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arXiv:2410.18226 · SciPost Physics Core

$2+1$ dimensional Floquet systems and lattice fermions: Exact bulk spectral equivalence

Thomas Iadecola, Srimoyee Sen, Lars Sivertsen

Published Apr 3, 2025• 1 citation
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Abstract

A connection has recently been proposed between periodically driven systems known as Floquet insulators in continuous time and static fermion theories in discrete time. This connection has been established in a (1+1) ( 1 + 1 ) -dimensional free theory, where an explicit mapping between the spectra of a Floquet insulator and a discrete-time Dirac fermion theory has been formulated. Here we investigate the potential of static discrete-time theories to capture Floquet physics in higher dimensions, where so-called anomalous Floquet topological insulators can emerge that feature chiral edge states despite having bulk bands with zero Chern number. Starting from a particular model of an anomalous Floquet system, we provide an example of a static discrete-time theory whose bulk spectrum is an exact analytic match for the Floquet spectrum. The spectra with open boundary conditions in a particular strip geometry also match up to finite-size corrections. However, the models differ in several important respects. The discrete-time theory is spatially anisotropic, so that the spectra do not agree for all lattice terminations, e.g. other strip geometries or on half spaces. This difference can be attributed to the fact that the static discrete-time model is quasi-one-dimensional in nature and therefore has a different bulk-boundary correspondence than the Floquet model.

DOI
10.21468/scipostphyscore.8.2.035

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2+12+12+1 dimensional Floquet systems and lattice fermions: Exact bulk spectral equivalence
A connection has recently been proposed between periodically driven systems known as Floquet insulators in continuous time and static fermion theories in discrete time. This connection has been established in a (1+1) ( 1 + 1 ) -dimensional free theory, where an explicit mapping between the spectra of a Floquet insulator and a discrete-time Dirac fermion theory has been formulated. Here we investigate the potential of static discrete-time theories to capture Floquet physics in higher dimensions, where so-called anomalous Floquet topological insulators can emerge that feature chiral edge states despite having bulk bands with zero Chern number. Starting from a particular model of an anomalous Floquet system, we provide an example of a static discrete-time theory whose bulk spectrum is an exact analytic match for the Floquet spectrum. The spectra with open boundary conditions in a particular strip geometry also match up to finite-size corrections. However, the models differ in several important respects. The discrete-time theory is spatially anisotropic, so that the spectra do not agree for all lattice terminations, e.g. other strip geometries or on half spaces. This difference can be attributed to the fact that the static discrete-time model is quasi-one-dimensional in nature and therefore has a different bulk-boundary correspondence than the Floquet model.
Periodically driven quantum systems known as Floquet insulators can host topologically protected bound states known as “ π modes” that exhibit response at half the frequency of the drive. Such states can also appear in undriven lattice field theories when time is discretized as a result of fermion doubling, raising the question of whether these two phenomena could be connected. Recently we demonstrated such a connection at the level of an explicit mapping between the spectra of a continuous-time Floquet model and a discrete-time undriven lattice fermion model. However, this mapping relied on a symmetry of the single-particle spectrum that is not present for generic drive parameters. Inspired by the example of the temporal Wilson term in lattice field theory, in this paper we extend this mapping to the full drive parameter space by allowing the parameters of the discrete-time model to be frequency-dependent. The spectra of the resulting lattice fermion models exactly match the quasienergy spectrum of the Floquet model in the thermodynamic limit. Our results demonstrate that spectral features characteristic of beyond-equilibrium physics in Floquet systems can be replicated in static systems with appropriate time discretization. Published by the American Physical Society 2024
Periodically driven quantum systems defined in continuous time, also known as Floquet systems, share intriguing similarities with static/undriven lattice field theories defined in discrete time. E.g. in the former, periodic driving leads to Brillouin zone in quasi-energy space which is reminiscent of frequency Brillouin zones in the latter. These similarities lead to a natural question, {\it{is there a concrete correspondence between the two systems?}} In this work I address this question and demonstrate that there indeed exists a concrete mathematical correspondence between a certain 1+11+11+1 dimensional non-interacting Floquet system and a 1+11+11+1 dimensional lattice Dirac fermion defined on naively discretized time lattice. I also comment on the possibility of extending this type of correspondence to higher dimensional theories.
Floquet insulators are periodically driven quantum systems that can host novel topological phases as a function of the drive parameters. These new phases exhibit features reminiscent of fermion doubling in discrete-time lattice fermion theories. We make this suggestion concrete by mapping the spectrum of a noninteracting (1+1)D Floquet insulator for certain drive parameters onto that of a discrete-time lattice fermion theory with a time-independent Hamiltonian. The resulting Hamiltonian is distinct from the Floquet Hamiltonian that generates stroboscopic dynamics. It can take the form of a discrete-time Su-Schrieffer-Heeger model with half the number of spatial sites of the original model, or of a (1+1)D Wilson-Dirac theory with one quarter of the spatial sites.
The realization of synthetic gauge fields has attracted a lot of attention recently in relation to periodically driven systems and the Floquet theory. In ultracold atom systems in optical lattices and photonic networks, this allows one to simulate exotic phases of matter such as quantum Hall phases, anomalous quantum Hall phases, and analogs of topological insulators. In this paper, we apply the Floquet theory to engineer anisotropic Haldane models on the honeycomb lattice and two-leg ladder systems. We show that these anisotropic Haldane models still possess a topologically nontrivial band structure associated with chiral edge modes. Focusing on (interacting) boson systems in sss-wave bands of the lattice, we show how to engineer through the Floquet theory, a quantum phase transition (QPT) between a uniform superfluid and a Bose-Einstein condensate analog of Fulde-Ferrell-Larkin-Ovchinnikov states, where bosons condense at nonzero wave vectors. We perform a Ginzburg-Landau analysis of the QPT on the graphene lattice, and compute observables such as chiral currents and the momentum distribution. The results are supported by exact diagonalization calculations and compared with those of the isotropic situation. The validity of high-frequency expansion in the Floquet theory is also tested using time-dependent simulations for various parameters of the model. Last, we show that the anisotropic choice for the effective vector potential allows a bosonization approach in equivalent ladder (strip) geometries.
Periodically driven systems with internal and spatial symmetries can exhibit a variety of anomalous boundary behaviors at both the zero and $\ensuremath{\pi}$ quasienergies despite the trivial bulk Floquet bands. These phenomena are called anomalous Floquet topology (AFT) as they are unconnected from their static counterpart, emerging from the winding of the time-evolution unitary rather than the bulk Floquet bands at the end of the driving period. In this paper, we systematically derive the first and inversion-symmetric second-order AFT bulk-boundary correspondence for Altland-Zirnbauer (AZ) classes BDI, D, DIII, and AII. For each AZ class, we start a dimensional hierarchy with a parent dimension having Z\mathbb{Z}Z classification, then use it as an interpolating map to classify the lower-dimensional descendants. From the Atiyah-Hirzebruch spectral sequence, we identify the subspace that contains topological information and faithfully derive the AFT bulk-boundary correspondence for both the parent and descendants. Our theory provides analytic tools for out-of-equilibrium topological phenomena.
Discrete-time quantum walks have been shown to simulate all known topological phases in one and two dimensions. Being periodically driven quantum systems, their topological description, however, is more complex than that of closed Hamiltonian systems. We map out the topological phases of the particle-hole symmetric one-dimensional discrete-time quantum walk. We find that there is no chiral symmetry in this system: its topology arises from the particle-hole symmetry alone. We calculate the ${\mathbb{Z}}_{2}\ifmmode\times\else\texttimes\fi{}{\mathbb{Z}}_{2}$ topological invariant in a simple way that is consistent with a general definition for one-dimensional periodically driven quantum systems. These results allow for a transparent interpretation of the edge states on a finite lattice via the the bulk-boundary correspondence. We find that the bulk Floquet operator does not contain all the information needed for the topological invariant. As an illustration to this statement, we show that in the split-step quantum walk, the edges between two bulks with the same Floquet operator can host topologically protected edge states.