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arXiv:1503.01411 · Physical review. B./Physical review. B

Global anomalies on the surface of fermionic symmetry-protected topological phases in (3+1) dimensions

Chang-Tse Hsieh, Gil Young Cho, Shinsei Ryu

Published Feb 18, 2016• 74 citations
arXivHTMLPDF

Abstract

Quantum anomalies, breakdown of classical symmetries by quantum effects, provide a sharp definition of symmetry protected topological phases. In particular, they can diagnose interaction effects on the noninteracting classification of fermionic symmetry protected topological phases. In this paper, we identify quantum anomalies in two kinds of (3+1)d fermionic symmetry protected topological phases: (i) topological insulators protected by CP (charge conjugation $\ifmmode\times\else\texttimes\fi{}$ reflection) and electromagnetic $\mathrm{U}(1)$ symmetries, and (ii) topological superconductors protected by reflection symmetry. For the first example, which is related to, by CPT-theorem, time-reversal symmetric topological insulators, we show that the CP-projected partition function of the surface theory is not invariant under large $\mathrm{U}(1)$ gauge transformations, but picks up an anomalous sign, signaling a ${\mathbb{Z}}_{2}$ topological classification. Similarly, for the second example, which is related to, by CPT-theorem, class DIII topological superconductors, we discuss the invariance/noninvariance of the partition function of the surface theory, defined on the three-torus and its descendants generated by the orientifold projection, under large diffeomorphisms (coordinate transformations). The connection to the collapse of the noninteracting classification by an integer ($\mathbb{Z}$) to ${\mathbb{Z}}_{16}$, in the presence of interactions, is discussed.

DOI
10.1103/physrevb.93.075135

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Quantum anomalies, breakdown of classical symmetries by quantum effects, provide a sharp definition of symmetry protected topological phases. In particular, they can diagnose interaction effects on the noninteracting classification of fermionic symmetry protected topological phases. In this paper, we identify quantum anomalies in two kinds of (3+1)d fermionic symmetry protected topological phases: (i) topological insulators protected by CP (charge conjugation \ifmmode×\else\texttimes\fi\ifmmode\times\else\texttimes\fi{}\ifmmode×\else\texttimes\fi reflection) and electromagnetic U(1)\mathrm{U}(1)U(1) symmetries, and (ii) topological superconductors protected by reflection symmetry. For the first example, which is related to, by CPT-theorem, time-reversal symmetric topological insulators, we show that the CP-projected partition function of the surface theory is not invariant under large U(1)\mathrm{U}(1)U(1) gauge transformations, but picks up an anomalous sign, signaling a Z2{\mathbb{Z}}_{2}Z2​ topological classification. Similarly, for the second example, which is related to, by CPT-theorem, class DIII topological superconductors, we discuss the invariance/noninvariance of the partition function of the surface theory, defined on the three-torus and its descendants generated by the orientifold projection, under large diffeomorphisms (coordinate transformations). The connection to the collapse of the noninteracting classification by an integer (Z\mathbb{Z}Z) to Z16{\mathbb{Z}}_{16}Z16​, in the presence of interactions, is discussed.
We present the correspondence between symmetry-protected topological (SPT) phases and their anomalous boundary states, based on examples in various spacetime dimensions. Through the study of the effect of interactions on these SPT phases, we discovered a new formalism of quantum anomalies, associated with discrete spacetime (such as time-reversal and spatial reflection) symmetries in particular, to classify distinct interacting topological phases. An example is the Z2 classification of the (2+1)d topological insulator protected by charge U(1) and time-reversal (or CP) symmetries, which can be deduced by the form of the global U(1) gauge anomalies on its edge theories defined on closed unorientable manifolds. In this case, the nontrivial phase (in free systems) is robust against electron interactions. Another example is the (3+1)d topological superconductor protected by only time-reversal or reflection symmetry. For this system, we identified the bulk phase by studying the global gravitational anomalies of the surface theories formulated on unorientable spacetime manifolds, and also discussed its connection to the collapse of the non-interacting classification by an integer Z to Z16, in the presence of interactions. We also revisit the problem of gauging a discrete internal symmetry in theories of chiral (Weyl) fermions in 3+1 dimensions – which have not been fully understood so far – from the perspective of fermionic SPT phases in 4+1 dimensions. Comparing with the previous results, we give a complete answer for the anomalies constraints on the discrete symmetry, as our approach is based on purely geometrical considerations, namely, our assumption is more fundamental and general. Furthermore, our result also provides an understanding of gapped states of fermions with anomalous discrete symmetries, and we present a model, based on weak coupling, for constructing these anomalous gapped states.
We give a brief overview on interacting symmetry-protected topological (SPT) phases. In particular, we will focus on various cases where the classification of non-interacting fermionic systems breaks down in the presence of interactions. The examples include topological (and trivial) superconductors in one, two and three spatial dimensions, protected by various symmetries such as time-reversal, spin parity, and reflection symmetries. Common to these examples is the ‘collapse’ of the non-interacting classification, where an integer classification (‘ ’) at non-interacting level reduces to or in the presence of interactions. We make use of these examples to illustrate various approaches to interacting SPT phases.
We study anomalies in time-reversal-(Z2T{\mathbb{Z}}_{2}^{T}Z2T​) and U(1)U(1)U(1)-symmetric topological orders. In this context, an anomalous topological order is one that cannot be realized in a strictly (2+1)(2+1)(2+1)-dimensional system but can be realized on the surface of a (3+1)(3+1)(3+1)-dimensional [(3+13+13+1)D] symmetry-protected topological (SPT) phase. To detect these anomalies we propose several anomaly indicators, functions that take as input the algebraic data of a symmetric topological order and that output a number indicating the presence or absence of an anomaly. We construct such indicators for both structures of the full symmetry group, i.e., $U(1)\ensuremath{\rtimes}{\mathbb{Z}}_{2}^{T}$ and $U(1)\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}^{T}$, and for both bosonic and fermionic topological orders. In all cases we conjecture that our indicators are complete in the sense that the anomalies they detect are in one-to-one correspondence with the known classification of (3+1)D(3+1)\mathrm{D}(3+1)D SPT phases with the same symmetry. We also show that one of our indicators for bosonic topological orders has a mathematical interpretation as a partition function for the bulk (3+1)D(3+1)\mathrm{D}(3+1)D SPT phase on a particular manifold and in the presence of a particular background gauge field for the U(1)U(1)U(1) symmetry.
We propose that the Fermi surface anomaly of symmetry group GGG in any dimension is universally classified by GGG-symmetric interacting fermionic symmetry-protected topological (SPT) phases in (0+1)(0+1)(0+1)-dimensional spacetime. The argument is based on the perspective that the gapless fermions on the Fermi surface can be viewed as the topological boundary modes of Chern insulators in the phase space (position-momentum space). Given the noncommutative nature of the phase-space coordinates, we show that the momentum space dimensions should be counted as negative dimensions for SPT classification purposes. Therefore, the classification of phase-space Chern insulators (or, more generally fermionic SPT phases) always reduces to a (0+1)(0+1)(0+1)-dimensional problem, which can then be answered by the cobordism approach. In addition to the codimension-1 Fermi surface case, we also discuss the codimension-ppp Fermi surface case briefly. We provide concrete examples to demonstrate the validity of our classification scheme, and make connections to the recent development of Fermi surface symmetric mass generation.
We define and compute many-body topological invariants of interacting fermionic symmetry-protected topological phases, protected by an orientation-reversing symmetry, such as time-reversal or reflection symmetry. The topological invariants are given by partition functions obtained by a path integral on unoriented spacetime which, as we show, can be computed for a given ground state wave function by considering a nonlocal operation, "partial" reflection or transpose. As an application of our scheme, we study the Z_{8} and Z_{16} classification of topological superconductors in one and three dimensions.
We derive a series of quantitative bulk-boundary correspondences for 3D bosonic and fermionic symmetry-protected topological (SPT) phases under the assumption that the surface is gapped, symmetric, and topologically ordered, i.e., a symmetry-enriched topological (SET) state. We consider those SPT phases that are protected by the mirror symmetry and continuous symmetries that form a group of U(1), SU(2), or SO(3). In particular, the fermionic cases correspond to a crystalline version of 3D topological insulators and topological superconductors in the famous tenfold-way classification, with the time-reversal symmetry replaced by the mirror symmetry and with strong interaction taken into account. For surface SETs, the most general interplay between symmetries and anyon excitations is considered. Based on the previously proposed dimensional reduction and folding approaches, we rederive the classification of bulk SPT phases and define a complete set of bulk topological invariants for every symmetry group under consideration and then derive explicit expressions of the bulk invariants in terms of surface topological properties (such as topological spin, quantum dimension) and symmetry properties (such as mirror fractionalization, fractional charge or spin). These expressions are our quantitative bulk-boundary correspondences. Meanwhile, the bulk topological invariants can be interpreted as anomaly indicators for the surface SETs which carry 't Hooft anomalies of the associated symmetries whenever the bulk is topologically nontrivial. Hence, the quantitative bulk-boundary correspondences provide an easy way to compute the 't Hooft anomalies of the surface SETs. Moreover, our anomaly indicators are complete. Our derivations of the bulk-boundary correspondences and anomaly indicators are explicit and physically transparent. The anomaly indicators obtained in this work can be straightforwardly translated to their time-reversal counterparts that apply to the usual topological insulators and topological superconductors, due to a known correspondence between mirror and time-reversal topological phases.