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arXiv:2603.27369 · Quanta

Quantum Conditional Stochastic Processes

Stan Gudder

quant-phSubmitted Mar 28, 2026• Announced Mar 31, 2026• 0 citations
v1 · Mar 28, 2026v2 · Jun 25, 2026
arXivHTMLPDF

Abstract

Quantum mechanics contains some strange unphysical concepts. Among these are complex numbers, Hilbert spaces with their unitary and self-adjoint operators, states represented by complex vectors, superpositions of states, collapse of wave functions, Born's rule for probabilities and others. If we accept that quantum mechanics is probabilistic, then these concepts can be derived and they become secondary. In this work, we begin with what we call a \textit{conditional stochastic process} (CSP) which is based on real numbers and probabilities. As we shall see, such processes are defined by three simple axioms. We then use CSP to derive quantum mechanics by employing a correspondence called a \textit{dictionary}. We also show that the converse holds. That is, beginning with a quantum system, we employ the dictionary to derive a CSP.

Journal reference
Quanta 2026; 15: 13-18
DOI
10.12743/quanta.95
Comments
6 pages

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Quantum mechanics contains some strange unphysical concepts. Among these are complex numbers, Hilbert spaces with their unitary and self-adjoint operators, states represented by complex vectors, superpositions of states, collapse of wave functions, Born's rule for probabilities and others. If we accept that quantum mechanics is probabilistic, then these concepts can be derived and they become secondary. In this work, we begin with what we call a \textit{conditional stochastic process} (CSP) which is based on real numbers and probabilities. As we shall see, such processes are defined by three simple axioms. We then use CSP to derive quantum mechanics by employing a correspondence called a \textit{dictionary}. We also show that the converse holds. That is, beginning with a quantum system, we employ the dictionary to derive a CSP.
This paper introduces several new classes of mathematical structures that have close connections with physics and with the theory of dynamical systems. The most general of these structures, called indivisible stochastic processes, collectively encompass many important kinds of stochastic processes, including Markov chains and random dynamical systems. This paper then states and proves a new theorem that establishes a precise correspondence between any indivisible stochastic process and a unitarily evolving quantum system. This theorem therefore leads to a new formulation of quantum theory, alongside the Hilbert-space, path-integral, and quasi-probability formulations. The theorem also provides a first-principles explanation for why quantum systems are based on the complex numbers, Hilbert spaces, linear-unitary time evolution, and the Born rule. In addition, the theorem suggests that by selecting a suitable Hilbert space, together with an appropriate choice of unitary evolution, one can simulate any indivisible stochastic process on a quantum computer, thereby potentially opening up an extensive set of novel applications for quantum computing.
We derive the Hilbert space formalism of quantum mechanics from epistemic principles. A key assumption is that a physical theory that relies on entities or distinctions that are unknowable in principle gives rise to wrong predictions. An epistemic formalism is developed, where concepts like individual and collective knowledge are used, and knowledge may be actual or potential. The physical state SSS corresponds to the collective potential knowledge. The state SSS is a subset of a state space S={Z}\mathcal{S}=\{Z\}S={Z}, such that SSS always contains several elements ZZZ, which correspond to unattainable states of complete potential knowledge of the world. The evolution of SSS cannot be determined in terms of the individual evolution of the elements ZZZ, unlike the evolution of an ensemble in classical phase space. The evolution of SSS is described in terms of sequential time n∈Nn\in \mathbf{\mathbb{N}}n∈N, which is updated according to n→n+1n\rightarrow n+1n→n+1 each time potential knowledge changes. In certain experimental contexts CCC, there is initial knowledge at time nnn that a given series of properties P,P′,…P,P',\ldotsP,P′,… will be observed within a given time frame, meaning that a series of values p,p′,…p,p',\ldotsp,p′,… of these properties will become known. At time nnn, it is just known that these values belong to predefined, finite sets {p},{p′},…\{p\},\{p'\},\ldots{p},{p′},…. In such a context CCC, it is possible to define a complex Hilbert space HC\mathcal{H}_{C}HC​ on top of S\mathcal{S}S, in which the elements are contextual state vectors SˉC\bar{S}_{C}SˉC​. Born's rule to calculate the probabilities to find the values p,p′,…p,p',\ldotsp,p′,… is derived as the only generally applicable such rule. Also, we can associate a self-adjoint operator Pˉ\bar{P}Pˉ with eigenvalues {p}\{p\}{p} to each property PPP observed within CCC. These operators obey [Pˉ,Pˉ′]=0[\bar{P},\bar{P}']=0[Pˉ,Pˉ′]=0 if and only if the precise values of PPP and P′P'P′ are simultaneoulsy knowable.
The stochastic theory of non-relativistic quantum mechanics presented here relies heavily upon the theory of stochastic processes, with its definitions, theorems and specific vocabulary as well. Its main hypothesis states indeed that the classical trajectories of the particles are identical to the sample functions of a diffusion Markov process, whose conditional probability density is proposed as a substitute for the wave function. The Schroedinger equation and the so-called Nelson equations are used to determine the diffusion tensor and the drift vectors characteristic of such a process. It is then possible to write down the forward and backward Kolmogorov equations that are used to determine the conditional probability density, as well as the Fokker-Planck equation that is used to determine the normal probability density. This method is applied to several simple cases and the results obtained are compared with those of the orthodox theory. Among the most important differences let us mention that any system evolving freely from any original state returns spontaneously to its ground state, that the definitions of the particles velocities and momenta are impossible because the sample functions of a diffusion Markov process nowhere possess a derivative with respect to time and that the so-called collapse of the wave function is a mere mirage explained by the updating choice between new and older initial conditions in the resolution of partial differential equations. We finally attempt to extend the proposed theory to the domain of the relativistic quantum mechanics. It is promising but is clearly unfinished because it has not been possible up to now to solve the Nelson and Kolmogorov equations, except in the very simple case of a free particle.
This paper proposes an interpretation of quantum mechanics, relying on the time-symmetric stochastic dynamics of quantum particles and on non-classical probability theory. Our main purpose is to demonstrate that the wave function and its complex conjugate can be interpreted as complex probability distributions in two complex diffusion equations related to non-real forward and backward in time stochastic motions respectively. We say non-real because Schroedinger forward and backward diffusions describe both reversible (real trajectories) and irreversible trajectories (non-real trajectories). The reversible trajectories are the only real trajectories and are given by the intersection of those forward and backward processes. It turns out that if we translate this intersection using set-theoretic language, we are led to a reversible diffusion described by Born rule probabilities. This proposal is useful also for explaining more about the role of complex numbers in quantum mechanics that produces this so-called "wave-like" nature of quantum reality. Our perspective also challenges the notion of physical superposition and aims at a derivation of superposition principle not based on the linearity of Schroedinger's equation but relying on pure probability theory. Moreover, it is suggested that, embracing the idea of stochastic processes in quantum theory, explains the reasons for the appearance of classical behavior in large objects, in contrast to the quantum behavior of small ones. In other words, we claim that a combination of a probabilistic and no-ontic view (neither epistemic though) of the wave function with a stochastic hidden-variables approach, may provide some insight into the quantum physical reality and potentially establish the groundwork for a novel interpretation of quantum mechanics.
Schrodinger wave equation, Hilbert space formalism, born’s rule for probability and hermitian operator are mainly the core of quantum theory and quantum description is generally based on Hilbert space of states, observables are described by self adjoint operators on the space of states, physical symmetries are explained by unitary transformations, and time evolution is a one-parameter group of unitary transformations on the Hilbert space of states. In this paper, I have discussed why a generalized philosophy is required before the development of quantum probability to fill up the gap.
The authors present briefly the basic notions of the quantum formalism: pure and mixed states; quantum observables; quantum probability; Born’s rule, superposition, and ‘state collapse’; the projection postulate (von Neumann–Lüders postulate); Dirac’s ket and bra-vector notations; elements of quantum information theory and quantum logic; Schrödinger’s and von Neumann’s equations; unitary dynamics; and positive operator valued measures. They also define the basic mathematical notions related to the quantum formalism: Hilbert space; scalar product; norm; Hermitian operator (matrix); projector; and unitary operator and adjoint operator. This chapter may be useful for newcomers to the field, but for those readers who have preliminary knowledge about quantum mechanics (QM) they can proceed directly to advanced chapters. These keywords were added by machine and not by the authors. This process is experimental and the keywords may be updated as the learning algorithm improves.