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On gapless topological phases and their holographic duals

Wen, Rui

Published Jan 1, 2025• 0 citations
Publisher

Abstract

Despite great success we have achieved in the past two decades on systematically understanding gapped topological phases, a firm foundation for understanding gapless topological phases is still lacking. In this dissertation I develop a general framework to describe, classify and construct gapped and gapless phases with or without symmetry. I then apply this framework to construct new gapless phases, and classify some classes of them completely. The first chapter is a non-technical summary of the subjects, ideas and results of the rest of the dissertation. In the first chapter I introduce the notion of gapless topological phases, and briefly discuss their general structures. We also discuss how topological holography can be useful for classifying and constructing gapless phases with generalized symmetries. In chapter two I develop a framework for understanding general quantum phases and phase transitions with generalized symmetries. After reviewing the established theory of gapped phases, we introduce two key notions: quantum order and symmetry-enriched quantum order. These concepts are the correct generalized of topological order and symmetry-enriched topological orders. I show that these new notions subsume conventional phase transitions, gapless spin liquids, and gapless symmetry-protected topological phases. For a class of symmetry-enriched quantum orders with finite many topological defects, we present a general classification using higher tensor category theory. The rest of the dissertation provides more detailed studies of specific gapless topological phases, including classification and lattice model construction of gapless symmetry-protected topological phases and the connection to the theory of topological holography.

DOI
10.14288/1.0450812

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Despite great success we have achieved in the past two decades on systematically understanding gapped topological phases, a firm foundation for understanding gapless topological phases is still lacking. In this dissertation I develop a general framework to describe, classify and construct gapped and gapless phases with or without symmetry. I then apply this framework to construct new gapless phases, and classify some classes of them completely. The first chapter is a non-technical summary of the subjects, ideas and results of the rest of the dissertation. In the first chapter I introduce the notion of gapless topological phases, and briefly discuss their general structures. We also discuss how topological holography can be useful for classifying and constructing gapless phases with generalized symmetries. In chapter two I develop a framework for understanding general quantum phases and phase transitions with generalized symmetries. After reviewing the established theory of gapped phases, we introduce two key notions: quantum order and symmetry-enriched quantum order. These concepts are the correct generalized of topological order and symmetry-enriched topological orders. I show that these new notions subsume conventional phase transitions, gapless spin liquids, and gapless symmetry-protected topological phases. For a class of symmetry-enriched quantum orders with finite many topological defects, we present a general classification using higher tensor category theory. The rest of the dissertation provides more detailed studies of specific gapless topological phases, including classification and lattice model construction of gapless symmetry-protected topological phases and the connection to the theory of topological holography.
Topological holography is a holographic principle that describes the generalized global symmetry of a local quantum system in terms of a topological order in one higher dimension. This framework separates the topological data from the local dynamics of a theory and provides a unified description of the symmetry and duality in gapped and gapless phases of matter. In this work, we develop the topological holographic picture for (1+1) d d quantum phases, including both gapped phases as well as a wide range of quantum critical points, including phase transitions between symmetry protected topological (SPT) phases, symmetry enriched quantum critical points, deconfined quantum critical points, and intrinsically gapless SPT phases. Topological holography puts a strong constraint on the emergent symmetry and the anomaly for these critical theories. We show how the partition functions of these critical points can be obtained from dualizing (orbifolding) more familiar critical theories. The topological responses of the defect operators are also discussed in this framework. We further develop a topological holographic picture for conformal boundary states of (1+1) d d rational conformal field theories. This framework provides a simple physical picture to understand conformal boundary states and also uncovers the nature of the gapped phases corresponding to the boundary states.
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We utilize the topological holographic framework to characterize and gain insights into the nature of quantum critical points and gapless phases in fermionic quantum systems. Topological holography is a general framework that describes the generalized global symmetry and the symmetry charges of a local quantum system in terms of a slab of a topological order, termed as the symmetry topological field theory (SymTFT), in one higher dimension. In this work, we consider a generalization of the topological holographic picture for (1+1) d fermionic quantum phases of matter. We discuss how spin structures are encoded in the SymTFT, and we establish the connection between the formal fermionization formula in quantum field theory and the choice of fermionic gapped boundary conditions of the SymTFT. We demonstrate the identification and the characterization of the fermionic gapped phases and phase transitions through detailed analysis of various examples, including the fermionic systems with Z 2 F , Z 2 × Z 2 F , Z 4 F , and the fermionic version of the noninvertible Rep ( S 3 ) symmetry. Our work uncovers many exotic fermionic gapped phases, quantum critical points, and gapless phases. These include gapped phases with fermionic noninvertible Rep ( S 3 ) symmetry, two kinds of fermionic symmetry-enriched quantum critical points, a fermionic gapless symmetry-protected topological phase, and a fermionic gapless spontaneous symmetry-breaking phase that breaks the fermionic noninvertible symmetry.
We outline a holographic framework that attempts to unify Landau and beyond-Landau paradigms of quantum phases and phase transitions. Leveraging a modern understanding of symmetries as topological defects/operators, the framework uses a topological order to organize the space of quantum systems with a global symmetry in one lower dimension. The global symmetry naturally serves as an input for the topological order. In particular, we holographically construct a String Operator Algebra (SOA) which is the building block of symmetric quantum systems with a given symmetry G in one lower dimension. This exposes a vast web of dualities which act on the space of G-symmetric quantum systems. The SOA facilitates the classification of gapped phases as well as their corresponding order parameters and fundamental excitations, while dualities help to navigate and predict various corners of phase diagrams and analytically compute universality classes of phase transitions. A novelty of the approach is that it treats conventional Landau and unconventional topological phase transitions on an equal footing, thereby providing a holographic unification of these seemingly-disparate domains of understanding. We uncover a new feature of gapped phases and their multi-critical points, which we dub fusion structure, that encodes information about which phases and transitions can be dual to each other. Furthermore, we discover that self-dual systems typically posses emergent non-invertible, i.e., beyond group-like symmetries. We apply these ideas to 1+1d 1 + 1 d quantum spin chains with finite Abelian group symmetry, using topologically-ordered systems in 2+1d 2 + 1 d . We predict the phase diagrams of various concrete spin models, and analytically compute the full conformal spectra of non-trivial quantum phase transitions, which we then verify numerically.
Two global symmetries are holoequivalent if their algebras of local symmetric operators are isomorphic. A holoequivalent class of global symmetries is described by a topological order (TO) in one higher dimension (called symmetry TO), which leads to a symmetry/topological-order (Symm/TO) correspondence. We establish that (1) for systems with a symmetry described by symmetry TO M\mathcal{M}M, their gapped and gapless states are classified by condensable algebras A\mathcal{A}A, formed by elementary excitations in M\mathcal{M}M with trivial self-/mutual statistics. These so-called A\mathcal{A}A states can describe symmetry breaking orders, symmetry protected topological orders, symmetry enriched topological orders, gapless critical points, etc. in a unified way. (2) The local low-energy properties of an A\mathcal{A}A state can be calculated from its reduced symmetry TO M/A{\mathcal{M}}_{/\mathcal{A}}M/A​, using holographic modular bootstrap (holoMB) which takes M/A{\mathcal{M}}_{/\mathcal{A}}M/A​ as an input. Here M/A{\mathcal{M}}_{/\mathcal{A}}M/A​ is obtained from M\mathcal{M}M by condensing excitations in A\mathcal{A}A. Notably, an A\mathcal{A}A state must be gapless if M/A{\mathcal{M}}_{/\mathcal{A}}M/A​ is nontrivial. This provides a unified understanding of the emergence and symmetry protection of gaplessness that applies to symmetries that are anomalous, higher-form, and/or noninvertible. (3) The relations between condensable algebras constrain the structure of the global phase diagram. We find that, for $1+1\mathrm{D} {\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}^{\ensuremath{'}}$ symmetry with mixed anomaly, there is a stable continuous transition (deconfined quantum critical point) between the Z2{\mathbb{Z}}_{2}Z2​-breaking-${\mathbb{Z}}_{2}^{\ensuremath{'}}$-symmetric phase and the Z2{\mathbb{Z}}_{2}Z2​-symmetric-${\mathbb{Z}}_{2}^{\ensuremath{'}}$-breaking phase. The critical point is the same as a Z4{\mathbb{Z}}_{4}Z4​ symmetry breaking critical point. (4) 1+1D1+1\mathrm{D}1+1D bosonic systems with S3{S}_{3}S3​ symmetry have four gapped phases with unbroken symmetries S3,Z3,Z2{S}_{3}, {\mathbb{Z}}_{3}, {\mathbb{Z}}_{2}S3​,Z3​,Z2​, and Z1{\mathbb{Z}}_{1}Z1​. We find a duality between two transitions ${S}_{3}\ensuremath{\leftrightarrow}{\mathbb{Z}}_{1}$ and ${\mathbb{Z}}_{3}\ensuremath{\leftrightarrow}{\mathbb{Z}}_{2}$: they are either both first order or both (stably) continuous, and in the latter case, they are described by the same conformal field theory (CFT). (5) The gapped and gapless states for 1+1D1+1\mathrm{D}1+1D bosonic systems with anomalous S3{S}_{3}S3​ symmetries are obtained as well. For example, anomalous S3(1){S}_{3}^{(1)}S3(1)​ and S3(2){S}_{3}^{(2)}S3(2)​ symmetries can have symmetry protected chiral gapless states with only symmetric irrelevant and marginal operators.
Classifying gapless phases of matter remains a fundamental challenge in condensed matter theory. The authors pioneer here a systematic classification of 1+1D bosonic gapless symmetry-protected topological phases via the Symmetry Topological Field Theory (SymTFT) framework. They derive, from physical considerations, the algebra of symmetry operators in a 1+1D bosonic gSPT and show that it precisely matches the structure of condensable algebras in the SymTFT. This study marks the first systematic classification of gapless quantum phases in the SymTFT paradigm.