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arXiv:1601.00680

A strict epistemic approach to physics

Per Östborn

Published Jan 4, 2016• 1 citation
arXivHTMLPDF

Abstract

The general view is that all fundamental physical laws should be formulated within the framework given by quantum mechanics (QM). In a sense, QM therefore has the character of a metaphysical theory. Consequently, if it is possible to derive QM from more basic principles, these principles should be of general, philosophical nature. Here, we derive the formalism of QM from well-motivated epistemic principles. A key assumption is that a physical theory that relies on entities or distinctions that are unknowable in principle gives rise to wrong predictions. First, an epistemic formalism is developed, using concepts like knowledge and potential knowledge, identifying a physical state $S$ with the potential knowledge of the physical world. It is demonstrated that QM emerges from this formalism. However, Hilbert spaces, wave functions and probabilities are defined in certain well-defined observational contexts only. This means that the epistemic formalism is broader than QM. In the fundamental layer of description, the physical state $S$ is a subset of a state space $\mathcal{S}=\{Z\}$, such that $S$ always contains many elements $Z$. These elements correspond to unattainable states of complete knowledge of the world. The evolution of $S$ cannot be determined in terms of the individual evolution of the elements $Z$, unlike the evolution of an ensemble in classical phase space. The evolution of $S$ is described in terms of sequential time $n\in \mathbf{\mathbb{N}}$, which is updated according to $n\rightarrow n+1$ each time an event occurs, each time potential knowledge changes. Sequential time $n$ can be separated from relational time $t$, which describes distances between events in space-time. There is an entire space-time associated with each $n$, in which $t$ represents the knowledge at sequential time $n$ about the temporal relations between present and past events.

DOI
10.48550/arxiv.1601.00680

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The general view is that all fundamental physical laws should be formulated within the framework given by quantum mechanics (QM). In a sense, QM therefore has the character of a metaphysical theory. Consequently, if it is possible to derive QM from more basic principles, these principles should be of general, philosophical nature. Here, we derive the formalism of QM from well-motivated epistemic principles. A key assumption is that a physical theory that relies on entities or distinctions that are unknowable in principle gives rise to wrong predictions. First, an epistemic formalism is developed, using concepts like knowledge and potential knowledge, identifying a physical state SSS with the potential knowledge of the physical world. It is demonstrated that QM emerges from this formalism. However, Hilbert spaces, wave functions and probabilities are defined in certain well-defined observational contexts only. This means that the epistemic formalism is broader than QM. In the fundamental layer of description, the physical state SSS is a subset of a state space S={Z}\mathcal{S}=\{Z\}S={Z}, such that SSS always contains many elements ZZZ. These elements correspond to unattainable states of complete knowledge of the world. The evolution of SSS cannot be determined in terms of the individual evolution of the elements ZZZ, unlike the evolution of an ensemble in classical phase space. The evolution of SSS is described in terms of sequential time n∈Nn\in \mathbf{\mathbb{N}}n∈N, which is updated according to n→n+1n\rightarrow n+1n→n+1 each time an event occurs, each time potential knowledge changes. Sequential time nnn can be separated from relational time ttt, which describes distances between events in space-time. There is an entire space-time associated with each nnn, in which ttt represents the knowledge at sequential time nnn about the temporal relations between present and past events.
We derive the Hilbert space formalism of quantum mechanics from epistemic principles. A key assumption is that a physical theory that relies on entities or distinctions that are unknowable in principle gives rise to wrong predictions. An epistemic formalism is developed, where concepts like individual and collective knowledge are used, and knowledge may be actual or potential. The physical state SSS corresponds to the collective potential knowledge. The state SSS is a subset of a state space S={Z}\mathcal{S}=\{Z\}S={Z}, such that SSS always contains several elements ZZZ, which correspond to unattainable states of complete potential knowledge of the world. The evolution of SSS cannot be determined in terms of the individual evolution of the elements ZZZ, unlike the evolution of an ensemble in classical phase space. The evolution of SSS is described in terms of sequential time n∈Nn\in \mathbf{\mathbb{N}}n∈N, which is updated according to n→n+1n\rightarrow n+1n→n+1 each time potential knowledge changes. In certain experimental contexts CCC, there is initial knowledge at time nnn that a given series of properties P,P′,…P,P',\ldotsP,P′,… will be observed within a given time frame, meaning that a series of values p,p′,…p,p',\ldotsp,p′,… of these properties will become known. At time nnn, it is just known that these values belong to predefined, finite sets {p},{p′},…\{p\},\{p'\},\ldots{p},{p′},…. In such a context CCC, it is possible to define a complex Hilbert space HC\mathcal{H}_{C}HC​ on top of S\mathcal{S}S, in which the elements are contextual state vectors SˉC\bar{S}_{C}SˉC​. Born's rule to calculate the probabilities to find the values p,p′,…p,p',\ldotsp,p′,… is derived as the only generally applicable such rule. Also, we can associate a self-adjoint operator Pˉ\bar{P}Pˉ with eigenvalues {p}\{p\}{p} to each property PPP observed within CCC. These operators obey [Pˉ,Pˉ′]=0[\bar{P},\bar{P}']=0[Pˉ,Pˉ′]=0 if and only if the precise values of PPP and P′P'P′ are simultaneoulsy knowable.
Although time is one of our most intuitive physical concepts, its understanding at the fundamental level is still an open question in physics. For instance, time in quantum mechanics and general relativity are two distinct and incompatible entities. While relativity deals with events (points in spacetime), with time being observer dependent and dynamical, quantum mechanics describes physical systems by treating time as an independent parameter. To resolve this conflict, in this work, we extend the classical concept of an event to the quantum domain by defining an event as a transfer of information between physical systems. Then, by describing the universe from the perspective of a certain observer, we introduce quantum states of events with space-time-symmetric wave functions that predict the joint probability distribution of a measurement (observation) at $(t,\stackrel{P\vec}{x})$. Under these circumstances, without assuming collapse, we propose that a well-defined instant of time, like any other observable, arises from a single event, thus being an observer-dependent property. In this manner, we obtain a stationary quantum state written as a sum of a sequence of normalized states of events with increasing memories. As a consequence, a counterfactual asymmetry along this sequence of events gives rise to the flow of time as being successive ``snapshots'' from the observer's perspective. In this proposal, which contrasts strikingly to the view in which time is an illusion, it is the many distinguishable states in which the observer stores information that makes the existence of time possible.
Relativistically, time ttt is an observable just like position rrr. In quantum theory, ttt is a parameter, in contrast to the observable rrr. This discrepancy suggests that there exists a more elaborate formalization of time, which encapsulates both perspectives. Such a formalization is proposed in this paper. The evolution is described in terms of sequential time n∈Nn\in \mathbf{\mathbb{N}}n∈N, which is updated each time an event occurs. Sequential time nnn is separated from relational time ttt, which describes distances between events in space-time. There is a space-time associated with each nnn, in which ttt represents the knowledge at time nnn about temporal relations. The evolution of the wave function is described in terms of the parameter σσσ that interpolates between sequential times nnn. For a free object we obtain a Stueckelberg equation ddσΨ(r4,σ)=ic2ℏ2⟨ε⟩□Ψ(r4,σ)\frac{d}{dσ}Ψ(r_{4},σ)=\frac{ic^{2}\hbar}{2\langle ε\rangle}\BoxΨ(r_{4},σ)dσd​Ψ(r4​,σ)=2⟨ε⟩ic2ℏ​□Ψ(r4​,σ), where r4=(r,ict)r_{4}=(r,ict)r4​=(r,ict). Here σσσ describes the time mmm passed between the start of the experiment at time nnn and the observation at time n+mn+mn+m. The parametrization is assumed to be natural, meaning that ddσ⟨t⟩=1\frac{d}{dσ}\langle t\rangle=1dσd​⟨t⟩=1, where ⟨t⟩\langle t\rangle⟨t⟩ is the expected temporal distance between the events that define nnn and n+mn+mn+m. The squared rest energy ε02ε_{0}^{2}ε02​ is proportional to the eigenvalue σ~\tildeσσ~ that describes a 'stationary state' Ψ(r4,σ)=ψ(r4,σ~)eiσ~σΨ(r_{4},σ)=ψ(r_{4},\tildeσ)e^{i\tildeσσ}Ψ(r4​,σ)=ψ(r4​,σ~)eiσ~σ. The Dirac equation follows as a `square root' of the stationary state equation from the condition that σ~>0\tildeσ>0σ~>0, which follows from the directed nature of nnn. The formalism thus implies that all observable objects have non-zero rest mass, including elementary fermions. The introduction of nnn releases ttt, so that it can be treated as an observable with uncertainty ΔtΔtΔt.
A type of mechanics will be presented that possesses some distinctive properties. On the one hand, its physical description & rules of operation are readily comprehensible & intuitively clear. On the other, it fully satisfies all observable predictions of non-relativistic quantum mechanics. Within it, particles exist at points in space, follow continuous, piecewise differentiable paths, and their linear momentum is equal to their mass times their velocity along their path. Yet the probabilities for position and momentum, conditioned on the state of the particle's environment, follow the rules of quantum theory. Indeed, all observable consequences of quantum theory are satisfied; particles can be entangled, have intrinsic spin, this spin is not local to the particle, particle identity can effect probabilities, and so forth. All the rules of quantum mechanics are obeyed, and all arise in a straightforward fashion. After this is established, connections will be drawn out between this type of mechanics and other types of quantum worlds; those that obey Bohmian mechanics, stochastic mechanics, the many worlds interpretation, and physical collapse. In the final section, a relativistic version of the mechanics will be presented.
Introduction Quantum mechanics is based on the intuition that the essential difference between atomic physics and classical physics is the occurrence of discontinuities (see in particular [1,4,58–63]). Quantum mechanics should thus be considered a direct continuation of the quantum theory founded by Planck, Einstein and Bohr. Bohr in particular stressed repeatedly, already before the birth of quantum mechanics, that the discontinuities must lead to the introduction of new kinematical and mechanical concepts, so that indeed classical mechanics and its corresponding conceptual scheme should be abandoned [1,4]. Quantum mechanics tries to introduce the new concepts through a precise analysis of what is ‘observable in principle’. In fact, this does not mean setting up the principle that a sharp division between ‘observable’ and ‘unobservable’ quantities is possible and necessary. As soon as a conceptual scheme is given, one can infer from the observations to other facts that are actually not observable directly, and the boundary between ‘observable’ and ‘unobservable’ quantities becomes altogether indeterminate. But if the conceptual scheme itself is still unknown, it will be expedient to enquire only about the observations themselves, without drawing conclusions from them, because otherwise wrong concepts and prejudices taken over from before will block the way to recognising the physical relationships [Zusammenhänge].
The treatment of time in relativity does not conform to that in quantum theory. In the context of quantum gravity this is called "the problem of time". A crucial difference is that time ttt may be seen as an observable in relativity theory, just like position xxx, whereas in quantum theory ttt is a parameter, in contrast to the observable xxx. Aiming to resolve the discrepancy, a formalization of time in the spirit of Kant's Copernican revolution is suggested, where it is required that the treatment of time in physics agree with our cognition. This leads to reconsideration of the notions of identity and change of objects, as well as the nature of physical states and their evolution. The formalization has two components: sequential time nnn and relational time ttt. The evolution of physical states is described in terms of nnn, which is updated each time an event occurs. The role of ttt is to quantify distances between events in space-time. There is a space-time associated with each nnn, in which ttt represents the knowledge at time nnn about temporal distances between present and past events. A universal ordering of events in terms of nnn can be postulated even though distances ttt are relativistic. In short, it is argued that time as a sequential flow of events should be separated from time as a measure of distance between events. In physical models, these aspects of time can be expressed as one evolution parameter and one observable, respectively.