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arXiv:2405.09611 · Physical review. B./Physical review. B

Fermionic quantum criticality through the lens of topological holography

Sheng-Jie Huang

Published Apr 18, 2025• 19 citations
arXivHTMLPDF

Abstract

We utilize the topological holographic framework to characterize and gain insights into the nature of quantum critical points and gapless phases in fermionic quantum systems. Topological holography is a general framework that describes the generalized global symmetry and the symmetry charges of a local quantum system in terms of a slab of a topological order, termed as the symmetry topological field theory (SymTFT), in one higher dimension. In this work, we consider a generalization of the topological holographic picture for (1+1) d fermionic quantum phases of matter. We discuss how spin structures are encoded in the SymTFT, and we establish the connection between the formal fermionization formula in quantum field theory and the choice of fermionic gapped boundary conditions of the SymTFT. We demonstrate the identification and the characterization of the fermionic gapped phases and phase transitions through detailed analysis of various examples, including the fermionic systems with Z 2 F , Z 2 × Z 2 F , Z 4 F , and the fermionic version of the noninvertible Rep ( S 3 ) symmetry. Our work uncovers many exotic fermionic gapped phases, quantum critical points, and gapless phases. These include gapped phases with fermionic noninvertible Rep ( S 3 ) symmetry, two kinds of fermionic symmetry-enriched quantum critical points, a fermionic gapless symmetry-protected topological phase, and a fermionic gapless spontaneous symmetry-breaking phase that breaks the fermionic noninvertible symmetry.

DOI
10.1103/physrevb.111.155130

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We utilize the topological holographic framework to characterize and gain insights into the nature of quantum critical points and gapless phases in fermionic quantum systems. Topological holography is a general framework that describes the generalized global symmetry and the symmetry charges of a local quantum system in terms of a slab of a topological order, termed as the symmetry topological field theory (SymTFT), in one higher dimension. In this work, we consider a generalization of the topological holographic picture for (1+1) d fermionic quantum phases of matter. We discuss how spin structures are encoded in the SymTFT, and we establish the connection between the formal fermionization formula in quantum field theory and the choice of fermionic gapped boundary conditions of the SymTFT. We demonstrate the identification and the characterization of the fermionic gapped phases and phase transitions through detailed analysis of various examples, including the fermionic systems with Z 2 F , Z 2 × Z 2 F , Z 4 F , and the fermionic version of the noninvertible Rep ( S 3 ) symmetry. Our work uncovers many exotic fermionic gapped phases, quantum critical points, and gapless phases. These include gapped phases with fermionic noninvertible Rep ( S 3 ) symmetry, two kinds of fermionic symmetry-enriched quantum critical points, a fermionic gapless symmetry-protected topological phase, and a fermionic gapless spontaneous symmetry-breaking phase that breaks the fermionic noninvertible symmetry.
Topological holography is a holographic principle that describes the generalized global symmetry of a local quantum system in terms of a topological order in one higher dimension. This framework separates the topological data from the local dynamics of a theory and provides a unified description of the symmetry and duality in gapped and gapless phases of matter. In this work, we develop the topological holographic picture for (1+1) d d quantum phases, including both gapped phases as well as a wide range of quantum critical points, including phase transitions between symmetry protected topological (SPT) phases, symmetry enriched quantum critical points, deconfined quantum critical points, and intrinsically gapless SPT phases. Topological holography puts a strong constraint on the emergent symmetry and the anomaly for these critical theories. We show how the partition functions of these critical points can be obtained from dualizing (orbifolding) more familiar critical theories. The topological responses of the defect operators are also discussed in this framework. We further develop a topological holographic picture for conformal boundary states of (1+1) d d rational conformal field theories. This framework provides a simple physical picture to understand conformal boundary states and also uncovers the nature of the gapped phases corresponding to the boundary states.
Topological holography is a conjectured correspondence between the symmetry charges and defects of a DDD-dimensional system with the anyons in a (D+1)(D+1)(D+1)-dimensional topological order: the symmetry topological field theory (SymTFT). Topological holography is conjectured to capture the topological aspects of symmetry in gapped and gapless systems, with different phases corresponding to different gapped boundaries (anyon condensations) of the SymTFT. This correspondence was previously considered primarily for bosonic systems, excluding many phases of condensed matter systems involving fermionic electrons. In this work, we extend the SymTFT framework to establish a topological holography correspondence for fermionic systems. We demonstrate that this fermionic SymTFT framework captures the known properties of 1+1D1+1D1+1D fermion gapped phases and critical points, including the classification, edge-modes, and stacking rules of fermionic symmetry-protected topological phases (SPTs), and computation of partition functions of fermionic conformal field theories (CFTs). Beyond merely reproducing known properties, we show that the SymTFT approach can additionally serve as a practical tool for discovering new physics, and use this framework to construct a new example of a fermionic intrinsically gapless SPT phase characterized by an emergent fermionic anomaly.
Symmetry topological field theory (SymTFT) gives a holographic correspondence between systems with a global symmetry and a higher-dimensional topological field theory. In this framework, classification of gapped phases of matter in spacetime dimension 1+1D correspond to classifications of mechanisms to confine the SymTFT by condensing anyons. In this work, we extend these results to characterize gapless symmetry-protected topological states: symmetry-enriched gapless phases or critical points that exhibit edge modes protected by symmetry and topology. We establish a one-to-one correspondence between 1+1D bosonic gSPTs, and partially-confined boundaries of 2+1D SymTFTs. From general physical considerations, we determine the set of data and consistency conditions required to define a 1+1D gSPT, and show that this data precisely matches that of symmetry-preserving partial confinement (or partially gapped boundaries) of 2+1D quantum double models. We illustrate this correspondence through a dimensional reduction (thin-slab) construction, which enables a physically-intuitive derivation of how properties of the gSPT such as edge modes, emergent anomalies, and stability to perturbations arise from the SymTFT perspective.ditions required to define a 1+1D gSPT and show that they fully determine the physics of the gSPT including edge modes and emergent anomaly.
Despite great success we have achieved in the past two decades on systematically understanding gapped topological phases, a firm foundation for understanding gapless topological phases is still lacking. In this dissertation I develop a general framework to describe, classify and construct gapped and gapless phases with or without symmetry. I then apply this framework to construct new gapless phases, and classify some classes of them completely. The first chapter is a non-technical summary of the subjects, ideas and results of the rest of the dissertation. In the first chapter I introduce the notion of gapless topological phases, and briefly discuss their general structures. We also discuss how topological holography can be useful for classifying and constructing gapless phases with generalized symmetries. In chapter two I develop a framework for understanding general quantum phases and phase transitions with generalized symmetries. After reviewing the established theory of gapped phases, we introduce two key notions: quantum order and symmetry-enriched quantum order. These concepts are the correct generalized of topological order and symmetry-enriched topological orders. I show that these new notions subsume conventional phase transitions, gapless spin liquids, and gapless symmetry-protected topological phases. For a class of symmetry-enriched quantum orders with finite many topological defects, we present a general classification using higher tensor category theory. The rest of the dissertation provides more detailed studies of specific gapless topological phases, including classification and lattice model construction of gapless symmetry-protected topological phases and the connection to the theory of topological holography.
We introduce topological invariants for gapless systems and study the associated boundary phenomena.More generally, the symmetry properties of the low-energy conformal field theory (CFT) provide discrete invariants establishing the notion of symmetry-enriched quantum criticality.The charges of nonlocal scaling operators, or more generally, of symmetry defects, are topological and imply the presence of localized edge modes.We primarily focus on the 1 þ 1d case where the edge has a topological degeneracy, whose finite-size splitting can be exponential or algebraic in system size depending on the involvement of additional gapped sectors.An example of the exponential case is given by tuning the spin-1 Heisenberg chain to a symmetry-breaking Ising phase.An example of the algebraic case arises between the gapped Ising and cluster phases: This symmetry-enriched Ising CFT has an edge mode with finite-size splitting scaling as 1=L 14 .In addition to such new cases, our formalism unifies various examples previously studied in the literature.Similar to gapped symmetry-protected topological phases, a given CFT can split into several distinct symmetry-enriched CFTs.This raises the question of classification, to which we give a partial answer-including a complete characterization of symmetry-enriched 1 þ 1d Ising CFTs.Nontrivial topological invariants can also be constructed in higher dimensions, which we illustrate for a symmetry-enriched 2 þ 1d CFT without gapped sectors.
We study fermionic non-invertible symmetries in (1+1)d, which are generalized global symmetries that mix fermion parity symmetry with other invertible and non-invertible internal symmetries. Such symmetries are described by fermionic fusion supercategories, which are fusion \pi π -supercategories with a choice of fermion parity. The aim of this paper is to flesh out the categorical Landau paradigm for fermionic symmetries. We use the formalism of Symmetry Topological Field Theory (SymTFT) to study possible gapped and gapless phases for such symmetries, along with possible deformations between these phases, which are organized into a Hasse phase diagram. The phases can be characterized in terms of sets of condensed, confined and deconfined generalized symmetry charges, reminiscent of notions familiar from superconductivity. Many of the gapless phases also serve as phase transitions between gapped phases. The associated fermionic conformal field theories (CFTs) can be obtained by performing generalized fermionic Kennedy-Tasaki (KT) transformations on bosonic CFTs describing simpler transitions. The fermionic non-invertible symmetries along with their charges and phases discussed here can be obtained from those of bosonic non-invertible symmetries via fermionization or Jordan-Wigner transformation, which is discussed in detail.