Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:2509.19320 · SciPost Physics Lecture Notes

A pedestrian’s guide to the topological phases of free fermions

Frank Schindler

Published May 1, 2026• 0 citations
arXivHTMLPDF

Abstract

These lecture notes explain the classification of some simple fermionic topological phases of matter in a pedestrian manner, with an aim to be maximally pedagogical = doing things in excruciating detail. We focus on a many-body perspective, even if many of the models we work with are non-interacting. We start out with symmetry protected topological (SPT) phases of free fermions that are protected by U(1) symmetry = topological insulators. We then look at fermion topological phases that don’t even need a symmetry = topological superconductors, and explain how their classification changes in presence of spinless time-reversal symmetry. We close by perturbatively checking which of the 1D topological phases we had found are stable to interactions.

DOI
10.21468/scipostphyslectnotes.122

Related papers

Interacting topological phases and quantum anomalies

Shinsei Ryu

We give a brief overview on interacting symmetry-protected topological (SPT) phases. In particular, we will focus on various cases where the classification of non-interacting fermionic systems breaks down in the presence of interactions. The examples include topological (and trivial) superconductors in one, two and three spatial dimensions, protected by various symmetries such as time-reversal, spin parity, and reflection symmetries. Common to these examples is the ‘collapse’ of the non-interacting classification, where an integer classification (‘’) at non-interacting level reduces to or in the presence of interactions. We make use of these examples to illustrate various approaches to interacting SPT phases.

Bulletin of the American Physical Society•Mar 21, 2013•0 citations

Interacting topological phases and quantum anomalies

Shinsei Ryu

We give a brief overview on interacting symmetry-protected topological (SPT) phases. In particular, we will focus on various cases where the classification of non-interacting fermionic systems breaks down in the presence of interactions. The examples include topological (and trivial) superconductors in one, two and three spatial dimensions, protected by various symmetries such as time-reversal, spin parity, and reflection symmetries. Common to these examples is the ‘collapse’ of the non-interacting classification, where an integer classification (‘ ’) at non-interacting level reduces to or in the presence of interactions. We make use of these examples to illustrate various approaches to interacting SPT phases.

Physica Scripta•Aug 25, 2015•10 citations

Symmetry-protected topological phases in noninteracting fermion systems

Xiao-Gang Wen

Symmetry-protected topological (SPT) phases are gapped quantum phases with a certain symmetry, which can all be smoothly connected to the same trivial product state if we break the symmetry. For noninteracting fermion systems with time reversal ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}$), charge conjugation ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{C}$), and/or $U(1)$ ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$) symmetries, the total symmetry group can depend on the relations between those symmetry operations, such as $\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}}^{\ensuremath{-}1}=\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$ or $\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}}^{\ensuremath{-}1}=\ensuremath{-}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$. As a result, the SPT phases of those fermion systems with different symmetry groups have different classifications. In this paper, we use Kitaev's K-theory approach to classify the gapped free-fermion phases for those possible symmetry groups. In particular, we can view the $U(1)$ as a spin rotation. We find that superconductors with the ${S}_{z}$ spin-rotation symmetry are classified by $Z$ in even dimensions, while superconductors with the time reversal plus the ${S}_{z}$ spin-rotation symmetries are classified by $Z$ in odd dimensions. We show that all 10 classes of gapped free-fermion phases can be realized by electron systems with certain symmetries. We also point out that, to properly describe the symmetry of a fermionic system, we need to specify its full symmetry group that includes the fermion number parity transformation ${(\ensuremath{-})}^{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}}$. The full symmetry group is actually a projective symmetry group.

arXiv:1111.6341•Physical Review B•Feb 9, 2012•123 citations

Fermionic symmetry-protected topological phase induced by interactions

Shang-Qiang Ning, Hong‐Chen Jiang, Zheng-Xin Liu

Strong interactions can give rise to new fermionic symmetry-protected topological phases which have no analogs in free fermion systems. As an example, we have systematically studied a spinless fermion model with $U(1)$ charge conservation and time-reversal symmetry on a three-leg ladder using density-matrix renormalization group. In the noninteracting limit, there are no topological phases. Turning on interactions, we found two gapped phases. One is trivial and is adiabatically connected to a band insulator, while another one is a nontrivial symmetry-protected topological phase resulting from strong interactions.

arXiv:1412.0092•Physical Review B•Jun 11, 2015•6 citations

Fermionic Symmetry Protected Topological Phase Induced by Interaction

Shang-Qiang Ning, Hong‐Chen Jiang, Zheng-Xin Liu

Strong interactions can give rise to new fermionic symmetry protected topological phases which have no analogs in free fermion systems. As an example, we have systematically studied a spinless fermion model with U(1) charge conservation and time reversal symmetry on a three-leg ladder using density-matrix renormalization group. In the non-interacting limit, there are no topological phases. Turning on interactions, we found two gapped phases. One is trivial and is adiabatically connected to a band insulator, while another one is a nontrivial symmetry protected topological phase resulting from strong interactions.

Bulletin of the American Physical Society•Mar 3, 2015•0 citations

Interacting One-Dimensional Fermionic Symmetry-Protected Topological Phases

Evelyn Tang, Xiao-Gang Wen

In free fermion systems with given symmetry and dimension, the possible topological phases are labeled by elements of only three types of Abelian groups, 0, Z2, or Z. For example, noninteracting one-dimensional fermionic superconducting phases with S(z) spin rotation and time-reversal symmetries are classified by Z. We show that with weak interactions, this classification reduces to Z4. Using group cohomology, one can additionally show that there are only four distinct phases for such one-dimensional superconductors even with strong interactions. Comparing their projective representations, we find that all these four symmetry-protected topological phases can be realized with free fermions. Further, we show that one-dimensional fermionic superconducting phases with Z(n) discrete S(z) spin rotation and time-reversal symmetries are classified by Z4 when n is even and Z2 when n is odd; again, all these strongly interacting topological phases can be realized by noninteracting fermions. Our approach can be applied to systems with other symmetries to see which one-dimensional topological phases can be realized with free fermions.

arXiv:1204.0520•Physical Review Letters•Aug 27, 2012•61 citations
These lecture notes explain the classification of some simple fermionic topological phases of matter in a pedestrian manner, with an aim to be maximally pedagogical = doing things in excruciating detail. We focus on a many-body perspective, even if many of the models we work with are non-interacting. We start out with symmetry protected topological (SPT) phases of free fermions that are protected by U(1) symmetry = topological insulators. We then look at fermion topological phases that don’t even need a symmetry = topological superconductors, and explain how their classification changes in presence of spinless time-reversal symmetry. We close by perturbatively checking which of the 1D topological phases we had found are stable to interactions.
We give a brief overview on interacting symmetry-protected topological (SPT) phases. In particular, we will focus on various cases where the classification of non-interacting fermionic systems breaks down in the presence of interactions. The examples include topological (and trivial) superconductors in one, two and three spatial dimensions, protected by various symmetries such as time-reversal, spin parity, and reflection symmetries. Common to these examples is the ‘collapse’ of the non-interacting classification, where an integer classification (‘’) at non-interacting level reduces to or in the presence of interactions. We make use of these examples to illustrate various approaches to interacting SPT phases.
We give a brief overview on interacting symmetry-protected topological (SPT) phases. In particular, we will focus on various cases where the classification of non-interacting fermionic systems breaks down in the presence of interactions. The examples include topological (and trivial) superconductors in one, two and three spatial dimensions, protected by various symmetries such as time-reversal, spin parity, and reflection symmetries. Common to these examples is the ‘collapse’ of the non-interacting classification, where an integer classification (‘ ’) at non-interacting level reduces to or in the presence of interactions. We make use of these examples to illustrate various approaches to interacting SPT phases.
Symmetry-protected topological (SPT) phases are gapped quantum phases with a certain symmetry, which can all be smoothly connected to the same trivial product state if we break the symmetry. For noninteracting fermion systems with time reversal ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}$), charge conjugation ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{C}$), and/or U(1)U(1)U(1) ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$) symmetries, the total symmetry group can depend on the relations between those symmetry operations, such as $\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}}^{\ensuremath{-}1}=\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$ or $\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}}^{\ensuremath{-}1}=\ensuremath{-}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$. As a result, the SPT phases of those fermion systems with different symmetry groups have different classifications. In this paper, we use Kitaev's K-theory approach to classify the gapped free-fermion phases for those possible symmetry groups. In particular, we can view the U(1)U(1)U(1) as a spin rotation. We find that superconductors with the Sz{S}_{z}Sz​ spin-rotation symmetry are classified by ZZZ in even dimensions, while superconductors with the time reversal plus the Sz{S}_{z}Sz​ spin-rotation symmetries are classified by ZZZ in odd dimensions. We show that all 10 classes of gapped free-fermion phases can be realized by electron systems with certain symmetries. We also point out that, to properly describe the symmetry of a fermionic system, we need to specify its full symmetry group that includes the fermion number parity transformation ${(\ensuremath{-})}^{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}}$. The full symmetry group is actually a projective symmetry group.
Strong interactions can give rise to new fermionic symmetry-protected topological phases which have no analogs in free fermion systems. As an example, we have systematically studied a spinless fermion model with U(1)U(1)U(1) charge conservation and time-reversal symmetry on a three-leg ladder using density-matrix renormalization group. In the noninteracting limit, there are no topological phases. Turning on interactions, we found two gapped phases. One is trivial and is adiabatically connected to a band insulator, while another one is a nontrivial symmetry-protected topological phase resulting from strong interactions.
Strong interactions can give rise to new fermionic symmetry protected topological phases which have no analogs in free fermion systems. As an example, we have systematically studied a spinless fermion model with U(1) charge conservation and time reversal symmetry on a three-leg ladder using density-matrix renormalization group. In the non-interacting limit, there are no topological phases. Turning on interactions, we found two gapped phases. One is trivial and is adiabatically connected to a band insulator, while another one is a nontrivial symmetry protected topological phase resulting from strong interactions.
In free fermion systems with given symmetry and dimension, the possible topological phases are labeled by elements of only three types of Abelian groups, 0, Z2, or Z. For example, noninteracting one-dimensional fermionic superconducting phases with S(z) spin rotation and time-reversal symmetries are classified by Z. We show that with weak interactions, this classification reduces to Z4. Using group cohomology, one can additionally show that there are only four distinct phases for such one-dimensional superconductors even with strong interactions. Comparing their projective representations, we find that all these four symmetry-protected topological phases can be realized with free fermions. Further, we show that one-dimensional fermionic superconducting phases with Z(n) discrete S(z) spin rotation and time-reversal symmetries are classified by Z4 when n is even and Z2 when n is odd; again, all these strongly interacting topological phases can be realized by noninteracting fermions. Our approach can be applied to systems with other symmetries to see which one-dimensional topological phases can be realized with free fermions.