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arXiv:2603.27369 · Quanta

Quantum Conditional Stochastic Processes

Stan Gudder

quant-phSubmitted Mar 28, 2026• Announced Mar 31, 2026• 0 citations• Revised Jun 25, 2026 (v2)
v1 · Mar 28, 2026v2 · Jun 25, 2026
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Abstract

Quantum mechanics contains certain novel mathematical concepts. Among these are complex numbers, Hilbert spaces with their unitary and self-adjoint operators, states represented by complex vectors, superpositions of states, collapse of wave functions, Born's rule for probabilities and others. If we accept that quantum mechanics is probabilistic, then these concepts can be derived and they become secondary. In this work, we begin with what we call a conditional stochastic process, which is based on real numbers and probabilities. As we shall see, such processes are defined by three simple axioms. We then use conditional stochastic processes to derive quantum mechanics by employing a correspondence called a dictionary. We also show that the converse holds. That is, beginning with a quantum system, we employ the dictionary to derive a conditional stochastic process.

Journal reference
Quanta 2026; 15: 13-18
DOI
10.12743/quanta.95
Comments
6 pages, minor corrections and two new sections have been added

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Quantum mechanics contains certain novel mathematical concepts. Among these are complex numbers, Hilbert spaces with their unitary and self-adjoint operators, states represented by complex vectors, superpositions of states, collapse of wave functions, Born's rule for probabilities and others. If we accept that quantum mechanics is probabilistic, then these concepts can be derived and they become secondary. In this work, we begin with what we call a conditional stochastic process, which is based on real numbers and probabilities. As we shall see, such processes are defined by three simple axioms. We then use conditional stochastic processes to derive quantum mechanics by employing a correspondence called a dictionary. We also show that the converse holds. That is, beginning with a quantum system, we employ the dictionary to derive a conditional stochastic process.
This paper introduces several new classes of mathematical structures that have close connections with physics and with the theory of dynamical systems. The most general of these structures, called indivisible stochastic processes, collectively encompass many important kinds of stochastic processes, including Markov chains and random dynamical systems. This paper then states and proves a new theorem that establishes a precise correspondence between any indivisible stochastic process and a unitarily evolving quantum system. This theorem therefore leads to a new formulation of quantum theory, alongside the Hilbert-space, path-integral, and quasi-probability formulations. The theorem also provides a first-principles explanation for why quantum systems are based on the complex numbers, Hilbert spaces, linear-unitary time evolution, and the Born rule. In addition, the theorem suggests that by selecting a suitable Hilbert space, together with an appropriate choice of unitary evolution, one can simulate any indivisible stochastic process on a quantum computer, thereby potentially opening up an extensive set of novel applications for quantum computing.
We derive the Hilbert space formalism of quantum mechanics from epistemic principles. A key assumption is that a physical theory that relies on entities or distinctions that are unknowable in principle gives rise to wrong predictions. An epistemic formalism is developed, where concepts like individual and collective knowledge are used, and knowledge may be actual or potential. The physical state SSS corresponds to the collective potential knowledge. The state SSS is a subset of a state space S={Z}\mathcal{S}=\{Z\}S={Z}, such that SSS always contains several elements ZZZ, which correspond to unattainable states of complete potential knowledge of the world. The evolution of SSS cannot be determined in terms of the individual evolution of the elements ZZZ, unlike the evolution of an ensemble in classical phase space. The evolution of SSS is described in terms of sequential time n∈Nn\in \mathbf{\mathbb{N}}n∈N, which is updated according to n→n+1n\rightarrow n+1n→n+1 each time potential knowledge changes. In certain experimental contexts CCC, there is initial knowledge at time nnn that a given series of properties P,P′,…P,P',\ldotsP,P′,… will be observed within a given time frame, meaning that a series of values p,p′,…p,p',\ldotsp,p′,… of these properties will become known. At time nnn, it is just known that these values belong to predefined, finite sets {p},{p′},…\{p\},\{p'\},\ldots{p},{p′},…. In such a context CCC, it is possible to define a complex Hilbert space HC\mathcal{H}_{C}HC​ on top of S\mathcal{S}S, in which the elements are contextual state vectors SˉC\bar{S}_{C}SˉC​. Born's rule to calculate the probabilities to find the values p,p′,…p,p',\ldotsp,p′,… is derived as the only generally applicable such rule. Also, we can associate a self-adjoint operator Pˉ\bar{P}Pˉ with eigenvalues {p}\{p\}{p} to each property PPP observed within CCC. These operators obey [Pˉ,Pˉ′]=0[\bar{P},\bar{P}']=0[Pˉ,Pˉ′]=0 if and only if the precise values of PPP and P′P'P′ are simultaneoulsy knowable.
This paper proposes an interpretation of quantum mechanics, relying on the time-symmetric stochastic dynamics of quantum particles and on non-classical probability theory. Our main purpose is to demonstrate that the wave function and its complex conjugate can be interpreted as complex probability distributions in two complex diffusion equations related to non-real forward and backward in time stochastic motions respectively. We say non-real because Schroedinger forward and backward diffusions describe both reversible (real trajectories) and irreversible trajectories (non-real trajectories). The reversible trajectories are the only real trajectories and are given by the intersection of those forward and backward processes. It turns out that if we translate this intersection using set-theoretic language, we are led to a reversible diffusion described by Born rule probabilities. This proposal is useful also for explaining more about the role of complex numbers in quantum mechanics that produces this so-called "wave-like" nature of quantum reality. Our perspective also challenges the notion of physical superposition and aims at a derivation of superposition principle not based on the linearity of Schroedinger's equation but relying on pure probability theory. Moreover, it is suggested that, embracing the idea of stochastic processes in quantum theory, explains the reasons for the appearance of classical behavior in large objects, in contrast to the quantum behavior of small ones. In other words, we claim that a combination of a probabilistic and no-ontic view (neither epistemic though) of the wave function with a stochastic hidden-variables approach, may provide some insight into the quantum physical reality and potentially establish the groundwork for a novel interpretation of quantum mechanics.
Schrodinger wave equation, Hilbert space formalism, born’s rule for probability and hermitian operator are mainly the core of quantum theory and quantum description is generally based on Hilbert space of states, observables are described by self adjoint operators on the space of states, physical symmetries are explained by unitary transformations, and time evolution is a one-parameter group of unitary transformations on the Hilbert space of states. In this paper, I have discussed why a generalized philosophy is required before the development of quantum probability to fill up the gap.
The authors present briefly the basic notions of the quantum formalism: pure and mixed states; quantum observables; quantum probability; Born’s rule, superposition, and ‘state collapse’; the projection postulate (von Neumann–Lüders postulate); Dirac’s ket and bra-vector notations; elements of quantum information theory and quantum logic; Schrödinger’s and von Neumann’s equations; unitary dynamics; and positive operator valued measures. They also define the basic mathematical notions related to the quantum formalism: Hilbert space; scalar product; norm; Hermitian operator (matrix); projector; and unitary operator and adjoint operator. This chapter may be useful for newcomers to the field, but for those readers who have preliminary knowledge about quantum mechanics (QM) they can proceed directly to advanced chapters. These keywords were added by machine and not by the authors. This process is experimental and the keywords may be updated as the learning algorithm improves.
This paper argues that every quantum system can be understood as a sufficiently general kind of stochastic process unfolding in an old-fashioned configuration space according to ordinary notions of probability. This argument is based on an exact correspondence between the class of `indivisible' stochastic processes and quantum theory. This new stochastic-quantum correspondence demotes the wave function from a primary ontological ingredient to a secondary mathematical tool, and yields a deflationary account of exotic quantum phenomena, such as interference, decoherence, entanglement, noncommutative observables, and wave-function collapse. At a more practical level, the stochastic-quantum correspondence leads to a novel reconstruction of quantum theory, alongside the Hilbert-space, path-integral, and quasiprobability representations, and also provides a framework for using Hilbert-space methods to formulate highly generic, non-Markovian types of stochastic dynamics, with potential applications throughout the sciences.