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arXiv:2511.04324

Quantum dot thermal machines - a guide to engineering

Eugenia Pyurbeeva, Ronnie Kosloff

cond-mat.mes-hallquant-phSubmitted Nov 6, 2025• Announced Nov 7, 2025
v1 · Nov 6, 2025v2 · Dec 16, 2025
arXivHTMLPDF

Abstract

Continuous particle exchange thermal machines require no time-dependent driving, can be realised in solid-state electronic devices, and miniaturised to nanometre scale. Quantum dots, providing a narrow energy filter and allowing to manipulate particle flow between the hot and cold reservoirs are at the heart of such devices. It has been theoretically shown that by mitigating passive heat flow, Carnot efficiency can be approached arbitrarily closely in a quantum dot heat engine, and experimentally, values of 0.7ηC have been reached. However, for practical applications, other parameters of a thermal machine, such as maximum power, efficiency at maximum power, and noise - stability of the power output or heat extraction - take precedence over maximising efficiency. We explore the effect of internal microscopic dynamics of a quantum dot on these quantities and demonstrate that its performance as a thermal machine depends on few parameters - the overall conductance and three inherent asymmetries of the dynamics. These parameters will act as a guide to engineering the quantum states of the quantum dot, allowing to optimise its performance beyond that of the simplest case of a two-fold spin-degenerate transmission level.

Comments
32 pages, 7 figures

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Continuous particle exchange thermal machines require no time-dependent driving, can be realised in solid-state electronic devices, and miniaturised to nanometre scale. Quantum dots, providing a narrow energy filter and allowing to manipulate particle flow between the hot and cold reservoirs are at the heart of such devices. It has been theoretically shown that by mitigating passive heat flow, Carnot efficiency can be approached arbitrarily closely in a quantum dot heat engine, and experimentally, values of 0.7ηC have been reached. However, for practical applications, other parameters of a thermal machine, such as maximum power, efficiency at maximum power, and noise - stability of the power output or heat extraction - take precedence over maximising efficiency. We explore the effect of internal microscopic dynamics of a quantum dot on these quantities and demonstrate that its performance as a thermal machine depends on few parameters - the overall conductance and three inherent asymmetries of the dynamics. These parameters will act as a guide to engineering the quantum states of the quantum dot, allowing to optimise its performance beyond that of the simplest case of a two-fold spin-degenerate transmission level.
The concept of thermal machines has evolved from the canonical steam engine to the recently proposed nanoscopic quantum systems as working fluids. The latter obey quantum open system dynamics and frequently operate in nonequilibrium conditions. However, the role of this dynamics in the overall performance of quantum heat engines remains an open problem. Here we analyze and optimize the efficiency and power output of two-stage quantum heat engines fueled by nonequilibrium steady states. In a charging first stage, the quantum working fluid consisting of a qutrit or two coupled qubits is connected to two reservoirs at different temperatures, which establish a heat current that stores ergotropy in the system; the second stage comprises a coherent driving force that extracts work from the machine in finite a amount of time; finally, the external drive is switched off and the machine enters a new cycle.
The inexorable miniaturisation of technologies, the relentless drive to improve efficiency and the enticing prospect of boosting performance through quantum effects are all compelling reasons to investigate microscopic machines. Thermal absorption machines are a particularly interesting class of device that operate autonomously and use only heat flows to perform a useful task. In the quantum regime, this provides a natural setting in which to quantify the thermodynamic cost of various operations such as cooling, timekeeping or entanglement generation. This article presents a pedagogical introduction to the physics of quantum absorption machines, covering refrigerators, engines and clocks in detail.
Conventional heat engines convert thermal energy into mechanical work by using a working medium such as steam or gas that operates between a hot and a cold reservoir. The medium absorbs heat from the hot reservoir, produces work, then releases some heat to the cold reservoir and returns to the initial state. With the advancement of quantum technologies, researchers strive to understand whether quantum media, such as atoms, spins, superconducting circuits and semiconductor quantum dots, can be used in quantum counterparts of the classical heat engines. After a recap of the basics of classical heat engines, this review explores the theoretical foundations and advancements of quantum heat engines, focusing on the proposed two- and multilevel systems used as the working medium for the quantum Otto cycle, which is the ideal thermodynamic cycle that describes the operation of a spark-ignition internal combustion engine. The review compares the efficiency and the work extraction of these systems, discussing their performance in the high- and low-temperature limits. Alternative cycles and engines are also presented to establish the adaptability of the working media when operating under different processes and non-equilibrium conditions. In conclusion, the review offers possible applications and future developments of quantum heat engines.
Developments in the thermodynamics of small quantum systems envisage nonclassical thermal machines. In this scenario, energy fluctuations play a relevant role in the description of irreversibility. We experimentally implement a quantum heat engine based on a spin-1/2 system and nuclear magnetic resonance techniques. Irreversibility at a microscope scale is fully characterized by the assessment of energy fluctuations associated with the work and heat flows. We also investigate the efficiency lag related to the entropy production at finite time. The implemented heat engine operates in a regime where both thermal and quantum fluctuations (associated with transitions among the instantaneous energy eigenstates) are relevant to its description. Performing a quantum Otto cycle at maximum power, the proof-of-concept quantum heat engine is able to reach an efficiency for work extraction (η≈42%) very close to its thermodynamic limit (η=44%).
The area of quantum thermodynamics is a relatively new field and there are great efforts in research to study the effects of microscopic work, heat, efficiency and other associated properties due to its vast potential applications in micro engineering and biophysics. The transition from large scale classical macro systems to small scale micro systems is not straightforward and the effects of different properties pose different responses in the system. As the systems miniaturise large scale fluctuations that in classical thermodynamics were once neglected, become of great importance in micro systems. In this thesis, a review of the current understandings of quantum thermodynamics is given with particular interest in Carnot engines and the maximum efficiency proposed by Curzon-Ahlborn. From a quantum analog of the Carnot engine, found in previous studies, the effects of thermal variations were investigated and the resulting response of the systems shows correlation to classical Carnot engines. It was found that increasing thermal fluctuations result in a decrease in maximum efficiency. Furthermore, to optimise these engines decreasing thermal fluctuations is necessary in order to build quantum engines that can trend towards or potentially reach the maximum Carnot efficiency.
Thermodynamics is one of the main pillars of theoretical physics, and it has a special appeal of having wide applicability to a large variety of different physical systems. However, many assumptions in thermodynamics apply only to systems which are bulk material, i.e. consisting a large number of microscopic classical particles. Due to the advancement of designing nanoscale engines, especially in the light of devices that are used today in the processing of quantum information, is thermodynamics still applicable? Can we refine the core principles of thermodynamics to suit such nanoscale quantum systems as well? The central aim of this thesis is to construct a theory of thermodynamics that holds for nanoscale quantum systems, even those as small and simple as a single qubit. We do this by starting out from the core basics of quantum theory: unitary dynamics on closed quantum systems. We adapt a resource theoretic approach inspired by quantum information theory, which defines the quantum states and operations allowed to be used in a thermodynamic evolution. With this framework that naturally adopts the first law as an energy preserving condition, we show the refinement of both the zeroeth and second law of thermodynamics. The zeroeth law explains the physical significance of the Gibbs thermal state. On the other hand, we show that the second law sees refinement in the quantum nanoregime: instead of having the free energy as the sole quantity dictating the possibility of a thermodynamic state transition, we derive a family of generalized free energies that also constitute necessary conditions for a transition to occur. Moreover, these conditions become sufficient for states which are block-diagonal in the energy eigenbasis. In this thesis, we also brought our approach of thermodynamics to the next step: we apply our findings on the second laws, in order to analyze the maximum achievable efficiency for quantum heat engines. In classical thermodynamics, the Carnot efficiency has been long known as the theoretical maximum which does not depend on the specific structure of the thermal baths used, but only on its temperature. With the additional free energies we discover, we show that although quantum heat engines may achieve the Carnot efficiency, such an achievability is no longer independent of the Hamiltonians of the thermal baths. In other words, we find additional restrictions that surface in the study of quantum nanoscale heat engines, which are a direct consequence of the generalized second laws. This has provided us with a deeper understanding into the fundamental limitations of how efficient devices can be made in the realm of microscopic quantum systems.