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arXiv:2510.25711 · Physical review. E

Monotonicity of eigenstate thermalization hypothesis in two-dimensional systems

Anonymous, Anjan Daimari

Published Jul 23, 2026• 0 citations
arXivHTMLPDF

Abstract

We study numerically the enveloping ffunction of the fluctuation term in eigenstate thermalization hypothesis statement. We concentrate on the energy (or entropy) dependence of this function in two-dimensional systems. Our numerical results show that it is, in general, a monotonically increasing function of the entropy. This is in agreement with the general expectation that fluctuations increase with increasing entropy. We observe that the ffunction locally flattens with increasing system size. The flattening rate is directly proportional to the system size. We also observe that the flattening rate is directly proportional to the particle number for systems of same spatial size. This variation of the f function is important for physics at subleading order of the system-size. So, it is relevant for intermediate-size systems (upto a few hundred qubits) which are experimentally accessible. One exception we find is that the ffunction of the order parameter of a thermal phase transition defies the monotonic behavior.

DOI
10.1103/16st-616n

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We study numerically the enveloping ffunction of the fluctuation term in eigenstate thermalization hypothesis statement. We concentrate on the energy (or entropy) dependence of this function in two-dimensional systems. Our numerical results show that it is, in general, a monotonically increasing function of the entropy. This is in agreement with the general expectation that fluctuations increase with increasing entropy. We observe that the ffunction locally flattens with increasing system size. The flattening rate is directly proportional to the system size. We also observe that the flattening rate is directly proportional to the particle number for systems of same spatial size. This variation of the f function is important for physics at subleading order of the system-size. So, it is relevant for intermediate-size systems (upto a few hundred qubits) which are experimentally accessible. One exception we find is that the ffunction of the order parameter of a thermal phase transition defies the monotonic behavior.
We study the enveloping function of the fluctuation term in eigenstate thermalization hypothesis (ETH) statement for holographic conformal field theories. We use this function to identify and examine black hole microstates. We set down a set of desirable criteria for this function called ETH-monotonicity. It reinforces the Kelvin statement of the second law of thermodynamics over and above the universal entropic contribution. We show that higher-dimensional holographic conformal field theories possess ETH-monotonicity. Stronger contribution from ETH-monotonicity to the second law of thermodynamics is observed in smaller black hole microstates. It dominates other quantum fluctuations. It also measures the curvature at the horizon of the small black holes. In the smallest size limit, the black hole curvature singularity is constructed of microstates for which ETH-monotonicity starts competing with the entropic contribution. We expect that ETH-monotonicity will persist even in the ultimate quantum theory of gravity. Because it is a property of many-body quantum chaotic systems which becomes more prominent with decreasing system size, unlike other physical properties which are usually more predictable with increasing system size. Two-dimensional holographic conformal field theory does not possess all features of ETH-monotonicity which is in agreement with the absence of curvature singularity in the BTZ black hole.
Despite the unitary evolution of closed quantum systems, long-time expectation of local observables are well described by thermal ensembles, providing the foundation of quantum statistical mechanics. A promising route to understanding this quantum thermalization is the eigenstate thermalization hypothesis (ETH), which posits that individual energy eigenstates already appear locally thermal. Subsequent studies have extended this concept to the full ETH, which captures higher-order correlations among matrix elements through nontrivial relations. In this work, we perform a detailed exact-diagonalization study of finite-size corrections to these relations in the canonical ensemble. We distinguish two distinct sources of corrections: those arising from energy fluctuations, which decay polynomially with system size, and those originating from fluctuations within each energy window, which decay exponentially with system size. In particular, our analysis resolves the puzzle that, for certain observables, finite-size corrections exhibit anomalous growth with increasing system size even in chaotic systems. Our results provide a systematic and practical methodology for validating the full ETH in quantum many-body systems.
According to the eigenstate thermalization hypothesis (ETH), the eigenstate-to-eigenstate fluctuations of expectation values of local observables should decrease with increasing system size. In approaching the thermodynamic limit-the number of sites and the particle number increasing at the same rate-the fluctuations should scale as ∼D^{-1/2} with the Hilbert space dimension D. Here, we study a different limit-the classical or semiclassical limit-by increasing the particle number in fixed lattice topologies. We focus on the paradigmatic Bose-Hubbard system, which is quantum-chaotic for large lattices and shows mixed behavior for small lattices. We derive expressions for the expected scaling, assuming ideal eigenstates having Gaussian-distributed random components. We show numerically that, for larger lattices, ETH scaling of physical midspectrum eigenstates follows the ideal (Gaussian) expectation, but for smaller lattices, the scaling occurs via a different exponent. We examine several plausible mechanisms for this anomalous scaling.
The eigenstate thermalization hypothesis (ETH) posits how isolated quantum many-body systems thermalize, assuming that individual eigenstates at the same energy density have identical expectation values of local observables in the limit of large systems. While the ETH apparently holds across a wide range of interacting quantum systems, in this work we show that it requires generalization in the presence of thermal first-order phase transitions. We introduce a class of all-to-all spin models, featuring first-order thermal phase transitions that stem from two distinct mean-field solutions (two ``branches'') that exchange dominance in the many-body density of states as the energy is varied. We argue that for energies in the vicinity of the thermal phase transition, eigenstate expectation values do not need to converge to the same thermal value. The system has a regime with coexistence of two classes of eigenstates corresponding to the two branches with distinct expectation values at the same energy density, and another regime with Schrodinger-cat-like eigenstates that are inter-branch superpositions; these two regimes are separated by an eigenstate phase transition. We support our results by semiclassical calculations and an exact diagonalization study of a microscopic spin model, and argue that the structure of eigenstates in the vicinity of thermal first-order phase transitions can be experimentally probed via non-equilibrium dynamics.
According to the eigenstate thermalization hypothesis (ETH), even isolated quantum systems can thermalize because the eigenstate-to-eigenstate fluctuations of typical observables vanish in the limit of large systems. Of course, isolated systems are by nature finite and the main way of computing such quantities is through numerical evaluation for finite-size systems. Therefore, the finite-size scaling of the fluctuations of eigenstate expectation values is a central aspect of the ETH. In this work, we present numerical evidence that for generic nonintegrable systems these fluctuations scale with a universal power law D-1/2 with the dimension D of the Hilbert space. We provide heuristic arguments, in the same spirit as the ETH, to explain this universal result. Our results are based on the analysis of three families of models and several observables for each model. Each family includes integrable members and we show how the system size where the universal power law becomes visible is affected by the proximity to integrability.
Using the ergodicity principle for the expectation values of several types of observables, we investigate the thermalization process in isolated fermionic systems.These are described by the two-body random ensemble, which is a paradigmatic model to study quantum chaos and especially the dynamical transition from integrability to chaos.By means of exact diagonalizations we analyze the relevance of the eigenstate thermalization hypothesis as well as the influence of other factors, such as the energy and structure of the initial state, or the dimension of the Hilbert space.We also obtain analytical expressions linking the degree of thermalization for a given observable with the so-called number of principal components for transition strengths originating at a given energy, with the dimensions of the whole Hilbert space and microcanonical energy shell, and with the correlations generated by the observable.As the strength of the residual interaction is increased, an order-to-chaos transition takes place, and we show that the onset of Wigner spectral fluctuations, which is the standard signature of chaos, is not sufficient to guarantee thermalization in finite systems.When all the signatures of chaos are fulfilled, including the quasicomplete delocalization of eigenfunctions, the eigenstate thermalization hypothesis is the mechanism responsible for the thermalization of certain types of observables, such as (linear combinations of) occupancies and strength function operators.Our results also suggest that fully chaotic systems will thermalize relative to most observables in the thermodynamic limit.