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arXiv:1504.08059

Mathematical formalism of many-worlds quantum mechanics

Zeqian Chen

Published Apr 30, 2015• 0 citations
arXivHTMLPDF

Abstract

We combine the ideas of Dirac's orthonormal representation, Everett's relative state, and 't Hooft's ontological basis to define the notion of a world for quantum mechanics. Mathematically, for a quantum system $\mathcal{Q}$ with an associated Hilbert space $\mathbb{H},$ a world of $\mathcal{Q}$ is defined to be an orthonormal basis of $\mathbb{H}.$ The evolution of the system is governed by Schrödinger's equation for the worlds of it. An observable in a certain world is a self-adjoint operator diagonal under the corresponding basis. Moreover, a state is defined in an associated world but can be uniquely extended to the whole system as proved recently by Marcus, Spielman, and Srivastava. Although the states described by unit vectors in $\mathbb{H}$ may be determined in different worlds, there are the so-called topology-compact states which must be determined by the totality of a world. We can apply the Copenhagen interpretation to a world for regarding a quantum state as an external observation, and obtain the Born rule of random outcomes. Therefore, we present a mathematical formalism of quantum mechanics based on the notion of a world instead of a quantum state.

DOI
10.48550/arxiv.1504.08059

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Quantum mechanics from an epistemic state space

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We derive the Hilbert space formalism of quantum mechanics from epistemic principles. A key assumption is that a physical theory that relies on entities or distinctions that are unknowable in principle gives rise to wrong predictions. An epistemic formalism is developed, where concepts like individual and collective knowledge are used, and knowledge may be actual or potential. The physical state $S$ corresponds to the collective potential knowledge. The state $S$ is a subset of a state space $\mathcal{S}=\{Z\}$, such that $S$ always contains several elements $Z$, which correspond to unattainable states of complete potential knowledge of the world. The evolution of $S$ cannot be determined in terms of the individual evolution of the elements $Z$, unlike the evolution of an ensemble in classical phase space. The evolution of $S$ is described in terms of sequential time $n\in \mathbf{\mathbb{N}}$, which is updated according to $n\rightarrow n+1$ each time potential knowledge changes. In certain experimental contexts $C$, there is initial knowledge at time $n$ that a given series of properties $P,P',\ldots$ will be observed within a given time frame, meaning that a series of values $p,p',\ldots$ of these properties will become known. At time $n$, it is just known that these values belong to predefined, finite sets $\{p\},\{p'\},\ldots$. In such a context $C$, it is possible to define a complex Hilbert space $\mathcal{H}_{C}$ on top of $\mathcal{S}$, in which the elements are contextual state vectors $\bar{S}_{C}$. Born's rule to calculate the probabilities to find the values $p,p',\ldots$ is derived as the only generally applicable such rule. Also, we can associate a self-adjoint operator $\bar{P}$ with eigenvalues $\{p\}$ to each property $P$ observed within $C$. These operators obey $[\bar{P},\bar{P}']=0$ if and only if the precise values of $P$ and $P'$ are simultaneoulsy knowable.

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Many Worlds?: Everett, Quantum Theory, and Reality

Robert M. Wald

Few, if any, issues in physics have engendered as much discussion as the measurement problem in quantum mechanics. It is generally agreed that the `normal' dynamical evolution of the state vector in quantum mechanics is given by a unitary map. The linearity of this map implies that the state vector will, in general, be found in a superposition of eigenstates of a given observable (or, similarly, that the density matrix describing a subsystem will not correspond to a definite value of this observable). However, when we make a measurement of an observable, we always obtain a define value—although it is impossible to predict with certainty which value will be obtained. The traditional response to this issue is to postulate that when a measurement is made, the wavefunction `collapses' to an eigenstate of the observable being measured, perhaps due to the inherent classicality of the measuring apparatus (Bohr), or to the consciousness of the observer (Wigner), or possibly to some modification of quantum dynamics that occurs even when observations are not being made. The main motivation for the Everett (`many worlds') interpretation is to avoid introducing any such collapse postulate. This volume commemorates the 50th anniversary of the publication of Everett's paper in 1957 and contains 20 original articles as well as the transcripts of several discussions that took place at meetings devoted to the Everett interpretation at Oxford University and the Perimeter Institute. The attractiveness of the Everett interpretation is very succinctly summarized by a sentence from Vaidman's contribution (p 582): `The collapse, with its randomness, non-locality and the lack of a well-defined moment of occurrence, is such an ugly scar on quantum theory, that I, along with many others, am ready to follow Everett and deny its existence.' But the main drawback of the interpretation is then equally succinctly stated in the next sentence: `The price is the many worlds interpretation, i.e., the existence of numerous parallel worlds.' In other words, if the state vector evolves to have a non-zero amplitude for two different values of an observable that I `measure' (i.e., interact with in an appropriate way), each of these alternatives remains equally `real', i.e., there is a `branch' of the wavefunction in which the observable takes the first value and I believe that it has this first value and a branch of the wavefunction where it takes the second value and I believe that it has this second value. Each of these `me's' sees a definite value for the observable, thus nicely accounting for what I believe I experience without invoking collapse. But then, it seems that I have to believe that there are many other `me's' around—even if they are very difficult for this particular me to access—and no way I can predict which `me' I will be in the future. Indeed, Saunders writes on p 192, `If Alice is a person (of course she is) then we must say, even prior to branching at tj that there are many Alices present, atom for atom duplicates...Alice should be uncertain after all— each Alice should be uncertain—for each as of tj does not (and as a matter of principle, cannot) know which of these branching persons she is.' Thus, if taken seriously, the Everett viewpoint leads directly to questions like `What determines which ``me'' I am now and/or will feel that I am in the future?' The response `You are all of them' somehow doesn't seem satisfying, and further pursuit of these issues would seem to lead to questions as fruitless as questions like `Why am I ``me'' and not ``you''?' I believe that this accounts for why the Everett interpretation does not have universal appeal. But enough of `me' for now (more later); let's discuss the book. 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In traditional interpretations, the Born rule is simply postulated as part of the collapse hypothesis. In the Everett interpretation, it is far from obvious that the Born rule even has any meaning—if all outcomes occur, how can one talk about the probability of a particular outcome? Given the importance of this issue, it is highly appropriate that four chapters of the book (by Saunders, Papineau, Wallace, and Greaves and Myrvold) are devoted to addressing probability and the Born rule from the Everett viewpoint, and three chapters (by Kent, Albert, and Price) are devoted to criticising these views. As indicated by the above quote from Saunders' article, uncertainty and probability can enter the Everett interpretation via each Alice being uncertain as to which Alice she is or will be. However, in view of the difficulties to which this kind of argumentation will lead, it is perhaps not surprising that in the 123 pages of combined discussion by Saunders, Papineau, Wallace, and Greaves and Myrvold, there are only fleeting references to the use of probability along these lines. Rather, the approach taken is reminiscent of that of adept politicians: if you can't answer a question, then answer a different question, and answer it with conviction and detail. Instead of considering probabilities of outcomes—a highly problematical notion when all of the possible outcomes actually occur—consider only decision theory issues. In particular, Wallace gives a precise and detailed mathematical proof that, under certain hypotheses, the only rational strategy that a quantum observer can follow in making decisions is to weight the possible outcomes by Born rule probabilities. To illustrate this more graphically, suppose tomorrow's weather were determined by some quantum mechanical, Stern–Gerlach-like process. I would like to know whether it is likely to rain tomorrow. However, when I ask an Everett follower (who knows the state vector and has done the Born rule calculation), all she will tell me in direct response to my question is that `it will rain and it won't rain.' Nevertheless, she is willing tell me whether or not it is rational for me to take an umbrella. I suppose that if she tells me that it would be highly irrational for me to take an umbrella, I can take the hint and deduce that it is very unlikely to rain. However, there does seem something wrong with the fact that she is not allowed to say this directly. In any case, if the conclusion of a mathematically correct argument is that rational decision strategies require the Born rule, then there must be quite a bit lying in the assumptions. 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A non-relativistic quantum mechanical theory is proposed that describes the universe as a continuum of worlds whose mutual interference gives rise to quantum phenomena. A logical framework is introduced to properly deal with propositions about objects in a multiplicity of worlds. In this logical framework, the continuum of worlds is treated in analogy to the continuum of time points; both “time” and “world” are considered as mutually independent modes of existence. The theory combines elements of Bohmian mechanics and of Everett’s many-worlds interpretation; it has a clear ontology and a set of precisely defined postulates from where the predictions of standard quantum mechanics can be derived. Probability as given by the Born rule emerges as a consequence of insufficient knowledge of observers about which world it is that they live in. The theory describes a continuum of worlds rather than a single world or a discrete set of worlds, so it is similar in spirit to many-worlds interpretations based on Everett’s approach, without being actually reducible to these. In particular, there is no splitting of worlds, which is a typical feature of Everett-type theories. Altogether, the theory explains (1) the subjective occurrence of probabilities, (2) their quantitative value as given by the Born rule, and (3) the apparently random “collapse of the wavefunction” caused by the measurement, while still being an objectively deterministic theory.

•Jan 1, 2015•8 citations
We combine the ideas of Dirac's orthonormal representation, Everett's relative state, and 't Hooft's ontological basis to define the notion of a world for quantum mechanics. Mathematically, for a quantum system Q\mathcal{Q}Q with an associated Hilbert space H,\mathbb{H},H, a world of Q\mathcal{Q}Q is defined to be an orthonormal basis of H.\mathbb{H}.H. The evolution of the system is governed by Schrödinger's equation for the worlds of it. An observable in a certain world is a self-adjoint operator diagonal under the corresponding basis. Moreover, a state is defined in an associated world but can be uniquely extended to the whole system as proved recently by Marcus, Spielman, and Srivastava. Although the states described by unit vectors in H\mathbb{H}H may be determined in different worlds, there are the so-called topology-compact states which must be determined by the totality of a world. We can apply the Copenhagen interpretation to a world for regarding a quantum state as an external observation, and obtain the Born rule of random outcomes. Therefore, we present a mathematical formalism of quantum mechanics based on the notion of a world instead of a quantum state.
We derive the Hilbert space formalism of quantum mechanics from epistemic principles. A key assumption is that a physical theory that relies on entities or distinctions that are unknowable in principle gives rise to wrong predictions. An epistemic formalism is developed, where concepts like individual and collective knowledge are used, and knowledge may be actual or potential. The physical state SSS corresponds to the collective potential knowledge. The state SSS is a subset of a state space S={Z}\mathcal{S}=\{Z\}S={Z}, such that SSS always contains several elements ZZZ, which correspond to unattainable states of complete potential knowledge of the world. The evolution of SSS cannot be determined in terms of the individual evolution of the elements ZZZ, unlike the evolution of an ensemble in classical phase space. The evolution of SSS is described in terms of sequential time n∈Nn\in \mathbf{\mathbb{N}}n∈N, which is updated according to n→n+1n\rightarrow n+1n→n+1 each time potential knowledge changes. In certain experimental contexts CCC, there is initial knowledge at time nnn that a given series of properties P,P′,…P,P',\ldotsP,P′,… will be observed within a given time frame, meaning that a series of values p,p′,…p,p',\ldotsp,p′,… of these properties will become known. At time nnn, it is just known that these values belong to predefined, finite sets {p},{p′},…\{p\},\{p'\},\ldots{p},{p′},…. In such a context CCC, it is possible to define a complex Hilbert space HC\mathcal{H}_{C}HC​ on top of S\mathcal{S}S, in which the elements are contextual state vectors SˉC\bar{S}_{C}SˉC​. Born's rule to calculate the probabilities to find the values p,p′,…p,p',\ldotsp,p′,… is derived as the only generally applicable such rule. Also, we can associate a self-adjoint operator Pˉ\bar{P}Pˉ with eigenvalues {p}\{p\}{p} to each property PPP observed within CCC. These operators obey [Pˉ,Pˉ′]=0[\bar{P},\bar{P}']=0[Pˉ,Pˉ′]=0 if and only if the precise values of PPP and P′P'P′ are simultaneoulsy knowable.
Few, if any, issues in physics have engendered as much discussion as the measurement problem in quantum mechanics. It is generally agreed that the `normal' dynamical evolution of the state vector in quantum mechanics is given by a unitary map. The linearity of this map implies that the state vector will, in general, be found in a superposition of eigenstates of a given observable (or, similarly, that the density matrix describing a subsystem will not correspond to a definite value of this observable). However, when we make a measurement of an observable, we always obtain a define value—although it is impossible to predict with certainty which value will be obtained. The traditional response to this issue is to postulate that when a measurement is made, the wavefunction `collapses' to an eigenstate of the observable being measured, perhaps due to the inherent classicality of the measuring apparatus (Bohr), or to the consciousness of the observer (Wigner), or possibly to some modification of quantum dynamics that occurs even when observations are not being made. The main motivation for the Everett (`many worlds') interpretation is to avoid introducing any such collapse postulate. This volume commemorates the 50th anniversary of the publication of Everett's paper in 1957 and contains 20 original articles as well as the transcripts of several discussions that took place at meetings devoted to the Everett interpretation at Oxford University and the Perimeter Institute. The attractiveness of the Everett interpretation is very succinctly summarized by a sentence from Vaidman's contribution (p 582): `The collapse, with its randomness, non-locality and the lack of a well-defined moment of occurrence, is such an ugly scar on quantum theory, that I, along with many others, am ready to follow Everett and deny its existence.' But the main drawback of the interpretation is then equally succinctly stated in the next sentence: `The price is the many worlds interpretation, i.e., the existence of numerous parallel worlds.' In other words, if the state vector evolves to have a non-zero amplitude for two different values of an observable that I `measure' (i.e., interact with in an appropriate way), each of these alternatives remains equally `real', i.e., there is a `branch' of the wavefunction in which the observable takes the first value and I believe that it has this first value and a branch of the wavefunction where it takes the second value and I believe that it has this second value. Each of these `me's' sees a definite value for the observable, thus nicely accounting for what I believe I experience without invoking collapse. But then, it seems that I have to believe that there are many other `me's' around—even if they are very difficult for this particular me to access—and no way I can predict which `me' I will be in the future. Indeed, Saunders writes on p 192, `If Alice is a person (of course she is) then we must say, even prior to branching at tj that there are many Alices present, atom for atom duplicates...Alice should be uncertain after all— each Alice should be uncertain—for each as of tj does not (and as a matter of principle, cannot) know which of these branching persons she is.' Thus, if taken seriously, the Everett viewpoint leads directly to questions like `What determines which ``me'' I am now and/or will feel that I am in the future?' The response `You are all of them' somehow doesn't seem satisfying, and further pursuit of these issues would seem to lead to questions as fruitless as questions like `Why am I ``me'' and not ``you''?' I believe that this accounts for why the Everett interpretation does not have universal appeal. But enough of `me' for now (more later); let's discuss the book. Unlike many edited volumes and conference proceedings in physics—which often consist of hastily slapped-together re-hashes of previous papers—this volume meets very high standards in the choice of topics and authors and in the quality of the writing. Although each of the articles is closely tied in with the Everett interpretation, there are many articles of considerable value and interest in their own right, such as the discussion of quasiclassical realms by Hartle and and the discussion of the de Broglie–Bohm interpretation by Valentini. There is also an excellent introduction by Saunders to the quantum measurement problem and the main issues that arise in the Everett interpretation. A central issue in the Everett interpretation is the status of the `Born rule', which asserts that, for state ψ, the probability of obtaining a particular outcome of a measurement is ||Pψ||2, where P is the projection operator onto the eigensubspace associated with the measurement outcome. In traditional interpretations, the Born rule is simply postulated as part of the collapse hypothesis. In the Everett interpretation, it is far from obvious that the Born rule even has any meaning—if all outcomes occur, how can one talk about the probability of a particular outcome? Given the importance of this issue, it is highly appropriate that four chapters of the book (by Saunders, Papineau, Wallace, and Greaves and Myrvold) are devoted to addressing probability and the Born rule from the Everett viewpoint, and three chapters (by Kent, Albert, and Price) are devoted to criticising these views. As indicated by the above quote from Saunders' article, uncertainty and probability can enter the Everett interpretation via each Alice being uncertain as to which Alice she is or will be. However, in view of the difficulties to which this kind of argumentation will lead, it is perhaps not surprising that in the 123 pages of combined discussion by Saunders, Papineau, Wallace, and Greaves and Myrvold, there are only fleeting references to the use of probability along these lines. Rather, the approach taken is reminiscent of that of adept politicians: if you can't answer a question, then answer a different question, and answer it with conviction and detail. Instead of considering probabilities of outcomes—a highly problematical notion when all of the possible outcomes actually occur—consider only decision theory issues. In particular, Wallace gives a precise and detailed mathematical proof that, under certain hypotheses, the only rational strategy that a quantum observer can follow in making decisions is to weight the possible outcomes by Born rule probabilities. To illustrate this more graphically, suppose tomorrow's weather were determined by some quantum mechanical, Stern–Gerlach-like process. I would like to know whether it is likely to rain tomorrow. However, when I ask an Everett follower (who knows the state vector and has done the Born rule calculation), all she will tell me in direct response to my question is that `it will rain and it won't rain.' Nevertheless, she is willing tell me whether or not it is rational for me to take an umbrella. I suppose that if she tells me that it would be highly irrational for me to take an umbrella, I can take the hint and deduce that it is very unlikely to rain. However, there does seem something wrong with the fact that she is not allowed to say this directly. In any case, if the conclusion of a mathematically correct argument is that rational decision strategies require the Born rule, then there must be quite a bit lying in the assumptions. The articles by Kent, Albert, and Price do a good job of fleshing out these assumptions and pointing out the weaknesses and flaws in the probability and decision theory discussions within the Everett framework. I hope it is clear from what I have written above that this is an outstanding volume, which should be of great interest to anyone interested in the foundations of quantum theory. Indeed, I feel quite fortunate to be the particular `me' that happens to exist in the same branch of the wavefunction of the universe in which this book was published.
A non-relativistic quantum mechanical theory is proposed that combines elements of Bohmian mechanics and of Everett's "many-worlds" interpretation. The resulting theory has the advantage of resolving known issues of both theories, as well as those of standard quantum mechanics. It has a clear ontology and a set of precisely defined postulates from where the predictions of standard quantum mechanics can be derived. Most importantly, the Born rule can be derived by straightforward application of the Laplacian rule, without reliance on a "quantum equilibrium hypothesis" that is crucial for Bohmian mechanics, and without reliance on a "branch weight" that is crucial for Everett-type theories. The theory describes a continuum of worlds rather than a single world or a discrete set of worlds, so it is similar in spirit to many-worlds interpretations based on Everett's approach, without being actually reducible to these. In particular, there is no "splitting of worlds", which is a typical feature of Everett-type theories. Altogether, the theory explains 1) the subjective occurrence of probabilities, 2) their quantitative value as given by the Born rule, 3) the identification of observables as self-adjoint operators on Hilbert space, and 4) the apparently random "collapse of the wavefunction" caused by the measurement, while still being an objectively deterministic theory.
The standard formalism of quantum mechanics is extended to describe a total system including the reference system (RS), with respect to which the total system is described. The RS is assumed to be able to act as a measuring apparatus, with measurement records given by the values of some reference properties of the RS. In order to describe the total system, we define a frame of reference (FR) as a set of states that can be used to express all other states of the total system. The theory is based on four basic postulates, which have, loosely speaking, the following contents. (i) A reference property of a RS has a definite value and is sufficiently stable in the FR directly related to the reference property. (ii) States of the total system are associated with vectors in the Hilbert space. (iii) Schrodinger equation is the dynamical law in each valid FR. (iv) Under certain condition a property of a system can be regarded as a reference property; vector descriptions of the total system given in different FRs of the same RS may have a probabilistic relationship like in Born's rule.
The standard formalism of quantum mechanics is extended to describe a total system including the reference system (RS), with respect to which the total system is described. The RS is assumed to be able to act as a measuring apparatus, with measurement records given by the values of some reference properties of the RS. In order to describe the total system, we define a frame of reference (FR) as a set of states that can be used to express all other states of the total system. The theory is based on four basic postulates, which have, loosely speaking, the following contents. (i) A reference property of a RS has a definite value and is sufficiently stable in the FR directly related to the reference property. (ii) States of the total system are associated with vectors in the Hilbert space. (iii) Schrödinger equation is the dynamical law in each valid FR. (iv) Under certain condition a property of a system can be regarded as a reference property; vector descriptions of the total system given in different FRs of the same RS may have a probabilistic relationship like in Born's rule.
A non-relativistic quantum mechanical theory is proposed that describes the universe as a continuum of worlds whose mutual interference gives rise to quantum phenomena. A logical framework is introduced to properly deal with propositions about objects in a multiplicity of worlds. In this logical framework, the continuum of worlds is treated in analogy to the continuum of time points; both “time” and “world” are considered as mutually independent modes of existence. The theory combines elements of Bohmian mechanics and of Everett’s many-worlds interpretation; it has a clear ontology and a set of precisely defined postulates from where the predictions of standard quantum mechanics can be derived. Probability as given by the Born rule emerges as a consequence of insufficient knowledge of observers about which world it is that they live in. The theory describes a continuum of worlds rather than a single world or a discrete set of worlds, so it is similar in spirit to many-worlds interpretations based on Everett’s approach, without being actually reducible to these. In particular, there is no splitting of worlds, which is a typical feature of Everett-type theories. Altogether, the theory explains (1) the subjective occurrence of probabilities, (2) their quantitative value as given by the Born rule, and (3) the apparently random “collapse of the wavefunction” caused by the measurement, while still being an objectively deterministic theory.