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arXiv:1111.6341 · Physical Review B

Symmetry-protected topological phases in noninteracting fermion systems

Xiao-Gang Wen

Published Feb 9, 2012• 123 citations
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Abstract

Symmetry-protected topological (SPT) phases are gapped quantum phases with a certain symmetry, which can all be smoothly connected to the same trivial product state if we break the symmetry. For noninteracting fermion systems with time reversal ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}$), charge conjugation ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{C}$), and/or $U(1)$ ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$) symmetries, the total symmetry group can depend on the relations between those symmetry operations, such as $\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}}^{\ensuremath{-}1}=\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$ or $\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}}^{\ensuremath{-}1}=\ensuremath{-}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$. As a result, the SPT phases of those fermion systems with different symmetry groups have different classifications. In this paper, we use Kitaev's K-theory approach to classify the gapped free-fermion phases for those possible symmetry groups. In particular, we can view the $U(1)$ as a spin rotation. We find that superconductors with the ${S}_{z}$ spin-rotation symmetry are classified by $Z$ in even dimensions, while superconductors with the time reversal plus the ${S}_{z}$ spin-rotation symmetries are classified by $Z$ in odd dimensions. We show that all 10 classes of gapped free-fermion phases can be realized by electron systems with certain symmetries. We also point out that, to properly describe the symmetry of a fermionic system, we need to specify its full symmetry group that includes the fermion number parity transformation ${(\ensuremath{-})}^{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}}$. The full symmetry group is actually a projective symmetry group.

DOI
10.1103/physrevb.85.085103

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Symmetry protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry GGG. They can all be smoothly connected to the same trivial product state if we break the symmetry. The Haldane phase of spin-1 chain is the first example of SPT phases which is protected by SO(3)\mathit{SO}(3)SO(3) spin rotation symmetry. The topological insulator is another example of SPT phases which are protected by U(1)U(1)U(1) and time-reversal symmetries. In this paper, we show that interacting bosonic SPT phases can be systematically described by group cohomology theory: Distinct ddd-dimensional bosonic SPT phases with on-site symmetry GGG (which may contain antiunitary time-reversal symmetry) can be labeled by the elements in H1+d[G,UT(1)]{\mathcal{H}}^{1+d}[G,{U}_{T}(1)]H1+d[G,UT​(1)], the Borel (1+d)(1+d)(1+d)-group-cohomology classes of GGG over the GGG module UT(1){U}_{T}(1)UT​(1). Our theory, which leads to explicit ground-state wave functions and commuting projector Hamiltonians, is based on a new type of topological term that generalizes the topological $\ensuremath{\theta}$ term in continuous nonlinear $\ensuremath{\sigma}$ models to lattice nonlinear $\ensuremath{\sigma}$ models. The boundary excitations of the nontrivial SPT phases are described by lattice nonlinear $\ensuremath{\sigma}$ models with a nonlocal Lagrangian term that generalizes the Wess-Zumino-Witten term for continuous nonlinear $\ensuremath{\sigma}$ models. As a result, the symmetry GGG must be realized as a non-on-site symmetry for the low-energy boundary excitations, and those boundary states must be gapless or degenerate. As an application of our result, we can use ${\mathcal{H}}^{1+d}[U(1)\ensuremath{\rtimes}{Z}_{2}^{T},{U}_{T}(1)]$ to obtain interacting bosonic topological insulators (protected by time reversal Z2T{Z}_{2}^{T}Z2T​ and boson number conservation), which contain one nontrivial phase in one-dimensional (1D) or 2D and three in 3D. We also obtain interacting bosonic topological superconductors (protected by time-reversal symmetry only), in term of H1+d[Z2T,UT(1)]{\mathcal{H}}^{1+d}[{Z}_{2}^{T},{U}_{T}(1)]H1+d[Z2T​,UT​(1)], which contain one nontrivial phase in odd spatial dimensions and none for even dimensions. Our result is much more general than the above two examples, since it is for any symmetry group. For example, we can use ${\mathcal{H}}^{1+d}[U(1)\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{T},{U}_{T}(1)]$ to construct the SPT phases of integer spin systems with time-reversal and U(1)U(1)U(1) spin rotation symmetry, which contain three nontrivial SPT phases in 1D, none in 2D, and seven in 3D. Even more generally, we find that the different bosonic symmetry breaking short-range-entangled phases are labeled by the following three mathematical objects: $({G}_{H},{G}_{\ensuremath{\Psi}},{\mathcal{H}}^{1+d}[{G}_{\ensuremath{\Psi}},{U}_{T}(1)])$, where GH{G}_{H}GH​ is the symmetry group of the Hamiltonian and ${G}_{\ensuremath{\Psi}}$ the symmetry group of the ground states.
Symmetry-protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry GGG, which can all be smoothly connected to the trivial product states if we break the symmetry. It has been shown that a large class of interacting bosonic SPT phases can be systematically described by group cohomology theory. In this paper, we introduce a (special) group supercohomology theory which is a generalization of the standard group cohomology theory. We show that a large class of short-range interacting fermionic SPT phases can be described by the group supercohomology theory. Using the data of supercocycles, we can obtain the ideal ground state wave function for the corresponding fermionic SPT phase. We can also obtain the bulk Hamiltonian that realizes the SPT phase, as well as the anomalous (i.e., non-onsite) symmetry for the boundary effective Hamiltonian. The anomalous symmetry on the boundary implies that the symmetric boundary must be gapless for (1+1)-dimensional [(1+1)D] boundary, and must be gapless or topologically ordered beyond (1+1)D. As an application of this general result, we construct a new SPT phase in three dimensions, for interacting fermionic superconductors with coplanar spin order (which have T2=1{T}^{2}=1T2=1 time-reversal Z2T{Z}_{2}^{T}Z2T​ and fermion-number-parity Z2f{Z}_{2}^{f}Z2f​ symmetries described by a full symmetry group ${Z}_{2}^{T}\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{f}$). Such a fermionic SPT state can neither be realized by free fermions nor by interacting bosons (formed by fermion pairs), and thus are not included in the KKK-theory classification for free fermions or group cohomology description for interacting bosons. We also construct three interacting fermionic SPT phases in two dimensions (2D) with a full symmetry group ${Z}_{2}\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{f}$. Those 2D fermionic SPT phases all have central-charge c=1c=1c=1 gapless edge excitations, if the symmetry is not broken.
Symmetry protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry G. They can all be smoothly connected to the same trivial product state if we break the symmetry. The Haldane phase of spin-1 chain is the first example of SPT phase which is protected by SO(3) spin rotation symmetry. The topological insulator is another exam- ple of SPT phase which is protected by U(1) and time reversal symmetries. It has been shown that free fermion SPT phases can be systematically described by the K-theory. In this paper, we show that interacting bosonic SPT phases can be systematically described by group cohomology theory: distinct d-dimensional bosonic SPT phases with on-site symmetry G (which may contain anti-unitary time reversal symmetry) can be labeled by the elements in H^{1+d}[G, U_T(1)] - the Borel (1 + d)-group-cohomology classes of G over the G-module U_T(1). The boundary excitations of the non-trivial SPT phases are gapless or degenerate. Even more generally, we find that the different bosonic symmetry breaking short-range-entangled phases are labeled by the following three mathematical objects: (G_H, G_{\Psi}, H^{1+d}[G_{\Psi}, U_T(1)], where G_H is the symmetry group of the Hamiltonian and G_{\Psi} the symmetry group of the ground states.
In free fermion systems with given symmetry and dimension, the possible topological phases are labeled by elements of only three types of Abelian groups, 0, Z2, or Z. For example, noninteracting one-dimensional fermionic superconducting phases with S(z) spin rotation and time-reversal symmetries are classified by Z. We show that with weak interactions, this classification reduces to Z4. Using group cohomology, one can additionally show that there are only four distinct phases for such one-dimensional superconductors even with strong interactions. Comparing their projective representations, we find that all these four symmetry-protected topological phases can be realized with free fermions. Further, we show that one-dimensional fermionic superconducting phases with Z(n) discrete S(z) spin rotation and time-reversal symmetries are classified by Z4 when n is even and Z2 when n is odd; again, all these strongly interacting topological phases can be realized by noninteracting fermions. Our approach can be applied to systems with other symmetries to see which one-dimensional topological phases can be realized with free fermions.
Quantum phases with different orders exist with or without breaking the symmetry of the system. Recently, a classification of gapped quantum phases which do not break time reversal, parity or onsite unitary symmetry has been given for 1D spin systems in [X. Chen, Z.-C. Gu, and X.-G. Wen, Phys. Rev. B 83, 035107 (2011); arXiv:1008.3745]. It was found that, such symmetry protected topological (SPT) phases are labeled by the projective representations of the symmetry group which can be viewed as a symmetry fractionalization. In this paper, we extend the classification of 1D gapped phases by considering SPT phases with combined time reversal, parity, and/or on-site unitary symmetries and also considering the possibility of symmetry breaking. In this way, we obtain a complete classification of gapped quantum phases in 1D spin systems. We find that in general, symmetry fractionalization, symmetry breaking and long range entanglement(present in 2 or higher dimensions) represent three main mechanisms to generate a very rich set of gapped quantum phases. As an application of our classification, we study the possible SPT phases in 1D fermionic systems, which can be mapped to spin systems by Jordan-Wigner transformation.
We give a brief overview on interacting symmetry-protected topological (SPT) phases. In particular, we will focus on various cases where the classification of non-interacting fermionic systems breaks down in the presence of interactions. The examples include topological (and trivial) superconductors in one, two and three spatial dimensions, protected by various symmetries such as time-reversal, spin parity, and reflection symmetries. Common to these examples is the ‘collapse’ of the non-interacting classification, where an integer classification (‘’) at non-interacting level reduces to or in the presence of interactions. We make use of these examples to illustrate various approaches to interacting SPT phases.