As energy dissipation and gain are ubiquitous in the real world, such phenomena demand the generalization of Hermitian methods such as the analysis of topological properties for non-Hermitian systems. However, as non-Hermitian systems typically contain more degrees of freedom, this poses a challenge for analytical approaches to understand their topology and invariants. In this work, we analytically calculate the 2D Zak phase for a 2D non-Hermitian SSH-type Hamiltonian that supports a rich structure and edge currents. Closed-form expressions for eigenstates and divisions of the phase diagram are obtained, including for regions in the phase diagram where different types of exceptional points exist. We use Morse theory to determine the topology of exceptional points in momentum space. Although the band structure breaks down at exceptional points, we show that a specific phase-based topological invariant remains well-defined. Furthermore, our work yields an analytic derivation for counting edge states in the Hermitian limit. These results provide new conceptual and analytical tools for the study of complex topological systems.
As energy dissipation and gain are ubiquitous in the real world, such phenomena demand the generalization of Hermitian methods such as the analysis of topological properties for non-Hermitian systems. However, as non-Hermitian systems typically contain more degrees of freedom, this poses a challenge for analytical approaches to understand their topology and invariants. In this work, we analytically calculate the 2D Zak phase for a 2D non-Hermitian SSH-type Hamiltonian that supports a rich structure and edge currents. Closed-form expressions for eigenstates and divisions of the phase diagram are obtained, including for regions in the phase diagram where different types of exceptional points exist. We use Morse theory to determine the topology of exceptional points in momentum space. Although the band structure breaks down at exceptional points, we show that a specific phase-based topological invariant remains well-defined. Furthermore, our work yields an analytic derivation for counting edge states in the Hermitian limit. These results provide new conceptual and analytical tools for the study of complex topological systems.
We investigate the band structure and topological phases of one- and two-dimensional bipartite atomic lattices mediated by long-range dissipative radiative coupling. By deriving an effective non-Hermitian Hamiltonian for the single-excitation sector, we demonstrate that the low-energy dynamics of the system are governed by a Dirac equation with a complex Fermi velocity. We analyze the associated topological invariants for both the SSH and honeycomb models, utilizing synthetic gauge fields to break time-reversal symmetry in the latter. Finally, we explicitly verify the non-Hermitian bulk-edge correspondence by deriving analytical solutions for edge states localized at domain boundaries.
Abstract Decoherence and non-Hermiticity are two different effects of the open quantum systems. Both of them have triggered many interesting phenomena. In this paper, we theoretically study an open two-level non-Hermitian system coupling to a dissipative environment by solving the vectorized Lindblad equation. This scheme provides us a powerful framework to address widespread open systems with gain, loss and dissipation. Our results show that there exist a new class of exceptional points and steady states due to the interplay between non-Hermiticity and decoherence. Furthermore, we also demonstrate a new-type topological properties of eigenstates with zero real-part of eigenvalues (Re[λ] = 0) which are corresponding to Fermi arcs. It is revealed that the phases of eigenstates located in Fermi arcs regime have a topological phase |π/2| which is totally unaffected by the dissipative environment. Our results provide a promising approach for further uncovering and understanding the intriguing properties of non-Hermitian open systems.
Exceptional points are degeneracies characteristic of non-Hermitian operators, where eigenvalues and eigenvectors coalesce, rendering the Hamiltonian defective. We investigate the exceptional-point structure and topological properties of a generalized non-Hermitian Rice-Mele model with balanced gain and loss, as well as next-nearest-neighbor hopping. The system hosts only second-order exceptional points under both periodic and open boundary conditions. Under periodic boundary conditions, the exceptional points in parameter space lie on lines and ellipses that are independent of the next-nearest-neighbor hopping, since the latter enters the bulk Hamiltonian only as an identity contribution. Under open boundary conditions, this independence is broken: the next-nearest-neighbor hopping not only shifts the energy of existing exceptional points but also generates new ones, with a specific condition signaling a topological gap closing observed only in the open-boundary spectrum. At special parameter points, multiple simultaneous second-order exceptional points yield degenerate configurations whose degeneracy grows with system size. Exceptional point locations are identified numerically via the condition number of the eigenvector matrix and confirmed by Jordan decomposition. The topological phase diagram, computed via a winding number framework for non-Hermitian systems without symmetry protection, reveals sectors with zero, one, and two edge states; the bulk-boundary correspondence is confirmed, and the non-Hermitian skin effect is absent.
Non-Hermitian (NH) systems, owing to the existence of exceptional point (or ring and surface), exhibit exotic topological features which are inaccessible in Hermitian systems. While current studies on NH topology has primarily focused on pure states at zero temperature, the topological properties of mixed states remain largely unexplored. In this work, we investigate the mixed-state topology in two-dimensional NH systems using the Uhlmann phase and the thermal Uhlmann-Chern number, both structured via the Uhlmann connection at specific temperatures, revealing distinct topological characteristics compared to those of pure states. Furthermore, we extend our analysis to mixed states in three-dimensional Abelian and four-dimensional non-Abelian NH systems, confirming the existence of the higher-order mixed-state topology. Our study establishes a conceptual and practical pathway for exploring topological phenomena in the mixed-state regime of NH physics.
Topological phenomena are fundamentally underlain by the geometric phase of eigenstates. Time-varying Hamiltonians furthermore allow for a dynamical topological invariant associated with continuous flows. We study chiral and nonreciprocal dynamics by encircling the exceptional points (EPs) of non-Hermitian Hamiltonians in a trapped ion system. We find that these dynamics are topologically robust against external perturbations even in the presence of dissipation-induced nonadiabatic transitions. Furthermore, our results indicate that these behaviors are protected by dynamical vorticity—an emerging topological invariant associated with the energy dispersion of non-Hermitian band structures in a parallel transported eigenbasis. Through the quantum state tomography, the symmetry breaking and other key features of topological dynamics are directly verified. These results mark a significant step towards exploring topological properties of open quantum systems. The complex energy surface of a non-Hermitian system is not single-valued, and windings around its so-called exceptional branching points lead to the chiral and non-reciprocal transfer of eigenstates. Here, the authors experimentally demonstrate such topological state transfers in trapped ion systems, which are being established as promising platforms for quantum simulation.
Quantum matter emerges from the interplay of fluctuations, topology, and entanglement, which - in equilibrium - governs quantized transport, universal criticality, and topological classification. Non-Hermitian systems, widely explored in platforms ranging from electric circuits to photonics, are intrinsically out-of-equilibrium, and display fundamentally new phenomena, including complex spectra, spectral winding, exceptional topology, and non-unitary dynamics. A central challenge is understanding how the complex single-particle spectrum governs universal many-body behavior. We introduce a symmetry-protected dynamical topological index derived directly from the complex spectrum. Through the lens of algebraic topology, more specifically Morse theory, we identify critical points in the spectrum with topological defects, whose curvature and stability are protected under continuous deformations. This links spectral geometry to many-body observables, unifying non-Hermitian band topology, entanglement, and transport. We demonstrate that non-Hermitian quantum criticality in non-interacting systems is controlled by gain-and-loss-selected non-equilibrium steady states, which dynamically generate an emergent imaginary Fermi surface whose Fermi points host scale-invariant gapless modes with logarithmic entanglement scaling and algebraic correlations. Our work establishes a unified framework for non-Hermitian quantum matter, connecting spectral topology to Morse theory, revealing a topological foundation of non-equilibrium quantum criticality.