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arXiv:1703.08543

Quantum mechanics from an epistemic state space

Per Östborn

Published Mar 24, 2017• 3 citations
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Abstract

We derive the Hilbert space formalism of quantum mechanics from epistemic principles. A key assumption is that a physical theory that relies on entities or distinctions that are unknowable in principle gives rise to wrong predictions. An epistemic formalism is developed, where concepts like individual and collective knowledge are used, and knowledge may be actual or potential. The physical state $S$ corresponds to the collective potential knowledge. The state $S$ is a subset of a state space $\mathcal{S}=\{Z\}$, such that $S$ always contains several elements $Z$, which correspond to unattainable states of complete potential knowledge of the world. The evolution of $S$ cannot be determined in terms of the individual evolution of the elements $Z$, unlike the evolution of an ensemble in classical phase space. The evolution of $S$ is described in terms of sequential time $n\in \mathbf{\mathbb{N}}$, which is updated according to $n\rightarrow n+1$ each time potential knowledge changes. In certain experimental contexts $C$, there is initial knowledge at time $n$ that a given series of properties $P,P',\ldots$ will be observed within a given time frame, meaning that a series of values $p,p',\ldots$ of these properties will become known. At time $n$, it is just known that these values belong to predefined, finite sets $\{p\},\{p'\},\ldots$. In such a context $C$, it is possible to define a complex Hilbert space $\mathcal{H}_{C}$ on top of $\mathcal{S}$, in which the elements are contextual state vectors $\bar{S}_{C}$. Born's rule to calculate the probabilities to find the values $p,p',\ldots$ is derived as the only generally applicable such rule. Also, we can associate a self-adjoint operator $\bar{P}$ with eigenvalues $\{p\}$ to each property $P$ observed within $C$. These operators obey $[\bar{P},\bar{P}']=0$ if and only if the precise values of $P$ and $P'$ are simultaneoulsy knowable.

DOI
10.48550/arxiv.1703.08543

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We derive the Hilbert space formalism of quantum mechanics from epistemic principles. A key assumption is that a physical theory that relies on entities or distinctions that are unknowable in principle gives rise to wrong predictions. An epistemic formalism is developed, where concepts like individual and collective knowledge are used, and knowledge may be actual or potential. The physical state SSS corresponds to the collective potential knowledge. The state SSS is a subset of a state space S={Z}\mathcal{S}=\{Z\}S={Z}, such that SSS always contains several elements ZZZ, which correspond to unattainable states of complete potential knowledge of the world. The evolution of SSS cannot be determined in terms of the individual evolution of the elements ZZZ, unlike the evolution of an ensemble in classical phase space. The evolution of SSS is described in terms of sequential time n∈Nn\in \mathbf{\mathbb{N}}n∈N, which is updated according to n→n+1n\rightarrow n+1n→n+1 each time potential knowledge changes. In certain experimental contexts CCC, there is initial knowledge at time nnn that a given series of properties P,P′,…P,P',\ldotsP,P′,… will be observed within a given time frame, meaning that a series of values p,p′,…p,p',\ldotsp,p′,… of these properties will become known. At time nnn, it is just known that these values belong to predefined, finite sets {p},{p′},…\{p\},\{p'\},\ldots{p},{p′},…. In such a context CCC, it is possible to define a complex Hilbert space HC\mathcal{H}_{C}HC​ on top of S\mathcal{S}S, in which the elements are contextual state vectors SˉC\bar{S}_{C}SˉC​. Born's rule to calculate the probabilities to find the values p,p′,…p,p',\ldotsp,p′,… is derived as the only generally applicable such rule. Also, we can associate a self-adjoint operator Pˉ\bar{P}Pˉ with eigenvalues {p}\{p\}{p} to each property PPP observed within CCC. These operators obey [Pˉ,Pˉ′]=0[\bar{P},\bar{P}']=0[Pˉ,Pˉ′]=0 if and only if the precise values of PPP and P′P'P′ are simultaneoulsy knowable.
The general view is that all fundamental physical laws should be formulated within the framework given by quantum mechanics (QM). In a sense, QM therefore has the character of a metaphysical theory. Consequently, if it is possible to derive QM from more basic principles, these principles should be of general, philosophical nature. Here, we derive the formalism of QM from well-motivated epistemic principles. A key assumption is that a physical theory that relies on entities or distinctions that are unknowable in principle gives rise to wrong predictions. First, an epistemic formalism is developed, using concepts like knowledge and potential knowledge, identifying a physical state SSS with the potential knowledge of the physical world. It is demonstrated that QM emerges from this formalism. However, Hilbert spaces, wave functions and probabilities are defined in certain well-defined observational contexts only. This means that the epistemic formalism is broader than QM. In the fundamental layer of description, the physical state SSS is a subset of a state space S={Z}\mathcal{S}=\{Z\}S={Z}, such that SSS always contains many elements ZZZ. These elements correspond to unattainable states of complete knowledge of the world. The evolution of SSS cannot be determined in terms of the individual evolution of the elements ZZZ, unlike the evolution of an ensemble in classical phase space. The evolution of SSS is described in terms of sequential time n∈Nn\in \mathbf{\mathbb{N}}n∈N, which is updated according to n→n+1n\rightarrow n+1n→n+1 each time an event occurs, each time potential knowledge changes. Sequential time nnn can be separated from relational time ttt, which describes distances between events in space-time. There is an entire space-time associated with each nnn, in which ttt represents the knowledge at sequential time nnn about the temporal relations between present and past events.
We combine the ideas of Dirac's orthonormal representation, Everett's relative state, and 't Hooft's ontological basis to define the notion of a world for quantum mechanics. Mathematically, for a quantum system Q\mathcal{Q}Q with an associated Hilbert space H,\mathbb{H},H, a world of Q\mathcal{Q}Q is defined to be an orthonormal basis of H.\mathbb{H}.H. The evolution of the system is governed by Schrödinger's equation for the worlds of it. An observable in a certain world is a self-adjoint operator diagonal under the corresponding basis. Moreover, a state is defined in an associated world but can be uniquely extended to the whole system as proved recently by Marcus, Spielman, and Srivastava. Although the states described by unit vectors in H\mathbb{H}H may be determined in different worlds, there are the so-called topology-compact states which must be determined by the totality of a world. We can apply the Copenhagen interpretation to a world for regarding a quantum state as an external observation, and obtain the Born rule of random outcomes. Therefore, we present a mathematical formalism of quantum mechanics based on the notion of a world instead of a quantum state.
Schrodinger wave equation, Hilbert space formalism, born’s rule for probability and hermitian operator are mainly the core of quantum theory and quantum description is generally based on Hilbert space of states, observables are described by self adjoint operators on the space of states, physical symmetries are explained by unitary transformations, and time evolution is a one-parameter group of unitary transformations on the Hilbert space of states. In this paper, I have discussed why a generalized philosophy is required before the development of quantum probability to fill up the gap.
Shall I refuse my dinner because I do not fully understand the process of digestion? No, not if I am satisfied with the result. O. Heaviside, Electromagnetic Theory , vol. 2, 1899 Basic notions of quantum mechanics Quantum axioms Let us start with a brief recapitulation of quantum mechanics on the “how to” level. According to the standard lore, the instantaneous state of any quantum system (that is, everything that can be known about it at a given moment of time) is given by its wave function (state vector) – a complex-valued vector in some abstract Hilbert space; the nature of this space is determined by the system. All the observables (i.e., physical quantities defined for the system and determined by its state – e.g., the position or momentum of a free particle, the energy of an oscillator) are described by Hermitian operators defined in the same Hilbert space. All three elements – the Hilbert space, the state vector, and the set of observables – are necessary to describe the outcome of any experiment one could perform with the system. Since humans cannot directly observe the behaviour of quantum objects, these outcomes are also called measurements , being the result of using some classical apparatus in order to translate the state of a quantum system into the state of the apparatus, which can then be read out by the experimentalist. The classical (i.e., non-quantum) nature of the apparatus is essential, as we shall see in a moment.
Applications of quantum mechanics have led to many successful predictions and explanations of puzzling phenomena, and we now apply quantum mechanics to gain, process, and communicate information in novel ways. We can understand quantum mechanics by understanding how we have applied it. We should not seek agreement on the nature of the world it represents, because this theory does not itself represent the physical world (though its applications do help us to represent it better). When applied to a quantum state, quantum mechanics yields probabiities for physical events: both state and probability are objective--not because they represent elements of phyiscal reality, but because each exerts norrmative authority over the beliefs of anyone who accepts quantum mechanics and applies it relative to a physical situation they may (but need not) occupy. These events may be described by statements that are meaningful in an appropriate environmental context, and quantum mechanics can help one to say when that is. Measurement creates an appropriate context, so here the Born rule indirectly yields probabilities of measurement outcomes. The quantum state of a system does not "collapse" on measurement: a new state must be assigned relative to a physical situation in which information about the outcome is accessible. Understood this way, there is no measurement problem, and violations of Bell inequalities does not demonstrate "spooky" non-local action. Quantum field theories have no physical ontology of their own: a quantum field is a mathematical object in a model whose application helps us to improve and extend our descriptions of the world in other terms. We cannot realise the scenario of Wigner's friend and its recent extensions: but the data that provide overwhelming evidence for quantum mechanics are objective in the same sense as the relative measurement outcomes described in those scenarios.
A quantum state, via the Born Rule, assigns probabilities to the different possible values of observables of a quantum system. It is only in virtue of these probabilities — or, alternatively, expectation values — that quantum mechanics is empirically testable. Since assigning a state to a system means assigning probabilities to the values of observables, it may seem natural to read Peierls’ claim that the state ‘represents our knowledge of the system’ (Peierls [1991], p. 19) as a shorthand for saying that the state represents our knowledge of these probabilities. The latter view is sometimes even straightforwardly identified with the epistemic conception of states, for example by Marchildon, who claims that ‘[i]n the epistemic view [of quantum states], the state vector (or wave function or density matrix) does not represent the objective state of a microscopic system […], but rather our knowledge of the probabilities of outcomes of future measurements’ (Marchildon [2004], p. 1454). However, according to an argument due to Fuchs and endorsed by Timpson, 31 the idea that quantum states represent our knowledge about quantum probabilities should not be regarded as the core claim of the epistemic conception of quantum states, simply because, as they argue, this idea is in fact incompatible with the latter. These keywords were added by machine and not by the authors. This process is experimental and the keywords may be updated as the learning algorithm improves.