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arXiv:1106.4772 · Physical Review B

Symmetry protected topological orders and the group cohomology of their symmetry group

Xie Chen, Zheng‐Cheng Gu, Zheng-Xin Liu, Xiao-Gang Wen

Published Apr 4, 2013• 1,308 citations
arXivHTMLPDF

Abstract

Symmetry protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry $G$. They can all be smoothly connected to the same trivial product state if we break the symmetry. The Haldane phase of spin-1 chain is the first example of SPT phases which is protected by $\mathit{SO}(3)$ spin rotation symmetry. The topological insulator is another example of SPT phases which are protected by $U(1)$ and time-reversal symmetries. In this paper, we show that interacting bosonic SPT phases can be systematically described by group cohomology theory: Distinct $d$-dimensional bosonic SPT phases with on-site symmetry $G$ (which may contain antiunitary time-reversal symmetry) can be labeled by the elements in ${\mathcal{H}}^{1+d}[G,{U}_{T}(1)]$, the Borel $(1+d)$-group-cohomology classes of $G$ over the $G$ module ${U}_{T}(1)$. Our theory, which leads to explicit ground-state wave functions and commuting projector Hamiltonians, is based on a new type of topological term that generalizes the topological $\ensuremath{\theta}$ term in continuous nonlinear $\ensuremath{\sigma}$ models to lattice nonlinear $\ensuremath{\sigma}$ models. The boundary excitations of the nontrivial SPT phases are described by lattice nonlinear $\ensuremath{\sigma}$ models with a nonlocal Lagrangian term that generalizes the Wess-Zumino-Witten term for continuous nonlinear $\ensuremath{\sigma}$ models. As a result, the symmetry $G$ must be realized as a non-on-site symmetry for the low-energy boundary excitations, and those boundary states must be gapless or degenerate. As an application of our result, we can use ${\mathcal{H}}^{1+d}[U(1)\ensuremath{\rtimes}{Z}_{2}^{T},{U}_{T}(1)]$ to obtain interacting bosonic topological insulators (protected by time reversal ${Z}_{2}^{T}$ and boson number conservation), which contain one nontrivial phase in one-dimensional (1D) or 2D and three in 3D. We also obtain interacting bosonic topological superconductors (protected by time-reversal symmetry only), in term of ${\mathcal{H}}^{1+d}[{Z}_{2}^{T},{U}_{T}(1)]$, which contain one nontrivial phase in odd spatial dimensions and none for even dimensions. Our result is much more general than the above two examples, since it is for any symmetry group. For example, we can use ${\mathcal{H}}^{1+d}[U(1)\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{T},{U}_{T}(1)]$ to construct the SPT phases of integer spin systems with time-reversal and $U(1)$ spin rotation symmetry, which contain three nontrivial SPT phases in 1D, none in 2D, and seven in 3D. Even more generally, we find that the different bosonic symmetry breaking short-range-entangled phases are labeled by the following three mathematical objects: $({G}_{H},{G}_{\ensuremath{\Psi}},{\mathcal{H}}^{1+d}[{G}_{\ensuremath{\Psi}},{U}_{T}(1)])$, where ${G}_{H}$ is the symmetry group of the Hamiltonian and ${G}_{\ensuremath{\Psi}}$ the symmetry group of the ground states.

DOI
10.1103/physrevb.87.155114

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Symmetry protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry GGG. They can all be smoothly connected to the same trivial product state if we break the symmetry. The Haldane phase of spin-1 chain is the first example of SPT phases which is protected by SO(3)\mathit{SO}(3)SO(3) spin rotation symmetry. The topological insulator is another example of SPT phases which are protected by U(1)U(1)U(1) and time-reversal symmetries. In this paper, we show that interacting bosonic SPT phases can be systematically described by group cohomology theory: Distinct ddd-dimensional bosonic SPT phases with on-site symmetry GGG (which may contain antiunitary time-reversal symmetry) can be labeled by the elements in H1+d[G,UT(1)]{\mathcal{H}}^{1+d}[G,{U}_{T}(1)]H1+d[G,UT​(1)], the Borel (1+d)(1+d)(1+d)-group-cohomology classes of GGG over the GGG module UT(1){U}_{T}(1)UT​(1). Our theory, which leads to explicit ground-state wave functions and commuting projector Hamiltonians, is based on a new type of topological term that generalizes the topological \ensuremathθ\ensuremath{\theta}\ensuremathθ term in continuous nonlinear \ensuremathσ\ensuremath{\sigma}\ensuremathσ models to lattice nonlinear \ensuremathσ\ensuremath{\sigma}\ensuremathσ models. The boundary excitations of the nontrivial SPT phases are described by lattice nonlinear \ensuremathσ\ensuremath{\sigma}\ensuremathσ models with a nonlocal Lagrangian term that generalizes the Wess-Zumino-Witten term for continuous nonlinear \ensuremathσ\ensuremath{\sigma}\ensuremathσ models. As a result, the symmetry GGG must be realized as a non-on-site symmetry for the low-energy boundary excitations, and those boundary states must be gapless or degenerate. As an application of our result, we can use H1+d[U(1)\ensuremath⋊Z2T,UT(1)]{\mathcal{H}}^{1+d}[U(1)\ensuremath{\rtimes}{Z}_{2}^{T},{U}_{T}(1)]H1+d[U(1)\ensuremath⋊Z2T​,UT​(1)] to obtain interacting bosonic topological insulators (protected by time reversal Z2T{Z}_{2}^{T}Z2T​ and boson number conservation), which contain one nontrivial phase in one-dimensional (1D) or 2D and three in 3D. We also obtain interacting bosonic topological superconductors (protected by time-reversal symmetry only), in term of H1+d[Z2T,UT(1)]{\mathcal{H}}^{1+d}[{Z}_{2}^{T},{U}_{T}(1)]H1+d[Z2T​,UT​(1)], which contain one nontrivial phase in odd spatial dimensions and none for even dimensions. Our result is much more general than the above two examples, since it is for any symmetry group. For example, we can use H1+d[U(1)\ifmmode×\else\texttimes\fiZ2T,UT(1)]{\mathcal{H}}^{1+d}[U(1)\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{T},{U}_{T}(1)]H1+d[U(1)\ifmmode×\else\texttimes\fiZ2T​,UT​(1)] to construct the SPT phases of integer spin systems with time-reversal and U(1)U(1)U(1) spin rotation symmetry, which contain three nontrivial SPT phases in 1D, none in 2D, and seven in 3D. Even more generally, we find that the different bosonic symmetry breaking short-range-entangled phases are labeled by the following three mathematical objects: (GH,G\ensuremathΨ,H1+d[G\ensuremathΨ,UT(1)])({G}_{H},{G}_{\ensuremath{\Psi}},{\mathcal{H}}^{1+d}[{G}_{\ensuremath{\Psi}},{U}_{T}(1)])(GH​,G\ensuremathΨ​,H1+d[G\ensuremathΨ​,UT​(1)]), where GH{G}_{H}GH​ is the symmetry group of the Hamiltonian and G\ensuremathΨ{G}_{\ensuremath{\Psi}}G\ensuremathΨ​ the symmetry group of the ground states.
Symmetry protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry G. They can all be smoothly connected to the same trivial product state if we break the symmetry. The Haldane phase of spin-1 chain is the first example of SPT phase which is protected by SO(3) spin rotation symmetry. The topological insulator is another exam- ple of SPT phase which is protected by U(1) and time reversal symmetries. It has been shown that free fermion SPT phases can be systematically described by the K-theory. In this paper, we show that interacting bosonic SPT phases can be systematically described by group cohomology theory: distinct d-dimensional bosonic SPT phases with on-site symmetry G (which may contain anti-unitary time reversal symmetry) can be labeled by the elements in H^{1+d}[G, U_T(1)] - the Borel (1 + d)-group-cohomology classes of G over the G-module U_T(1). The boundary excitations of the non-trivial SPT phases are gapless or degenerate. Even more generally, we find that the different bosonic symmetry breaking short-range-entangled phases are labeled by the following three mathematical objects: (G_H, G_{\Psi}, H^{1+d}[G_{\Psi}, U_T(1)], where G_H is the symmetry group of the Hamiltonian and G_{\Psi} the symmetry group of the ground states.
Symmetry-protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry GGG, which can all be smoothly connected to the trivial product states if we break the symmetry. It has been shown that a large class of interacting bosonic SPT phases can be systematically described by group cohomology theory. In this paper, we introduce a (special) group supercohomology theory which is a generalization of the standard group cohomology theory. We show that a large class of short-range interacting fermionic SPT phases can be described by the group supercohomology theory. Using the data of supercocycles, we can obtain the ideal ground state wave function for the corresponding fermionic SPT phase. We can also obtain the bulk Hamiltonian that realizes the SPT phase, as well as the anomalous (i.e., non-onsite) symmetry for the boundary effective Hamiltonian. The anomalous symmetry on the boundary implies that the symmetric boundary must be gapless for (1+1)-dimensional [(1+1)D] boundary, and must be gapless or topologically ordered beyond (1+1)D. As an application of this general result, we construct a new SPT phase in three dimensions, for interacting fermionic superconductors with coplanar spin order (which have T2=1{T}^{2}=1T2=1 time-reversal Z2T{Z}_{2}^{T}Z2T​ and fermion-number-parity Z2f{Z}_{2}^{f}Z2f​ symmetries described by a full symmetry group ${Z}_{2}^{T}\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{f}$). Such a fermionic SPT state can neither be realized by free fermions nor by interacting bosons (formed by fermion pairs), and thus are not included in the KKK-theory classification for free fermions or group cohomology description for interacting bosons. We also construct three interacting fermionic SPT phases in two dimensions (2D) with a full symmetry group ${Z}_{2}\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{f}$. Those 2D fermionic SPT phases all have central-charge c=1c=1c=1 gapless edge excitations, if the symmetry is not broken.
It has been shown that the bosonic symmetry-protected-trivial (SPT) phases with pure gauge anomalous boundary can all be realized via nonlinear σ models (NLσMs) of the symmetry group G with various topological terms. Those SPT phases (called the pure SPT phases) can be classified by group cohomology H[superscript d](G,R/Z). But there are also SPT phases with mixed gauge-gravity anomalous boundary (which will be called the mixed SPT phases). Some of the mixed SPT states were also referred as the beyond-group-cohomology SPT states. In this paper, we show that those beyond-group-cohomology SPT states are actually within another type of group cohomology classification. More precisely, we show that both the pure and the mixed SPT phases can be realized by G × SO(∞) NLσMs with various topological terms. Through the group cohomology H[superscript d][G × SO(∞),R/Z], we find that the set of our constructed SPT phases in d-dimensional space-time are described by E[superscript d](G) ⋊ ⊕[d−1 over k=1]H[superscript k](G,iTO[d−k over L]) ⊕ H[superscript d](G,R/Z) where G may contain time reversal. Here iTO[d over L] is the set of the topologically ordered phases in d-dimensional space-time that have no topological excitations, and one has iTO[1 over L] = iTO[2 over L] = iTO[4 over L] = iTO[6 over L] = 0, iTO[3 over L] = Z, iTO[5 over L] = Z[subscript 2], iTO[7 over L] =2Z. For G=U(1) ⋊ Z[ T over 2] (charge conservation and time-reversal symmetry), we find that the mixed SPT phases beyond H[superscript d][U(1) ⋊ Z[T over 2],R/Z] are described by Z[subscript 2] in 3 + 1D, Z in 4 + 1D, 3Z[subscript 2] in 5 + 1D, and 4Z[subscript 2] in 6 + 1D. Our construction also gives us the topological invariants that fully characterize the corresponding SPT and iTO phases. Through several examples, we show how the universal physical properties of SPT phases can be obtained from those topological invariants.
Symmetry-protected topological (SPT) phases are bulk-gapped quantum phases with symmetries, which have gapless or degenerate boundary states as long as the symmetries are not broken. The SPT phases in free fermion systems, such as topological insulators, can be classified; however, it is not known what SPT phases exist in general interacting systems. We present a systematic way to construct SPT phases in interacting bosonic systems. Just as group theory allows us to construct 230 crystal structures in three-dimensional space, we use group cohomology theory to systematically construct different interacting bosonic SPT phases in any dimension and with any symmetry, leading to the discovery of bosonic topological insulators and superconductors.
It has been shown that the bosonic symmetry-protected-trivial (SPT) phases with pure gauge anomalous boundary can all be realized via nonlinear $\ensuremath{\sigma}$ models $(\mathrm{NL}\ensuremath{\sigma}\mathrm{Ms})$ of the symmetry group GGG with various topological terms. Those SPT phases (called the pure SPT phases) can be classified by group cohomology Hd(G,R/Z){\mathcal{H}}^{d}(G,\mathbb{R}/\mathbb{Z})Hd(G,R/Z). But there are also SPT phases with mixed gauge-gravity anomalous boundary (which will be called the mixed SPT phases). Some of the mixed SPT states were also referred as the beyond-group-cohomology SPT states. In this paper, we show that those beyond-group-cohomology SPT states are actually within another type of group cohomology classification. More precisely, we show that both the pure and the mixed SPT phases can be realized by $G\ifmmode\times\else\texttimes\fi{}SO(\ensuremath{\infty}) \mathrm{NL}\ensuremath{\sigma}\mathrm{Ms}$ with various topological terms. Through the group cohomology ${\mathcal{H}}^{d}[G\ifmmode\times\else\texttimes\fi{}SO(\ensuremath{\infty}),\mathbb{R}/\mathbb{Z}]$, we find that the set of our constructed SPT phases in ddd-dimensional space-time are described by ${E}^{d}(G)\ensuremath{\rtimes}{\ensuremath{\bigoplus}}_{k=1}^{d\ensuremath{-}1}{\mathcal{H}}^{k}(G,{\text{iTO}}_{L}^{d\ensuremath{-}k})\ensuremath{\bigoplus}{\mathcal{H}}^{d}(G,\mathbb{R}/\mathbb{Z})$ where GGG may contain time reversal. Here iTOLd{\text{iTO}}_{L}^{d}iTOLd​ is the set of the topologically ordered phases in ddd-dimensional space-time that have no topological excitations, and one has iTOL1=iTOL2=iTOL4=iTOL6=0,iTOL3=Z,iTOL5=Z2,iTOL7=2Z{\text{iTO}}_{L}^{1}={\text{iTO}}_{L}^{2}={\text{iTO}}_{L}^{4}={\text{iTO}}_{L}^{6}=0,\phantom{\rule{0.16em}{0ex}}{\text{iTO}}_{L}^{3}=\mathbb{Z},\phantom{\rule{0.16em}{0ex}}{\text{iTO}}_{L}^{5}={\mathbb{Z}}_{2},\phantom{\rule{0.16em}{0ex}}{\text{iTO}}_{L}^{7}=2\mathbb{Z}iTOL1​=iTOL2​=iTOL4​=iTOL6​=0,iTOL3​=Z,iTOL5​=Z2​,iTOL7​=2Z. For $G=U(1)\ensuremath{\rtimes}{Z}_{2}^{T}$ (charge conservation and time-reversal symmetry), we find that the mixed SPT phases beyond ${\mathcal{H}}^{d}[U(1)\ensuremath{\rtimes}{Z}_{2}^{T},\mathbb{R}/\mathbb{Z}]$ are described by Z2{\mathbb{Z}}_{2}Z2​ in 3 + 1D, Z\mathbb{Z}Z in 4 + 1D, 3Z23{\mathbb{Z}}_{2}3Z2​ in 5 + 1D, and 4Z24{\mathbb{Z}}_{2}4Z2​ in 6 + 1D. Our construction also gives us the topological invariants that fully characterize the corresponding SPT and iTO phases. Through several examples, we show how the universal physical properties of SPT phases can be obtained from those topological invariants.
Symmetry-protected topological (SPT) phases are gapped quantum phases with a certain symmetry, which can all be smoothly connected to the same trivial product state if we break the symmetry. For noninteracting fermion systems with time reversal ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}$), charge conjugation ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{C}$), and/or U(1)U(1)U(1) ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$) symmetries, the total symmetry group can depend on the relations between those symmetry operations, such as $\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}}^{\ensuremath{-}1}=\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$ or $\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}}^{\ensuremath{-}1}=\ensuremath{-}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$. As a result, the SPT phases of those fermion systems with different symmetry groups have different classifications. In this paper, we use Kitaev's K-theory approach to classify the gapped free-fermion phases for those possible symmetry groups. In particular, we can view the U(1)U(1)U(1) as a spin rotation. We find that superconductors with the Sz{S}_{z}Sz​ spin-rotation symmetry are classified by ZZZ in even dimensions, while superconductors with the time reversal plus the Sz{S}_{z}Sz​ spin-rotation symmetries are classified by ZZZ in odd dimensions. We show that all 10 classes of gapped free-fermion phases can be realized by electron systems with certain symmetries. We also point out that, to properly describe the symmetry of a fermionic system, we need to specify its full symmetry group that includes the fermion number parity transformation ${(\ensuremath{-})}^{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}}$. The full symmetry group is actually a projective symmetry group.