Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

Physica Scripta

Interacting topological phases and quantum anomalies

Shinsei Ryu

Published Aug 25, 2015• 10 citations
Publisher

Abstract

We give a brief overview on interacting symmetry-protected topological (SPT) phases. In particular, we will focus on various cases where the classification of non-interacting fermionic systems breaks down in the presence of interactions. The examples include topological (and trivial) superconductors in one, two and three spatial dimensions, protected by various symmetries such as time-reversal, spin parity, and reflection symmetries. Common to these examples is the ‘collapse’ of the non-interacting classification, where an integer classification (‘ ’) at non-interacting level reduces to or in the presence of interactions. We make use of these examples to illustrate various approaches to interacting SPT phases.

DOI
10.1088/0031-8949/2015/t164/014009

Related papers

Interacting topological phases and quantum anomalies

Shinsei Ryu

We give a brief overview on interacting symmetry-protected topological (SPT) phases. In particular, we will focus on various cases where the classification of non-interacting fermionic systems breaks down in the presence of interactions. The examples include topological (and trivial) superconductors in one, two and three spatial dimensions, protected by various symmetries such as time-reversal, spin parity, and reflection symmetries. Common to these examples is the ‘collapse’ of the non-interacting classification, where an integer classification (‘’) at non-interacting level reduces to or in the presence of interactions. We make use of these examples to illustrate various approaches to interacting SPT phases.

Bulletin of the American Physical Society•Mar 21, 2013•0 citations

Symmetry-protected topological phases and quantum anomalies

Chang-Tse Hsieh

We present the correspondence between symmetry-protected topological (SPT) phases and their anomalous boundary states, based on examples in various spacetime dimensions. Through the study of the effect of interactions on these SPT phases, we discovered a new formalism of quantum anomalies, associated with discrete spacetime (such as time-reversal and spatial reflection) symmetries in particular, to classify distinct interacting topological phases. An example is the Z2 classification of the (2+1)d topological insulator protected by charge U(1) and time-reversal (or CP) symmetries, which can be deduced by the form of the global U(1) gauge anomalies on its edge theories defined on closed unorientable manifolds. In this case, the nontrivial phase (in free systems) is robust against electron interactions. Another example is the (3+1)d topological superconductor protected by only time-reversal or reflection symmetry. For this system, we identified the bulk phase by studying the global gravitational anomalies of the surface theories formulated on unorientable spacetime manifolds, and also discussed its connection to the collapse of the non-interacting classification by an integer Z to Z16, in the presence of interactions. We also revisit the problem of gauging a discrete internal symmetry in theories of chiral (Weyl) fermions in 3+1 dimensions – which have not been fully understood so far – from the perspective of fermionic SPT phases in 4+1 dimensions. Comparing with the previous results, we give a complete answer for the anomalies constraints on the discrete symmetry, as our approach is based on purely geometrical considerations, namely, our assumption is more fundamental and general. Furthermore, our result also provides an understanding of gapped states of fermions with anomalous discrete symmetries, and we present a model, based on weak coupling, for constructing these anomalous gapped states.

•Jul 11, 2017•0 citations

Symmetry-protected topological phases in noninteracting fermion systems

Xiao-Gang Wen

Symmetry-protected topological (SPT) phases are gapped quantum phases with a certain symmetry, which can all be smoothly connected to the same trivial product state if we break the symmetry. For noninteracting fermion systems with time reversal ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}$), charge conjugation ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{C}$), and/or $U(1)$ ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$) symmetries, the total symmetry group can depend on the relations between those symmetry operations, such as $\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}}^{\ensuremath{-}1}=\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$ or $\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}}^{\ensuremath{-}1}=\ensuremath{-}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$. As a result, the SPT phases of those fermion systems with different symmetry groups have different classifications. In this paper, we use Kitaev's K-theory approach to classify the gapped free-fermion phases for those possible symmetry groups. In particular, we can view the $U(1)$ as a spin rotation. We find that superconductors with the ${S}_{z}$ spin-rotation symmetry are classified by $Z$ in even dimensions, while superconductors with the time reversal plus the ${S}_{z}$ spin-rotation symmetries are classified by $Z$ in odd dimensions. We show that all 10 classes of gapped free-fermion phases can be realized by electron systems with certain symmetries. We also point out that, to properly describe the symmetry of a fermionic system, we need to specify its full symmetry group that includes the fermion number parity transformation ${(\ensuremath{-})}^{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}}$. The full symmetry group is actually a projective symmetry group.

arXiv:1111.6341•Physical Review B•Feb 9, 2012•123 citations

Interacting fermionic symmetry-protected topological phases in two dimensions

Chenjie Wang, Chien‐Hung Lin, Zheng‐Cheng Gu

Symmetry-protected topological (SPT) phases (e.g., the well known topological insulators) are a class of energetically gapped condensed matter systems that exhibit interesting topological properties only in the presence of certain global symmetries. While a great understanding of noninteracting fermionic SPT phases has been achieved recently, interacting SPT phases, in particular those that exist only in strongly interacting systems, are much less understood in general. Here, the authors study strongly interacting fermionic SPT phases in two spatial dimensions with finite Abelian unitary symmetries and provide a potentially complete classification of them.

arXiv:1610.08478•Physical review. B./Physical review. B•May 22, 2017•59 citations

Global anomalies on the surface of fermionic symmetry-protected topological phases in (3+1) dimensions

Chang-Tse Hsieh, Gil Young Cho, Shinsei Ryu

Quantum anomalies, breakdown of classical symmetries by quantum effects, provide a sharp definition of symmetry protected topological phases. In particular, they can diagnose interaction effects on the noninteracting classification of fermionic symmetry protected topological phases. In this paper, we identify quantum anomalies in two kinds of (3+1)d fermionic symmetry protected topological phases: (i) topological insulators protected by CP (charge conjugation $\ifmmode\times\else\texttimes\fi{}$ reflection) and electromagnetic $\mathrm{U}(1)$ symmetries, and (ii) topological superconductors protected by reflection symmetry. For the first example, which is related to, by CPT-theorem, time-reversal symmetric topological insulators, we show that the CP-projected partition function of the surface theory is not invariant under large $\mathrm{U}(1)$ gauge transformations, but picks up an anomalous sign, signaling a ${\mathbb{Z}}_{2}$ topological classification. Similarly, for the second example, which is related to, by CPT-theorem, class DIII topological superconductors, we discuss the invariance/noninvariance of the partition function of the surface theory, defined on the three-torus and its descendants generated by the orientifold projection, under large diffeomorphisms (coordinate transformations). The connection to the collapse of the noninteracting classification by an integer ($\mathbb{Z}$) to ${\mathbb{Z}}_{16}$, in the presence of interactions, is discussed.

arXiv:1503.01411•Physical review. B./Physical review. B•Feb 18, 2016•74 citations

Symmetry protected topological phases of matter

Yoshimasa Hidaka, Ken Shiozaki, Kenji Fukushima

One problem of paramount importance in physics over various fields such as elementary particle physics, condensed matter physics, and statistical mechanics has been to make classification of phases of matter, including nontrivial structures of the vacuum. The triumphant history of theory on the phase classification and the phase transition can be traced back to Landau, which is based on the spontaneous breaking of symmetry. It is known, however, that other kinds of phases exist that cannot be characterized by conventional arguments of symmetry breaking, namely, topological phases. Topological phases are gapped phases at zero temperature without symmetry breaking. Examples of the topological phases include a quantum phase in a fractional quantum Hall system, where the ground state exhibits degeneracy, and an anyon, a quasi-particle with nontrivial statistical nature, neither boson nor fermion, emerges as a low-energy excitation. In contemporary physics of the 21st century, it has been revealed that, among various topological states, there exists a nontrivial ground state that does not have ground state degeneracy and yet can be distinguished from a trivial state. This nontrivial ground state, i.e., a topological insulator, has been recognized first in free electron systems [1–3] and later extended to more general quantum many-body systems with interactions including bosonic (spin) systems. Now, such a generalized situation is called a symmetry protected topological (SPT) phase [4–7]. From the point of a modern view of the SPT phase, nontrivial states, such as the Haldane state proposed in antiferromagnetic quantum spin systems in the 1980’s [8] and the ground state in the Affleck-Kennedy-Lieb-Tasaki model [9], belong to the SPT phase. A remarkable feature of the SPT phase is that, if the system has a surface, gapless surface states appear and they are stable against disturbances which do not break the symmetry. One way to understand these surface states is the quantum anomaly on the surface. That is, as long as the surface is concerned, the quantum anomaly arises, but the whole system has no quantum anomaly, and the symmetry is preserved due to cancellation from the bulk contribution. This canceling mechanism of the quantum anomaly has been long known as the anomaly inflow in elementary particle physics [10]. In fact, the classification of the SPT phases can be identified as the classification of the quantum anomaly through the bulk-boundary correspondence. This type of the quantum anomaly closely related to the SPT phase can provide us with a useful theoretical device to constrain phases that can or cannot be realized under the ’t Hooft anomaly matching condition [11–13]. It is quite difficult to scrutinize nonperturbatively interacting systems, but the ’t Hooft anomaly matching condition can be applied to those systems, and possible phases can be constrained. Nowadays, our understanding of the SPT phases has been so developed that applications of the anomaly matching condition can cover systems with finite groups and/or extending objects [14–16]. In this way, the concept of the topological phases has been essential by now in a wide range of physics, particularly in elementary particle physics, condensed matter physics, and statistical mechanics, as mentioned in the beginning. This special section is a collection of papers related to the topological aspects of physics including the topological phases. We would like to express our sincere gratitude to all the authors who made excellent contributions.

Progress of Theoretical and Experimental Physics•Mar 16, 2022•1 citation
We give a brief overview on interacting symmetry-protected topological (SPT) phases. In particular, we will focus on various cases where the classification of non-interacting fermionic systems breaks down in the presence of interactions. The examples include topological (and trivial) superconductors in one, two and three spatial dimensions, protected by various symmetries such as time-reversal, spin parity, and reflection symmetries. Common to these examples is the ‘collapse’ of the non-interacting classification, where an integer classification (‘ ’) at non-interacting level reduces to or in the presence of interactions. We make use of these examples to illustrate various approaches to interacting SPT phases.
We give a brief overview on interacting symmetry-protected topological (SPT) phases. In particular, we will focus on various cases where the classification of non-interacting fermionic systems breaks down in the presence of interactions. The examples include topological (and trivial) superconductors in one, two and three spatial dimensions, protected by various symmetries such as time-reversal, spin parity, and reflection symmetries. Common to these examples is the ‘collapse’ of the non-interacting classification, where an integer classification (‘’) at non-interacting level reduces to or in the presence of interactions. We make use of these examples to illustrate various approaches to interacting SPT phases.
We present the correspondence between symmetry-protected topological (SPT) phases and their anomalous boundary states, based on examples in various spacetime dimensions. Through the study of the effect of interactions on these SPT phases, we discovered a new formalism of quantum anomalies, associated with discrete spacetime (such as time-reversal and spatial reflection) symmetries in particular, to classify distinct interacting topological phases. An example is the Z2 classification of the (2+1)d topological insulator protected by charge U(1) and time-reversal (or CP) symmetries, which can be deduced by the form of the global U(1) gauge anomalies on its edge theories defined on closed unorientable manifolds. In this case, the nontrivial phase (in free systems) is robust against electron interactions. Another example is the (3+1)d topological superconductor protected by only time-reversal or reflection symmetry. For this system, we identified the bulk phase by studying the global gravitational anomalies of the surface theories formulated on unorientable spacetime manifolds, and also discussed its connection to the collapse of the non-interacting classification by an integer Z to Z16, in the presence of interactions. We also revisit the problem of gauging a discrete internal symmetry in theories of chiral (Weyl) fermions in 3+1 dimensions – which have not been fully understood so far – from the perspective of fermionic SPT phases in 4+1 dimensions. Comparing with the previous results, we give a complete answer for the anomalies constraints on the discrete symmetry, as our approach is based on purely geometrical considerations, namely, our assumption is more fundamental and general. Furthermore, our result also provides an understanding of gapped states of fermions with anomalous discrete symmetries, and we present a model, based on weak coupling, for constructing these anomalous gapped states.
Symmetry-protected topological (SPT) phases are gapped quantum phases with a certain symmetry, which can all be smoothly connected to the same trivial product state if we break the symmetry. For noninteracting fermion systems with time reversal ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}$), charge conjugation ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{C}$), and/or U(1)U(1)U(1) ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$) symmetries, the total symmetry group can depend on the relations between those symmetry operations, such as $\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}}^{\ensuremath{-}1}=\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$ or $\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}}^{\ensuremath{-}1}=\ensuremath{-}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$. As a result, the SPT phases of those fermion systems with different symmetry groups have different classifications. In this paper, we use Kitaev's K-theory approach to classify the gapped free-fermion phases for those possible symmetry groups. In particular, we can view the U(1)U(1)U(1) as a spin rotation. We find that superconductors with the Sz{S}_{z}Sz​ spin-rotation symmetry are classified by ZZZ in even dimensions, while superconductors with the time reversal plus the Sz{S}_{z}Sz​ spin-rotation symmetries are classified by ZZZ in odd dimensions. We show that all 10 classes of gapped free-fermion phases can be realized by electron systems with certain symmetries. We also point out that, to properly describe the symmetry of a fermionic system, we need to specify its full symmetry group that includes the fermion number parity transformation ${(\ensuremath{-})}^{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}}$. The full symmetry group is actually a projective symmetry group.
Symmetry-protected topological (SPT) phases (e.g., the well known topological insulators) are a class of energetically gapped condensed matter systems that exhibit interesting topological properties only in the presence of certain global symmetries. While a great understanding of noninteracting fermionic SPT phases has been achieved recently, interacting SPT phases, in particular those that exist only in strongly interacting systems, are much less understood in general. Here, the authors study strongly interacting fermionic SPT phases in two spatial dimensions with finite Abelian unitary symmetries and provide a potentially complete classification of them.
Quantum anomalies, breakdown of classical symmetries by quantum effects, provide a sharp definition of symmetry protected topological phases. In particular, they can diagnose interaction effects on the noninteracting classification of fermionic symmetry protected topological phases. In this paper, we identify quantum anomalies in two kinds of (3+1)d fermionic symmetry protected topological phases: (i) topological insulators protected by CP (charge conjugation $\ifmmode\times\else\texttimes\fi{}$ reflection) and electromagnetic U(1)\mathrm{U}(1)U(1) symmetries, and (ii) topological superconductors protected by reflection symmetry. For the first example, which is related to, by CPT-theorem, time-reversal symmetric topological insulators, we show that the CP-projected partition function of the surface theory is not invariant under large U(1)\mathrm{U}(1)U(1) gauge transformations, but picks up an anomalous sign, signaling a Z2{\mathbb{Z}}_{2}Z2​ topological classification. Similarly, for the second example, which is related to, by CPT-theorem, class DIII topological superconductors, we discuss the invariance/noninvariance of the partition function of the surface theory, defined on the three-torus and its descendants generated by the orientifold projection, under large diffeomorphisms (coordinate transformations). The connection to the collapse of the noninteracting classification by an integer (Z\mathbb{Z}Z) to Z16{\mathbb{Z}}_{16}Z16​, in the presence of interactions, is discussed.
One problem of paramount importance in physics over various fields such as elementary particle physics, condensed matter physics, and statistical mechanics has been to make classification of phases of matter, including nontrivial structures of the vacuum. The triumphant history of theory on the phase classification and the phase transition can be traced back to Landau, which is based on the spontaneous breaking of symmetry. It is known, however, that other kinds of phases exist that cannot be characterized by conventional arguments of symmetry breaking, namely, topological phases. Topological phases are gapped phases at zero temperature without symmetry breaking. Examples of the topological phases include a quantum phase in a fractional quantum Hall system, where the ground state exhibits degeneracy, and an anyon, a quasi-particle with nontrivial statistical nature, neither boson nor fermion, emerges as a low-energy excitation. In contemporary physics of the 21st century, it has been revealed that, among various topological states, there exists a nontrivial ground state that does not have ground state degeneracy and yet can be distinguished from a trivial state. This nontrivial ground state, i.e., a topological insulator, has been recognized first in free electron systems [1–3] and later extended to more general quantum many-body systems with interactions including bosonic (spin) systems. Now, such a generalized situation is called a symmetry protected topological (SPT) phase [4–7]. From the point of a modern view of the SPT phase, nontrivial states, such as the Haldane state proposed in antiferromagnetic quantum spin systems in the 1980’s [8] and the ground state in the Affleck-Kennedy-Lieb-Tasaki model [9], belong to the SPT phase. A remarkable feature of the SPT phase is that, if the system has a surface, gapless surface states appear and they are stable against disturbances which do not break the symmetry. One way to understand these surface states is the quantum anomaly on the surface. That is, as long as the surface is concerned, the quantum anomaly arises, but the whole system has no quantum anomaly, and the symmetry is preserved due to cancellation from the bulk contribution. This canceling mechanism of the quantum anomaly has been long known as the anomaly inflow in elementary particle physics [10]. In fact, the classification of the SPT phases can be identified as the classification of the quantum anomaly through the bulk-boundary correspondence. This type of the quantum anomaly closely related to the SPT phase can provide us with a useful theoretical device to constrain phases that can or cannot be realized under the ’t Hooft anomaly matching condition [11–13]. It is quite difficult to scrutinize nonperturbatively interacting systems, but the ’t Hooft anomaly matching condition can be applied to those systems, and possible phases can be constrained. Nowadays, our understanding of the SPT phases has been so developed that applications of the anomaly matching condition can cover systems with finite groups and/or extending objects [14–16]. In this way, the concept of the topological phases has been essential by now in a wide range of physics, particularly in elementary particle physics, condensed matter physics, and statistical mechanics, as mentioned in the beginning. This special section is a collection of papers related to the topological aspects of physics including the topological phases. We would like to express our sincere gratitude to all the authors who made excellent contributions.