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arXiv:1310.3159 · Journal of Physics Condensed Matter

Quantum phase transitions of topological insulators without gap closing

Stephan Rachel

Published Aug 17, 2016• 12 citations
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Abstract

We consider two-dimensional Chern insulators and time-reversal invariant topological insulators and discuss the effect of perturbations breaking either particle-number conservation or time-reversal symmetry. The appearance of trivial mass terms is expected to cause quantum phase transitions into trivial phases when such a perturbation overweighs the topological term. These phase transitions are usually associated with a bulk-gap closing. In contrast, the chiral Chern insulator is unaffected by particle-number breaking perturbations. Moreover, the [Formula: see text] topological insulator undergoes phase transitions into topologically trivial phases without bulk-gap closing in the presence of any of such perturbations. In certain cases, these phase transitions can be circumvented and the protection restored by another U(1) symmetry, e.g. due to spin conservation. These findings are discussed in the context of interacting topological insulators.

DOI
10.1088/0953-8984/28/40/405502

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We consider two-dimensional Chern insulators and time-reversal invariant topological insulators and discuss the effect of perturbations breaking either particle-number conservation or time-reversal symmetry. The appearance of trivial mass terms is expected to cause quantum phase transitions into trivial phases when such a perturbation overweighs the topological term. These phase transitions are usually associated with a bulk-gap closing. In contrast, the chiral Chern insulator is unaffected by particle-number breaking perturbations. Moreover, the [Formula: see text] topological insulator undergoes phase transitions into topologically trivial phases without bulk-gap closing in the presence of any of such perturbations. In certain cases, these phase transitions can be circumvented and the protection restored by another U(1) symmetry, e.g. due to spin conservation. These findings are discussed in the context of interacting topological insulators.
We consider two-dimensional topological insulators as prototypes of symmetry protected topological phases where spin-orbit coupling gives rise to the topological insulator phase. The appearance of additional non-topological terms might cause quantum phase transitions into trivial phases when this topologically trivial term overweights the spin-orbit coupling. Usually such a phase transition is associated with closing of the bulk gap. In contrast, time-reversal symmetry breaking terms immediately destroy the topological phase without closing of the bulk gap unless the axial spin symmetry remains preserved. These findings are discussed in the context of topological insulators in the presence of interactions.
We study topological insulators under dephasing noise. With examples of both a 2d2d2d Chern insulator and a 3d3d3d topological insulator protected by time-reversal symmetry, we demonstrate that there is a phase transition at finite dephasing strength between phases with nontrivial and trivial topological indices. Here, the topological index is defined through the correlation matrix. The transition can be diagnosed through the spectrum of the whole correlation matrix or of a local subsystem. Interestingly, even if the topological insulator is very close to the topological-trivial critical point in its Hamiltonian, it still takes finite strength of dephasing to change the topological index, suggesting the robustness of topological insulators under dephasing. We further consider Chern insulators in the presence of real-space disorder, which exhibit a ground-state transition between topological and Anderson insulating phases. We find that even strongly disordered Chern insulators, close to the critical disorder strength, exhibit robustness with respect to dephasing.
Topological insulators and superconductors are subsets of (almost) noninteracting symmetry protected topological (SPT) phases. More generally, SPT phases represent equivalence classes of (equilibrium) gapped quantum states with short-range entanglement that are protected by certain symmetries. Two quantum states are “equivalent” if they can be adiabatically deformed into one another without closing the bulk gap. Thus, quantum states belonging to different SPT phases cannot be smoothly deformed into each other without a phase transition, as long as the underlying symmetry is preserved. However, upon removing the symmetry all SPT states can be adiabatically deformed to a trivial product state (e.g., an atomic insulator) without undergoing a phase transition. In this chapter, we generalize our discussion of (almost) noninteracting topological states by removing some of the explicit and implicit constraints underlying the classification and properties of topological insulators and superconductors discussed in Chapter 3 . In Section 4.1 , we enlarge the type of symmetries that protect the topological phases by supplementing internal symmetries (e.g., time-reversal and particle-hole symmetries) with crystalline symmetries (e.g., mirror and rotation symmetries) and discuss topological crystalline insulators and superconductors , a subsets of SPT phases protected by internal and crystalline symmetries. In Section 4.2 , we remove the requirement of having a finite (bulk) gap and discuss Weyl semimetals – crystalline systems characterized by topologically protected bulk band degeneracy points separated in momentum space, which support low energy excitations that are massless chiral fermions, i.e., Weyl fermions. Finally, in Section 4.3 , we remove the condition of thermodynamic equilibrium and consider topological quantum states in periodically driven systems, focusing on the so-called Floquet topological insulators , which exhibit a richer topological structure than their static counterparts. We note that aspects regarding the effects of particle-particle interactions, including the emergence of topological order in systems with long-range entanglement, will be addressed in Chapter 5 . We also point out that the areas summarized in this chapter have grown tremendously in recent years and continue to grow; even a brief mentioning of all recent developments would be impossible within the constraints of a book chapter. Instead, we point out the key elements that determine the nontrivial topology of the quantum systems mentioned above, discuss specific manifestations of their topological properties (e.g., the presence of protected gapless states), and provide representative examples.
Topological quantum phase transitions are characterized by changes in global topological invariants. These invariants classify many-body systems beyond the conventional paradigm of local order parameters describing spontaneous symmetry breaking. For noninteracting electrons, it is well understood that such transitions are continuous and always accompanied by a gap closing in the energy spectrum, given that the symmetries protecting the topological phase are maintained. Here, we demonstrate that a sufficiently strong electron-electron interaction can fundamentally change the situation: we discover a topological quantum phase transition of first-order character in the genuine thermodynamic sense that occurs without a gap closing. Our theoretical study reveals the existence of a quantum critical endpoint associated with an orbital instability on the transition line between a 2D topological insulator and a trivial band insulator. Remarkably, this phenomenon entails unambiguous signatures related to the orbital occupations that can be detected experimentally.
Topological states of matter are characterized by global topological invariants which change their value across a topological quantum phase transition. It is commonly assumed that the transition between topologically distinct noninteracting gapped phases of fermions is necessarily accompanied by the closing of the band gap as long as the symmetries of the system are maintained. We show that such a quantum phase transition is possible without closing the gap in the case of a three-dimensional topological band insulator. We demonstrate this by calculating the free energy of the minimal model for a topological insulator, the Bernevig-Hughes-Zhang model, and show that as the band curvature continuously varies, a jump between the band-gap minima corresponding to the topologically trivial and nontrivial insulators occurs. Therefore, this first-order phase transition is a generic feature of three-dimensional topological band insulators. For a certain parameter range we predict a reentrant topological phase transition. We discuss our findings in connection with the recent experimental observation of a discontinuous topological phase transition in a family of topological crystalline insulators.
We investigate signatures of chirality at Chern insulator transitions in the presence of a boundary. The transition between a trivial insulator and a Chern insulator with Chern number C=1C=1C=1 is described by a massless Dirac fermion whose parity anomaly gives a critical Hall conductivity σxy=12e2hσ_{xy}=\frac{1}{2}\frac{e^2}{h}σxy​=21​he2​. Using a Dirac mass domain wall construction, we show that the chiral edge mode delocalizes into the bulk at criticality, but the boundary fermion correlation function retains a chiral structure and acquires the scaling dimension of the bulk fermion. We compute current correlation functions and demonstrate that the anomaly of the bulk Hall response is matched by delocalized chiral modes near the boundary. Using only the residual conformal symmetry of a (2+1)d conformal field theory (CFT) in a half-space, we identify parity-odd terms in current and energy-momentum tensor correlation functions that encode these modes and determine their electromagnetic and gravitational anomaly coefficients. Our analysis therefore applies to general time-reversal breaking (2+1)d CFTs, beyond the free Dirac transition. In particular, the analysis of the gravitational anomaly is also applicable to the free Majorana CFT governing the transition between a trivial superconductor and a topological superconductor. We also extend our results to more general Chern number changing transitions and to the transition between a (3+1)d topological insulator and a trivial insulator.