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arXiv:1204.0520 · Physical Review Letters

Interacting One-Dimensional Fermionic Symmetry-Protected Topological Phases

Evelyn Tang, Xiao-Gang Wen

Published Aug 27, 2012• 61 citations
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Abstract

In free fermion systems with given symmetry and dimension, the possible topological phases are labeled by elements of only three types of Abelian groups, 0, Z2, or Z. For example, noninteracting one-dimensional fermionic superconducting phases with S(z) spin rotation and time-reversal symmetries are classified by Z. We show that with weak interactions, this classification reduces to Z4. Using group cohomology, one can additionally show that there are only four distinct phases for such one-dimensional superconductors even with strong interactions. Comparing their projective representations, we find that all these four symmetry-protected topological phases can be realized with free fermions. Further, we show that one-dimensional fermionic superconducting phases with Z(n) discrete S(z) spin rotation and time-reversal symmetries are classified by Z4 when n is even and Z2 when n is odd; again, all these strongly interacting topological phases can be realized by noninteracting fermions. Our approach can be applied to systems with other symmetries to see which one-dimensional topological phases can be realized with free fermions.

DOI
10.1103/physrevlett.109.096403

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In free fermion systems with given symmetry and dimension, the possible topological phases are labeled by elements of only three types of Abelian groups, 0, Z2, or Z. For example, noninteracting one-dimensional fermionic superconducting phases with S(z) spin rotation and time-reversal symmetries are classified by Z. We show that with weak interactions, this classification reduces to Z4. Using group cohomology, one can additionally show that there are only four distinct phases for such one-dimensional superconductors even with strong interactions. Comparing their projective representations, we find that all these four symmetry-protected topological phases can be realized with free fermions. Further, we show that one-dimensional fermionic superconducting phases with Z(n) discrete S(z) spin rotation and time-reversal symmetries are classified by Z4 when n is even and Z2 when n is odd; again, all these strongly interacting topological phases can be realized by noninteracting fermions. Our approach can be applied to systems with other symmetries to see which one-dimensional topological phases can be realized with free fermions.
Symmetry-protected topological (SPT) phases are gapped short-range-entangled quantum phases with a symmetry GGG, which can all be smoothly connected to the trivial product states if we break the symmetry. It has been shown that a large class of interacting bosonic SPT phases can be systematically described by group cohomology theory. In this paper, we introduce a (special) group supercohomology theory which is a generalization of the standard group cohomology theory. We show that a large class of short-range interacting fermionic SPT phases can be described by the group supercohomology theory. Using the data of supercocycles, we can obtain the ideal ground state wave function for the corresponding fermionic SPT phase. We can also obtain the bulk Hamiltonian that realizes the SPT phase, as well as the anomalous (i.e., non-onsite) symmetry for the boundary effective Hamiltonian. The anomalous symmetry on the boundary implies that the symmetric boundary must be gapless for (1+1)-dimensional [(1+1)D] boundary, and must be gapless or topologically ordered beyond (1+1)D. As an application of this general result, we construct a new SPT phase in three dimensions, for interacting fermionic superconductors with coplanar spin order (which have T2=1{T}^{2}=1T2=1 time-reversal Z2T{Z}_{2}^{T}Z2T​ and fermion-number-parity Z2f{Z}_{2}^{f}Z2f​ symmetries described by a full symmetry group ${Z}_{2}^{T}\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{f}$). Such a fermionic SPT state can neither be realized by free fermions nor by interacting bosons (formed by fermion pairs), and thus are not included in the KKK-theory classification for free fermions or group cohomology description for interacting bosons. We also construct three interacting fermionic SPT phases in two dimensions (2D) with a full symmetry group ${Z}_{2}\ifmmode\times\else\texttimes\fi{}{Z}_{2}^{f}$. Those 2D fermionic SPT phases all have central-charge c=1c=1c=1 gapless edge excitations, if the symmetry is not broken.
Crystalline symmetry and time-reversal symmetry are commonly present in real superconducting materials. However, the topological classification of systems respecting these symmetries, particularly for interacting fermions, remains incomplete. In this work, we systematically classify time-reversal symmetry-protected crystalline topological superconductors in two-dimensional interacting fermionic systems using an explicit real-space construction. Among the resulting phases, we identify intrinsically interacting fermionic topological superconductors, i.e., phases that cannot be realized in either free-fermion or interacting bosonic systems. For spinless fermions with protecting symmetry group C4×Z2TC_4 \times Z_2^TC4​×Z2T​ or D4×Z2TD_4 \times Z_2^TD4​×Z2T​ (plus fermion parity), the intrinsic sector has a Z4Z_4Z4​ classification. The corresponding root phases generating this Z4Z_4Z4​ classification admit a transparent real-space construction in terms of decorated 1D blocks. These blocks are 1D fermionic symmetry-protected topological (FSPT) phases, realizable as double Majorana chains. We further find the corresponding Z4Z_4Z4​ spinless intrinsic phases for wallpaper groups p4p4p4, p4mp4mp4m, and p4gp4gp4g. We also find an additional Z2Z_2Z2​ intrinsically interacting phase for spinless fermions with wallpaper group pmpmpm, which is absent with the corresponding point-group symmetry alone. Moreover, these intrinsic phases naturally give rise to higher-order FSPT phases that support corner zero modes. Finally, we verify the crystalline equivalence principle for generic 2D interacting FSPT systems with both crystalline and internal symmetries.
Symmetry-protected topological (SPT) phases are gapped quantum phases with a certain symmetry, which can all be smoothly connected to the same trivial product state if we break the symmetry. For noninteracting fermion systems with time reversal ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}$), charge conjugation ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{C}$), and/or U(1)U(1)U(1) ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$) symmetries, the total symmetry group can depend on the relations between those symmetry operations, such as $\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}}^{\ensuremath{-}1}=\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$ or $\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}}^{\ensuremath{-}1}=\ensuremath{-}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$. As a result, the SPT phases of those fermion systems with different symmetry groups have different classifications. In this paper, we use Kitaev's K-theory approach to classify the gapped free-fermion phases for those possible symmetry groups. In particular, we can view the U(1)U(1)U(1) as a spin rotation. We find that superconductors with the Sz{S}_{z}Sz​ spin-rotation symmetry are classified by ZZZ in even dimensions, while superconductors with the time reversal plus the Sz{S}_{z}Sz​ spin-rotation symmetries are classified by ZZZ in odd dimensions. We show that all 10 classes of gapped free-fermion phases can be realized by electron systems with certain symmetries. We also point out that, to properly describe the symmetry of a fermionic system, we need to specify its full symmetry group that includes the fermion number parity transformation ${(\ensuremath{-})}^{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}}$. The full symmetry group is actually a projective symmetry group.
Strong interactions can give rise to new fermionic symmetry-protected topological phases which have no analogs in free fermion systems. As an example, we have systematically studied a spinless fermion model with U(1)U(1)U(1) charge conservation and time-reversal symmetry on a three-leg ladder using density-matrix renormalization group. In the noninteracting limit, there are no topological phases. Turning on interactions, we found two gapped phases. One is trivial and is adiabatically connected to a band insulator, while another one is a nontrivial symmetry-protected topological phase resulting from strong interactions.
It has been proposed recently that interacting Symmetry Protected Topological Phases can be classified using cobordism theory. We test this proposal in the case of Fermionic SPT phases with Z2 {\mathrm{\mathbb{Z}}}_2 Z2​ symmetry, where Z2 {\mathrm{\mathbb{Z}}}_2 Z2​ is either time-reversal or an internal symmetry. We find that cobordism classification correctly describes all known Fermionic SPT phases in space dimension D ≤ 3 and also predicts that all such phases can be realized by free fermions. In higher dimensions we predict the existence of inherently interacting fermionic SPT phases.
In this thesis, we study gapped topological phases of matter in systems with strong inter-particle interaction. They are challenging to analyze theoretically, because interaction not only gives rise to a plethora of phases that are otherwise absent, but also renders methods used to analyze non-interacting systems inadequate. By now, people have had a relatively systematic understanding of topological orders in two spatial dimensions. However, less is known about the higher dimensional cases. In Chapter 2, we will explore three dimensional long-range entangled topological orders in the framework of Walker-Wang models, which are a class of exactly solvable models for three-dimensional topological phases that are not known previously to be able to capture these phases. We find that they can represent a class of twisted discrete gauge theories, which were discovered using a different formalism. Meanwhile, a systematic theory of bosonic symmetry protected topological (SPT) phases in all spatial dimensions have been developed based on group cohomology. A generalization of the theory to group supercohomology has been proposed to classify and characterize fermionic SPT phases in all dimensions. However, it can only handle cases where the symmetry group of the system is a product of discrete unitary symmetries. Furthermore, the classification is known to be incomplete for certain symmetries. In Chapter 3, we will construct an exactly solvable model for the two-dimensional time-reversal-invariant topological superconductors, which could be valuable as a first attempt to a systematic understanding of strongly interacting fermionic SPT phases with anti-unitary symmetries in terms of exactly solvable models. In Chapter 4, we will propose an alternative classification of fermionic SPT phases using the spin cobordism theory, which hopefully can capture all the phases missing in the supercohomology classification. We test this proposal in the case of fermionic SPT phases with Z2 symmetry, where Z2 is either time-reversal or an internal symmetry. We find that cobordism classification correctly describes all known fermionic SPT phases in space dimensions less than or equal to 3.