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arXiv:2511.10646

Ordinary lattice defects as probes of topology

Aiden J. Mains, Jia-Xin Zhong, Yun Jing, Bitan Roy

cond-mat.mes-hallcond-mat.dis-nnquant-phSubmitted Nov 13, 2025• Announced Nov 14, 2025• Revised Apr 20, 2026 (v2)
v1 · Nov 13, 2025v2 · Apr 20, 2026
arXivHTMLPDF

Abstract

In addition to topological lattice defects such as dislocations and disclinations, crystals are also accompanied by unavoidable ordinary defects, devoid of any non-trivial geometry or topology, among which vacancies, Schottky defects, substitutions, interstitials, and Frenkel pairs are the most common. In this work, we demonstrate that these ubiquitous ordinary lattice defects, although geometrically trivial, can nonetheless serve as universal probes of the non-trivial topology of electronic Bloch bands, and any change in the local topological environment in an otherwise normal insulator in terms of mid-gap bound states in their vicinity. We theoretically establish these generic findings by implementing a minimal model Hamiltonian describing time-reversal symmetry breaking topological and normal insulators on a square lattice, fostering such point defects. The defect-bound mid-gap modes are also shown to be robust against sufficiently weak random point-like charge impurities. Furthermore, we showcase experimental observation of such bound states by embedding ordinary crystal defects in two-dimensional acoustic Chern lattices, where precision-controlled hopping amplitudes are implemented via active meta-atoms and Green's-function-based spectroscopy is used to reconstruct spectra and eigenstates. Our combined theory-experiment study establishes ordinary lattice defects as probes of topology that should be germane in crystals of any symmetry and dimension, raising the possibility of arresting localized Majorana modes near such defects in the bulk of topological superconductors and to emulate ordinary-defect-engineered topological devices.

Journal reference
Rep. Prog. Phys. 89, 048002 (2026)
DOI
10.1088/1361-6633/ae5bcb
Comments
Published version (Reports on Progress in Physics): 20 Pages and 14 Figures

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In addition to topological lattice defects such as dislocations and disclinations, crystals are also accompanied by unavoidable ordinary defects, devoid of any non-trivial geometry or topology, among which vacancies, Schottky defects, substitutions, interstitials, and Frenkel pairs are the most common. In this work, we demonstrate that these ubiquitous ordinary lattice defects, although geometrically trivial, can nonetheless serve as universal probes of the non-trivial topology of electronic Bloch bands, and any change in the local topological environment in an otherwise normal insulator in terms of mid-gap bound states in their vicinity. We theoretically establish these generic findings by implementing a minimal model Hamiltonian describing time-reversal symmetry breaking topological and normal insulators on a square lattice, fostering such point defects. The defect-bound mid-gap modes are also shown to be robust against sufficiently weak random point-like charge impurities. Furthermore, we showcase experimental observation of such bound states by embedding ordinary crystal defects in two-dimensional acoustic Chern lattices, where precision-controlled hopping amplitudes are implemented via active meta-atoms and Green's-function-based spectroscopy is used to reconstruct spectra and eigenstates. Our combined theory-experiment study establishes ordinary lattice defects as probes of topology that should be germane in crystals of any symmetry and dimension, raising the possibility of arresting localized Majorana modes near such defects in the bulk of topological superconductors and to emulate ordinary-defect-engineered topological devices.
Topological phases are quantum phases of matter that appear close to absolute zero temperature. In contrast to commonly known condensed phases of matter, such as a magnet or a superconductor, distinct topological phases may have the same symmetry. Instead, these phases are distinguished by the topology of the electronic wavefunction. Already the single-particle excitations described by band theory in an insulator or a metal or by Bogoliubov-de Gennes theory in a superconductor may have novel anomalous properties associated to their topology. This topological band theory is the subject of this thesis. We aim towards identifying the anomalous boundary and defect states associated to the topology of the band structure in crystalline insulators and superconductors. Furthermore, we determine criteria to easily identify the topological phases from the band structure of a given insulator or superconductor. In Chapter 2 we show that crystalline topological insulators and superconductors may host anomalous gapless or in-gap excitations on corners of a two-dimensional crystal or hinges of a three-dimensional crystal. These topological phases are called "second-order" according to the codimension "2" of their anomalous boundary states. We discuss the precise conditions for their appearance and when they can be linked to the bulk topology. Our discussion includes mirror, twofold-rotation and inversion as crystalline symmetries. In Chapter 3 we discuss the appearance of anomalous gapless or ingap states at defects in a crystalline insulator or superconductor. In particular, we link the existence of anomalous states at disclinations -- lattice defects that violate a rotation symmetry only locally -- to second-order topological crystalline phases. As a side product, we identify the possible contributions of other topological phases to the disclination anomaly. The results of this chapter allow to determine precisely how the disclination anomaly is linked to the bulk topology. In Chapter 4 we present how to construct "symmetry-based indicators" for topological superconductors that admit a description within the Bogoliubov-de Gennes framework. Symmetry-based indicators are necessary criteria for a given Bogoliubov-de Gennes Hamiltonian to realize a topological crystalline phase with anomalous boundary exitations. These criteria are formulated in terms of data from a small set of high-symmetry momenta only. Our approach guarantees to extract the maximal information on the anomalous boundary exitations that can be extracted from a point-wise evaluation of the Bogoliubov-de Gennes Hamiltonian. In the limit of weak superconducting pairing, our criteria can be formulated in terms of data from the normal-state band structure alone.
Nontrivial geometry of electronic Bloch states gives rise to topological insulators which are robust against sufficiently weak randomness inevitably present in any quantum material. However, increasing disorder triggers a quantum phase transition into a featureless normal insulator. As the underlying quantum critical point is approached from the topological side, small scattered droplets of normal insulators start to develop in the system and their coherent nucleation causes ultimate condensation into a trivial insulator. Unless disorder is too strong, the normal insulator accommodates disjoint tiny topological puddles. Furthermore, in the close vicinity of such a transition the emergent islands of topological and trivial insulators display spatial fractal structures, a feature that is revealed only by local topological markers. Here, we showcase this (possibly) generic phenomenon that should be apposite to dirty topological crystals of any symmetry class in any dimension from the Bott index and local Chern marker for a square-lattice-based disordered Chern insulator model.
Bulk dislocation lattice defects are instrumental in identifying translationally active topological insulators (TATIs), featuring band inversion at a finite momentum Kinv{\mathbf{K}}_{\mathrm{inv}}Kinv​. As such, TATIs host robust gapless modes around the dislocation core, when the associated Burgers vector b\mathbf{b}b satisfies ${\mathbf{K}}_{\mathrm{inv}}\ifmmode\cdot\else\textperiodcentered\fi{}\mathbf{b}=\ensuremath{\pi}$ (modulo $2\ensuremath{\pi}$). From the time evolution of appropriate density matrices, we show that when a TATI via a real time ramp enters into a trivial or translationally inert topological insulating phase, devoid of gapless dislocation modes, the signatures of the preramp defect modes survive for a long time. More intriguingly, as the system ramps into a TATI phase from any translationally inert insulator, the signature of the dislocation mode dynamically builds up near its core, which is prominent for slow ramps. We exemplify these generic outcomes for two-dimensional time-reversal symmetry breaking insulators. Proposed dynamic responses at the dislocation core can be experimentally observed in quantum crystals, optical lattices, and metamaterials with a time tunable band gap.
We complete a classification of topological phases and their topological defects in crystalline insulators and superconductors. We consider topological phases and defects described by noninteracting Bloch and Bogoliubov--de Gennes Hamiltonians that support additional order-two spatial symmetry, besides any of 10 classes of symmetries defined by time-reversal symmetry and particle-hole symmetry. The additional order-two spatial symmetry we consider is general and it includes ${\mathbit{Z}}_{2}$ global symmetry, mirror reflection, twofold rotation, inversion, and their magnetic point group symmetries. We find that the topological periodic table shows a periodicity in the number of flipped coordinates under the order-two spatial symmetry, in addition to the Bott periodicity in the space dimensions. Various symmetry-protected topological phases and gapless modes will be identified and discussed in a unified framework. We also present topological classification of symmetry-protected Fermi points. The bulk classification and the surface Fermi point classification provide a realization of the bulk-boundary correspondence in terms of the KKK theory.
The concept of non-trivial electronic topology in condensed matter physics is crucial for understanding the electronic spectrum of solids and for tailoring various thermodynamic and transport properties, useful for real-world applications. Research on topological insulators and superconductors primarily utilizes the electronic band theory and symmetry classes of gapped quantum systems, with the existence of spectral or mobility gaps ensured even in the presence of impurities and defects. However, structural disorder, naturally manifested in materials such as glasses and amorphous solids, can significantly impact the critical properties of phase transitions in topological quantum matters. This dissertation systematically studies topological phase transitions in non-crystalline free-fermion systems via tight-binding quantum Hamiltonians on 2D random geometries. Leveraging various theoretical and experimentally accessible measures, we demonstrate the resilience of topological phases in non-crystalline systems against structural randomness, described by classical percolation theory, and characterize their unique critical behavior through finite-size scaling. We also extend the notion of amorphous topological states to non-integer dimensional random systems. We reveal that these 2D-embedded random fractals can admit well-defined thermodynamic topological phases with unconventional critical properties. We further study quantum dynamics in these random topological systems. By employing a family of discrete-time topological quantum walks on random percolation lattices, we address wavefunction propagation, superdiffusive quantum speedup, and localization transition by identifying the critical probabilities and timescales. Lastly, we introduce topological lattices with adjustable spatial correlation to investigate Landau levels and quantum oscillations in a low magnetic field regime.
We study a link between the ground-state topology and the topology of the lattice via the presence of anomalous states at disclinations -- topological lattice defects that violate a rotation symmetry only locally. We first show the existence of anomalous disclination states, such as Majorana zero-modes or helical electronic states, in second-order topological phases by means of Volterra processes. Using the framework of topological crystals to construct d-dimensional crystalline topological phases with rotation and translation symmetry, we then identify all contributions to (d-2)-dimensional anomalous disclination states from weak and first-order topological phases. We perform this procedure for all Cartan symmetry classes of topological insulators and superconductors in two and three dimensions and determine whether the correspondence between bulk topology, boundary signatures, and disclination anomaly is unique.