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arXiv:2602.10831

Mixed-State Topology in Non-Hermitian Systems

Shou-Bang Yang, Pei-Rong Han, Wen Ning, Fan Wu, Zhen-Biao Yang, Shi-Biao Zheng

quant-phSubmitted Feb 11, 2026• Announced Feb 12, 2026• Revised Apr 9, 2026 (v2)
v1 · Feb 11, 2026v2 · Apr 9, 2026
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Abstract

Non-Hermitian (NH) systems, owing to the existence of exceptional point (or ring and surface), exhibit exotic topological features which are inaccessible in Hermitian systems. While current studies on NH topology has primarily focused on pure states at zero temperature, the topological properties of mixed states remain largely unexplored. In this work, we investigate the mixed-state topology in two-dimensional NH systems using the Uhlmann phase and the thermal Uhlmann-Chern number, both structured via the Uhlmann connection at specific temperatures, revealing distinct topological characteristics compared to those of pure states. Furthermore, we extend our analysis to mixed states in three-dimensional Abelian and four-dimensional non-Abelian NH systems, confirming the existence of the higher-order mixed-state topology. Our study establishes a conceptual and practical pathway for exploring topological phenomena in the mixed-state regime of NH physics.

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Non-Hermitian (NH) systems, owing to the existence of exceptional point (or ring and surface), exhibit exotic topological features which are inaccessible in Hermitian systems. While current studies on NH topology has primarily focused on pure states at zero temperature, the topological properties of mixed states remain largely unexplored. In this work, we investigate the mixed-state topology in two-dimensional NH systems using the Uhlmann phase and the thermal Uhlmann-Chern number, both structured via the Uhlmann connection at specific temperatures, revealing distinct topological characteristics compared to those of pure states. Furthermore, we extend our analysis to mixed states in three-dimensional Abelian and four-dimensional non-Abelian NH systems, confirming the existence of the higher-order mixed-state topology. Our study establishes a conceptual and practical pathway for exploring topological phenomena in the mixed-state regime of NH physics.
Topological properties of quantum systems at finite temperatures, described by mixed states, pose significant challenges due to the triviality of the Uhlmann bundle. By inserting the density matrix into the Chern character, we introduce the thermal Uhlmann-Chern number, a generalization of the Chern number that reduces to the pure-state value in the zero-temperature limit and vanishes at infinite temperature, providing a framework to study the temperature-dependent evolution of topological features in mixed states. We provide, for the first time, a rigorous mathematical proof that the first- and higher-order Uhlmann-Chern numbers converge to the corresponding Chern numbers in the zero-temperature limit, differing only by a factor of 1/D1/D1/D for DDD-fold degenerate ground states. We demonstrate the utility of this framework through applications to a two-level system, the coherent state model, the 2D Haldane model, and a four-band model, highlighting the temperature-dependent behavior of topological invariants. Our results establish a robust bridge between the topological properties of pure and mixed states, offering new insights into finite-temperature topological phases.
Geometric phases play a fundamental role in understanding the geometric structure of quantum states, yet extending the Uhlmann phase to non-Hermitian systems poses significant challenges due to parameter-dependent inner product structures. In this work, we develop a comprehensive theory of the Uhlmann phase for quasi-Hermitian systems, where the physical Hilbert space metric varies with external parameters. By constructing a generalized purification that respects the quasi-Hermitian inner product, we derive the corresponding parallel transport condition and Uhlmann connection. Our analysis reveals that the parameter-dependent metric modifies the Uhlmann connection and leads to a finite-temperature distribution of Uhlmann-phase regions that differs from the standard Hermitian case. Applying this formalism to solvable two-level models, we uncover tunable finite-temperature Uhlmann-phase diagrams, where the parameter-dependent metric shifts and deforms the zeros of the Uhlmann amplitude, thereby reshaping the temperature intervals in which nontrivial Uhlmann phases occur. Furthermore, by extending established interferometric protocols originally developed for Hermitian systems, the geometric amplitude can be recast as a measurable Loschmidt amplitude between purified states, providing a practical and experimentally accessible pathway to investigate quasi-Hermitian mixed-state geometric phases and their finite-temperature transitions. This work establishes a unified framework for understanding mixed-state geometric phases in quasi-Hermitian quantum systems and, through its natural relation to the mixed-state quantum geometric tensor, opens new avenues for exploring local geometry in quasi-Hermitian thermal states.
The Berry phase is a geometric phase of a pure state when the system is adiabatically transported along a loop in its parameter space. The concept of geometric phase has been generalized to mixed states by the so-called Uhlmann phase. However, the Uhlmann phase is constructed from the Uhlmann connection that possesses a well-defined global section. This property implies that the Uhlmann connection is topologically trivial and, as a consequence, the corresponding Chern character vanishes. We propose a modified Chern character whose integral gives the thermal Uhlmann Chern number, which is related to the winding number of the mapping defined by the Hamiltonian. Therefore, the thermal Uhlmann Chern number reflects the topological properties of the underlying Hamiltonian of a mixed state. By including the temperature dependence in the volume integral, we also introduce the nontopological thermal Uhlmann Chern number, which varies with temperature but is not quantized at finite temperatures. We illustrate the applications to a two-band model and a degenerate four-band model.
As energy dissipation and gain are ubiquitous in the real world, such phenomena demand the generalization of Hermitian methods such as the analysis of topological properties for non-Hermitian systems. However, as non-Hermitian systems typically contain more degrees of freedom, this poses a challenge for analytical approaches to understand their topology and invariants. In this work, we analytically calculate the 2D Zak phase for a 2D non-Hermitian SSH-type Hamiltonian that supports a rich structure and edge currents. Closed-form expressions for eigenstates and divisions of the phase diagram are obtained, including for regions in the phase diagram where different types of exceptional points exist. We use Morse theory to determine the topology of exceptional points in momentum space. Although the band structure breaks down at exceptional points, we show that a specific phase-based topological invariant remains well-defined. Furthermore, our work yields an analytic derivation for counting edge states in the Hermitian limit. These results provide new conceptual and analytical tools for the study of complex topological systems.
Two geometric phases of mixed quantum states, known as the interferometric phase and Uhlmann phase, are generalizations of the Berry phase of pure states. After reviewing the two geometric phases and examining their parallel-transport conditions, we specify a class of cyclic processes that are compatible with both conditions and therefore accumulate both phases through their definitions, respectively. Those processes then facilitate a fair comparison between the two phases. We present exact solutions of two-level and three-level systems to contrast the two phases. While the interferometric phase exhibits finite-temperature transitions only in the three-level system but not the two-level system, the Uhlmann phase shows finite-temperature transitions in both cases. Thus, using the two geometric phases as finite-temperature topological indicators demonstrates the rich physics of topology of mixed states.
Owing to the presence of exceptional points (EPs), non-Hermitian (NH) systems can display intriguing topological phenomena without Hermitian analogs. However, experimental characterizations of exceptional topological invariants have been restricted to second-order EPs (EP2s) in classical or semiclassical systems. We here propose an NH multi-mode system with higher-order EPs, each of which is underlain by a multifold-degenerate multipartite entangled eigenstate. We implement the NH model by controllably coupling a Josephson-junction-based electronic mode to two microwave resonators. We experimentally quantify the topological invariant for an EP3, by mapping out the complex eigenspectra of the tripartite system along a loop surrounding this EP3 in the parameter space. The nonclassicality of the realized topology is manifested by the observed quantum correlations in the corresponding eigenstates. Our results extend research of exceptional topology to fully quantum-mechanical models with multipartite entangled eigenstates. Exceptional topology associated with higher-order exceptional points has not been completely characterised in quantum systems. Here, the authors fill this gap performing full quantum state tomography in a system composed of a superconducting qubit coupled to two cavities, one lossless and one lossy, featuring third-order exceptional points.