Symmetries play a central role in organizing many-body quantum phases of matter and in revealing universal low-energy behavior. Systems with gapless excitations are especially rich, as symmetries can act in intricate ways on low-energy degrees of freedom, while enhanced correlations and entanglement open possibilities not available in gapped settings. This thesis studies two settings in which symmetry considerations give rise to qualitatively new phenomena in gapless quantum matter and correlated electronic systems. In the first part of the thesis, I study how the framework developed for gapped topological phases can be generalized to gapless systems, especially those arising at topological phase transitions. I show that symmetry can refine a fixed conformal field theory universality class into distinct symmetry-enriched critical phases that cannot be smoothly connected without breaking symmetry or leaving the critical theory. In Chapter 1, I show that transitions between distinct symmetry-protected topological phases can exhibit exotic boundary critical behavior not seen in gapped systems. In Chapter 2, I show that distinct gapless symmetry-enriched phases can meet at an anomalous multicritical point. In Chapter 3, I show that spatial interfaces provide an operational indicator of these phases, and that distinct symmetry-enriched criticalities are separated by non-invertible conformal defects. Together, these results show that subtle distinctions in symmetry-enriched criticality have robust and physically detectable consequences. In the second part of the thesis, I study how symmetry and strong interactions govern charge carriers in correlated electron systems. In Chapter 4, I develop a microscopic theory of the Josephson diode effect in Josephson junctions, showing that nonreciprocal supercurrents arise universally from finite Cooper-pair momentum when time-reversal and inversion symmetry are simultaneously broken. In Chapter 5, I study spin-polaron formation in a flat-band ferromagnetic Hubbard model and show that binding occurs in a regime where the conventional mechanisms based on kinetic frustration or nontrivial band topology do not apply, but instead exotic composite charge carriers arise from quantum geometry.
We introduce topological invariants for gapless systems and study the associated boundary phenomena.More generally, the symmetry properties of the low-energy conformal field theory (CFT) provide discrete invariants establishing the notion of symmetry-enriched quantum criticality.The charges of nonlocal scaling operators, or more generally, of symmetry defects, are topological and imply the presence of localized edge modes.We primarily focus on the 1 þ 1d case where the edge has a topological degeneracy, whose finite-size splitting can be exponential or algebraic in system size depending on the involvement of additional gapped sectors.An example of the exponential case is given by tuning the spin-1 Heisenberg chain to a symmetry-breaking Ising phase.An example of the algebraic case arises between the gapped Ising and cluster phases: This symmetry-enriched Ising CFT has an edge mode with finite-size splitting scaling as 1=L 14 .In addition to such new cases, our formalism unifies various examples previously studied in the literature.Similar to gapped symmetry-protected topological phases, a given CFT can split into several distinct symmetry-enriched CFTs.This raises the question of classification, to which we give a partial answer-including a complete characterization of symmetry-enriched 1 þ 1d Ising CFTs.Nontrivial topological invariants can also be constructed in higher dimensions, which we illustrate for a symmetry-enriched 2 þ 1d CFT without gapped sectors.
Despite great success we have achieved in the past two decades on systematically understanding gapped topological phases, a firm foundation for understanding gapless topological phases is still lacking. In this dissertation I develop a general framework to describe, classify and construct gapped and gapless phases with or without symmetry. I then apply this framework to construct new gapless phases, and classify some classes of them completely. The first chapter is a non-technical summary of the subjects, ideas and results of the rest of the dissertation. In the first chapter I introduce the notion of gapless topological phases, and briefly discuss their general structures. We also discuss how topological holography can be useful for classifying and constructing gapless phases with generalized symmetries. In chapter two I develop a framework for understanding general quantum phases and phase transitions with generalized symmetries. After reviewing the established theory of gapped phases, we introduce two key notions: quantum order and symmetry-enriched quantum order. These concepts are the correct generalized of topological order and symmetry-enriched topological orders. I show that these new notions subsume conventional phase transitions, gapless spin liquids, and gapless symmetry-protected topological phases. For a class of symmetry-enriched quantum orders with finite many topological defects, we present a general classification using higher tensor category theory. The rest of the dissertation provides more detailed studies of specific gapless topological phases, including classification and lattice model construction of gapless symmetry-protected topological phases and the connection to the theory of topological holography.
Noninvertible symmetry generalizes traditional group symmetries, advancing our understanding of quantum matter, especially one-dimensional gapped quantum systems. In critical lattice models, it is usually realized as emergent symmetries in the corresponding low-energy conformal field theories. In this work, we study critical lattice models with the noninvertible Rep(
D8) symmetry in one dimension. This leads us to a new class of quantum critical points (QCP), noninvertible symmetry-enriched QCPs, as a generalization of known group symmetry-enriched QCPs. They are realized as phase transitions between one noninvertible symmetry-protected topological (SPT) phase and another different one or spontaneous symmetry breaking (SSB) phase. We identify their low-energy properties and topological features through the Kennedy-Tasaki (KT) duality transformation. We argue that distinct noninvertible symmetry-enriched QCPs can not be smoothly connected without a phase transition or a multi-critical point.
We consider two-dimensional Chern insulators and time-reversal invariant topological insulators and discuss the effect of perturbations breaking either particle-number conservation or time-reversal symmetry. The appearance of trivial mass terms is expected to cause quantum phase transitions into trivial phases when such a perturbation overweighs the topological term. These phase transitions are usually associated with a bulk-gap closing. In contrast, the chiral Chern insulator is unaffected by particle-number breaking perturbations. Moreover, the [Formula: see text] topological insulator undergoes phase transitions into topologically trivial phases without bulk-gap closing in the presence of any of such perturbations. In certain cases, these phase transitions can be circumvented and the protection restored by another U(1) symmetry, e.g. due to spin conservation. These findings are discussed in the context of interacting topological insulators.
Quantum phases of matter can be classified into two kinds: gapped or gapless, depending on whether the equilibrium ground state is separated from excited states by a finite energy window or not in the thermodynamic limit. Topology has played an important role in the understanding of both gapped and gapless phases of matter. This thesis uncovers several robust physical properties of both kinds of systems which are largely unexplored before. \\ For gapped systems, we study topological orders, which are characterized by the existence of anyonic quasiparticles with fractional braiding statistics. In the first part, we introduce a family of Abelian quantum Hall insulators, at filling factors
ν=p/2q for bosonic systems and
ν=p/(p+2q) for fermionic systems, with
p and
q being two coprime integers. These states are termed the \textit{nondiagonal} quantum Hall states, which are constructed in a coupled wire model that exhibits an intimate relation to the nondiagonal conformal field theory and has a constrained pattern of motion for anyons. We unveil a nontrivial interplay between charge symmetry and translation symmetry in this system, and establish the nondiagonal quantum Hall states as symmetry-enriched topological orders. In the second part, we introduce a related model of interacting electrons, but in the absence of a strong quantizing magnetic field, known as the \textit{toric code insulator}. It is constructed from a two-dimensional array of strongly coupled one-dimensional topological superconductors, which feature electron fractionalization and possesses anyonic excitations described by the
Z2 topological order. The motion of anyons is again constrained, and different types of anyons can be related by the translation symmetry. Nondiagonal quantum Hall states and the toric code insulator are convincing examples that itinerant electronic systems can realize interesting symmetry-enriched topological orders.\\ For gapless quantum matters we focus on a particularly familiar class, the metals, but we uncover their topological aspects which were much less appreciated. Every metal is characterized by a Fermi surface of gapless excitations, and the Fermi surface surrounds a manifold in the momentum space, known as the Fermi sea. The ground state of a non-interacting metal, or a Fermi gas, consists of all single-electron states within the Fermi sea. The shape of the Fermi sea has a natural topological characterization in terms of the Euler characteristic
χF, and a fundamental question that we address in this thesis is: \textbf{does
χF imply any robust physical properties in metals, and how can they be measured?} In the third part of the thesis,
χF is connected to physically measurable quantities, such as equal-time density-density correlation functions, and multipartite entanglement measures, such as the mutual information. Particularly, for three dimensions, we establish that the 4-partite mutual information is a robust probe of the Fermi sea topology even in the presence of Fermi-liquid interactions. In the last part, we focus on two dimensions, and propose an experimentally accessible platform to probe
χF for any two-dimensional electron gas (2DEG) that respects time-reversal symmetry. The proposed experimental setup is a Josephson
π-junction, and we predict that the electrical transport in the direction \textit{along} the junction exhibits a current-rectification effect that is controlled by the underlying Fermi sea topology. Due to the relation to Andreev state transport, we term this effect \textit{topological Andreev rectification}. The size of rectification is quantified by a \textit{nonlocal rectified conductance}, which is established to attain an integer quantized value that equals
χF (in unit of
e2/h). Extensive numerical simulations are performed to support our theoretical proposal, and material platforms such as InAs heterostructures and graphene are identified as promising candidates to demonstrate this effect.