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arXiv:2603.01908 · Physical review. B./Physical review. B

Theory of the Uhlmann Phase in Quasi-Hermitian Quantum Systems

Xu-Yang Hou, Xin Wang, Hao Guo

quant-phSubmitted Mar 2, 2026• Announced Mar 3, 2026• 0 citations

v1 · Mar 2, 2026 v2 · Aug 16, 2026

Abstract

Geometric phases play a fundamental role in understanding quantum topology, yet extending the Uhlmann phase to non-Hermitian systems poses significant challenges due to parameter-dependent inner product structures. In this work, we develop a comprehensive theory of the Uhlmann phase for quasi-Hermitian systems, where the physical Hilbert space metric varies with external parameters. By constructing a generalized purification that respects the quasi-Hermitian inner product, we derive the corresponding parallel transport condition and Uhlmann connection. Our analysis reveals that the dynamic metric induces emergent geometric features absent in the standard Hermitian theory. Applying this formalism to solvable two-level models, we uncover rich finite-temperature topological phase diagrams, including multiple transitions between trivial and nontrivial phases driven by thermal fluctuations. Crucially, the quasi-Hermitian parameters are shown to profoundly influence the stability of topological regimes against temperature, enabling nontrivial phases to persist within finite-temperature windows. Furthermore, by extending established interferometric protocols originally developed for Hermitian systems, the geometric amplitude can be recast as a measurable Loschmidt fidelity between purified states, providing a practical and experimentally accessible pathway to investigate quasi-Hermitian mixed-state geometric phases and their finite-temperature transitions. This work establishes a unified framework for understanding mixed-state geometric phases in non-Hermitian quantum systems and opens a practical avenue for their experimental investigation.

Journal reference: Phys. Rev. B 114, 084106 (2026)
DOI: 10.1103/h3lt-c1p7
Comments: 18 pages, 4 figures

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The Uhlmann phase extends geometric phases to mixed quantum states via a parallel-transport condition on purification amplitudes, yet its direct implementation under standard Hamiltonian dynamics is obstructed by the non-Hermitian nature of the purification. We establish that for any smooth one-dimensional closed loop of full-rank qubit density matrices, there exists a four-level Hermitian parent Hamiltonian whose doubly degenerate ground-state subspace carries a Wilczek--Zee connection exactly equal to the Uhlmann connection. Consequently, the Uhlmann holonomy is faithfully reproduced by adiabatic evolution in the enlarged system. We further prove that this auxiliary-field construction is obstructed in generic two-dimensional parameter spaces by a Frobenius integrability condition, which we derive explicitly. The one-dimensional Uhlmann phase is thus placed on the same footing as the non-Abelian Berry phase, offering a purely Hermitian, Hamiltonian-based route to simulating mixed-state geometric phases. Numerical integration of the adiabatic dynamics confirms the exact correspondence and validates the convergence to the Uhlmann holonomy in the large-gap limit.

Two geometric phases of mixed quantum states, known as the interferometric phase and Uhlmann phase, are generalizations of the Berry phase of pure states. After reviewing the two geometric phases and examining their parallel-transport conditions, we specify a class of cyclic processes that are compatible with both conditions and therefore accumulate both phases through their definitions, respectively. Those processes then facilitate a fair comparison between the two phases. We present exact solutions of two-level and three-level systems to contrast the two phases. While the interferometric phase exhibits finite-temperature transitions only in the three-level system but not the two-level system, the Uhlmann phase shows finite-temperature transitions in both cases. Thus, using the two geometric phases as finite-temperature topological indicators demonstrates the rich physics of topology of mixed states.

Non-Hermitian (NH) systems, owing to the existence of exceptional point (or ring and surface), exhibit exotic topological features which are inaccessible in Hermitian systems. While current studies on NH topology has primarily focused on pure states at zero temperature, the topological properties of mixed states remain largely unexplored. In this work, we investigate the mixed-state topology in two-dimensional NH systems using the Uhlmann phase and the thermal Uhlmann-Chern number, both structured via the Uhlmann connection at specific temperatures, revealing distinct topological characteristics compared to those of pure states. Furthermore, we extend our analysis to mixed states in three-dimensional Abelian and four-dimensional non-Abelian NH systems, confirming the existence of the higher-order mixed-state topology. Our study establishes a conceptual and practical pathway for exploring topological phenomena in the mixed-state regime of NH physics.

We develop a comprehensive, gauge-covariant geometric framework for non-Hermitian quantum systems in the quasi-Hermitian regime, that is, the region of parameter space where the non-Hermitian Hamiltonian admits a real spectrum and a positive-definite metric operator. We build this framework by elevating the Dyson map to a central geometric object. This map is the transformation that converts a non-Hermitian Hamiltonian into an equivalent Hermitian one. From it we construct the Dyson connection and decompose it into Hermitian and anti-Hermitian parts, identified respectively as {\it stretching } and {\it rotation } components. This decomposition cleanly separates the genuine physical metric deformations from the unitary gauge redundancies. Working with manifestly gauge-covariant states, we then derive the complex non-Hermitian Berry phase and the quantum geometric tensor (QGT), and show that the non-Hermitian geometric curvature originates from the non-commutativity of the stretching components at the operator level. We further analyse the geometric singularities near an exceptional point (EP) and uncover a distinct hierarchy of divergences. For a general two-level non-Hermitian model, the quantum metric tensor (QMT) exhibits a leading-order divergence

\sim |ε_μ|^{-2}

, while the Berry curvature shows a weaker, subleading divergence

\sim |ε_μ|^{-3/2}

, with

ε_μ

denoting the parameter displacement from the EP along an individual parameter axis

μ

. Finally, we examine physical realizations of this model, including the non-Hermitian Su--Schrieffer--Heeger (SSH) and Hatano--Nelson (HN) models, where exact analytical results confirm the predicted critical scaling laws and illustrate the metric-deformation-driven non-Hermitian geometries.

Pure-state manifestations of geometric phase are well established and have found applications across essentially all branches of physics, yet their generalization to mixed-state regimes remains largely unexplored experimentally. The Uhlmann geometric phase offers a natural extension of pure-state paradigms and can exhibit a topological character. However, observation of this invariant is impeded by the incompatibility between Uhlmann parallel transport and Hamiltonian dynamics, as well as the difficulty of preparing topologically nontrivial mixed states. To address this challenge, we report an experimentally accessible protocol for directly measuring the mixed-state topological invariant. By engineering controlled nonunitary dynamics in a photonic quantum walk, we prepare topologically nontrivial mixed states from a trivial initial state. Furthermore, by machine-learning the full density matrix in momentum space, we directly extract the quantized geometric phase of the nontrivial mixed states. These results highlight a geometric phase framework that naturally extends to open quantum systems both in and out of thermal equilibrium.

We investigate dynamical quantum phase transitions (DQPTs) in finite-dimensional systems prepared in thermal equilibrium states and subjected to a sudden quench. A mixed-state Loschmidt amplitude is constructed from first principles within a metric-stationary pseudo-Hermitian framework, providing a self-contained derivation of the finite-temperature quench dynamics. Applying this framework to an

N

-level model consisting of a two-level sector coupled to

N-2

spectator states, we find that temperature controls the DQPTs through the redistribution of thermal weights among the eigenstates. This mechanism leads to a dimensionality-dependent threshold temperature that becomes finite when the Hilbert-space dimension reaches five, above which the Loschmidt amplitude loses all real zeros and the DQPTs are fully suppressed. The thermal suppression mechanism suggests a general principle for controlling dynamical criticality through thermal occupation, while the quasi-Hermitian framework provides the self-consistent foundation for its rigorous derivation.