory combined with a strong-coupling impurity solver up to third order to investigate this issue. We find that in the strongly correlated regime with large Mott gap, and for low effective doublon and holon temperatures, ηηη-pairing is robust against changes in the total filling and an imbalance in the doublon and holon density. An asymmetry in the effective doublon and holon temperatures can however strongly suppress the order parameter. In photo-doped metallic systems with a three-peak structure in the local density of states, ηηη-pairing can be realized in set-ups with positive doublon and holon temperatures and a population inversion in the low-energy quasi-particle band.
The study of nonequilibrium phenomena in interacting lattice systems can provide new perspectives on correlation effects, and information on metastable states of matter. Mott insulators are a promising class of systems for nonequilibrium studies, since they exhibit exotic phenomena and complex phase diagrams upon doping, and because a large Mott gap provides protection against fast thermalization and heating after photo-excitations. We can thus expect the emergence of interesting transient states and photo-induced phases in Mott systems. This review presents the current understanding of the mechanisms which control the time evolution of photo-doped charge carriers and the properties of photo-induced metastable states. We focus on recent theoretical progress, identify the relevant underlying concepts, and link them to experimental observations. The review starts with a general discussion of field-induced nonequilibrium setups and an overview of key experiments which revealed characteristic properties of photo-excited Mott states, proceeds with a compact overview of the theoretical tools which have been developed to investigate these strongly correlated nonequilibrium states, and then analyzes Mott insulators driven out of equilibrium by static electric fields, periodic fields, and short laser pulses. We also discuss the appearance of nonthermal electronic orders in photo-excited Mott systems, including nonthermal spin and orbital orders, ηηη pairing states, and novel types of excitonic orders.
We show that a metastable $\ensuremath{\eta}$-pairing superconducting phase can be induced by photodoping doublons and holes into a strongly repulsive fermionic Hubbard model. The doublon-hole condensate originates from an intrinsic doublon-hole exchange interaction and does not rely on the symmetry of the half-filled Hubbard model. It extends over a wide range of doublon densities and effective temperatures. Different nonequilibrium protocols to realize this state are proposed and numerically tested. We also study the optical conductivity in the superconducting phase, which exhibits ideal metallic behavior, i.e., a delta function at zero frequency in the conductivity, in conjunction with a negative conductivity at large frequencies. These characteristic optical properties can provide a fingerprint of the $\ensuremath{\eta}$-pairing phase in pump-probe experiments.
High-temperature ηηη-pairing superconductivity in the photodoped Hubbard model
We investigate superconductivity emerging in the photodoped Mott insulating Hubbard model using steady-state dynamical mean-field theory implemented on the real-frequency axis. By employing high-order strong-coupling impurity solvers, we obtain the nonequilibrium phase diagram for photoinduced ηηη-pairing superconductivity with a remarkably high effective critical temperature. We further identify a superconducting gap in the momentum-resolved spectral function and optical conductivity, providing spectroscopic signatures accessible to experiments. Our results highlight a route to a controllable form of high-temperature superconductivity in nonequilibrium strongly correlated systems, fundamentally distinct from the equilibrium sss-wave pairing state in the attractive Hubbard model or cuprate-like ddd-wave superconductors.
Hirsch's dynamic Hubbard model describes the effect of orbital expansion with occupancy by coupling the doublon operator to an auxiliary boson. In the Mott insulating phase, empty sites (holes) and doubly occupied orbitals (doublons) become charge carriers on top of the half-filled background. We use the nonequilibrium dynamical mean field method to study the properties of photo-doped doublons and holes in this model in the strongly correlated regime. In particular, we discuss how photodoping leads to doublon and hole populations with different effective temperatures, and we analyze the relaxation behavior as a function of the boson coupling and boson energy. In the polaronic regime, the nontrivial energy exchange between doublons, holes, and bosons can result in a negative temperature distribution for the holes.
Hirsch's dynamic Hubbard model describes the effect of orbital expansion with occupancy by coupling the doublon operator to an auxiliary boson. In the Mott insulating phase, empty sites (holes) and doubly occupied orbitals (doublons) become charge carriers on top of the half-filled background. We use the nonequilibrium dynamical mean field method to study the properties of photo-doped doublons and holes in this model in the strongly correlated regime. In particular, we discuss how photodoping leads to doublon and hole populations with different effective temperatures, and we analyze the relaxation behavior as a function of the boson coupling and boson energy. In the polaronic regime, the nontrivial energy exchange between doublons, holes, and bosons can result in a negative temperature distribution for the holes.
We demonstrate the existence of an unconventional pairing state in photodoped Mott insulators on ladder and quasi-two-dimensional geometries, characterized by quasi-long-range doublon-holon correlations that signal Mott exciton condensation. The doublon-holon pairing exhibits correlations of ddd-wave-like symmetry, reminiscent of superconducting pairing in chemically doped Mott insulators. By constructing the phase diagram, using density matrix renormalization group, we reveal that the doublon-holon pairing state in the photodoped ladder emerges between the spin-singlet, charge-density-wave, and ηηη-pairing phases. Our study suggests that the interplay of charge, spin, and ηηη-spin degrees of freedom can give rise to exotic quantum many-body states in photodoped Mott insulators.