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arXiv:2311.05686 · Physical Review Research

Floquet insulators and lattice fermions beyond naive time discretization

Thomas Iadecola, Srimoyee Sen, Lars Sivertsen

Published Jan 26, 2024• 3 citations
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Abstract

Periodically driven quantum systems known as Floquet insulators can host topologically protected bound states known as “ π modes” that exhibit response at half the frequency of the drive. Such states can also appear in undriven lattice field theories when time is discretized as a result of fermion doubling, raising the question of whether these two phenomena could be connected. Recently we demonstrated such a connection at the level of an explicit mapping between the spectra of a continuous-time Floquet model and a discrete-time undriven lattice fermion model. However, this mapping relied on a symmetry of the single-particle spectrum that is not present for generic drive parameters. Inspired by the example of the temporal Wilson term in lattice field theory, in this paper we extend this mapping to the full drive parameter space by allowing the parameters of the discrete-time model to be frequency-dependent. The spectra of the resulting lattice fermion models exactly match the quasienergy spectrum of the Floquet model in the thermodynamic limit. Our results demonstrate that spectral features characteristic of beyond-equilibrium physics in Floquet systems can be replicated in static systems with appropriate time discretization. Published by the American Physical Society 2024

DOI
10.1103/physrevresearch.6.013098

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Periodically driven quantum systems known as Floquet insulators can host topologically protected bound states known as “ π modes” that exhibit response at half the frequency of the drive. Such states can also appear in undriven lattice field theories when time is discretized as a result of fermion doubling, raising the question of whether these two phenomena could be connected. Recently we demonstrated such a connection at the level of an explicit mapping between the spectra of a continuous-time Floquet model and a discrete-time undriven lattice fermion model. However, this mapping relied on a symmetry of the single-particle spectrum that is not present for generic drive parameters. Inspired by the example of the temporal Wilson term in lattice field theory, in this paper we extend this mapping to the full drive parameter space by allowing the parameters of the discrete-time model to be frequency-dependent. The spectra of the resulting lattice fermion models exactly match the quasienergy spectrum of the Floquet model in the thermodynamic limit. Our results demonstrate that spectral features characteristic of beyond-equilibrium physics in Floquet systems can be replicated in static systems with appropriate time discretization. Published by the American Physical Society 2024
Floquet insulators are periodically driven quantum systems that can host novel topological phases as a function of the drive parameters. These new phases exhibit features reminiscent of fermion doubling in discrete-time lattice fermion theories. We make this suggestion concrete by mapping the spectrum of a noninteracting (1+1)D Floquet insulator for certain drive parameters onto that of a discrete-time lattice fermion theory with a time-independent Hamiltonian. The resulting Hamiltonian is distinct from the Floquet Hamiltonian that generates stroboscopic dynamics. It can take the form of a discrete-time Su-Schrieffer-Heeger model with half the number of spatial sites of the original model, or of a (1+1)D Wilson-Dirac theory with one quarter of the spatial sites.
2+12+12+1 dimensional Floquet systems and lattice fermions: Exact bulk spectral equivalence
A connection has recently been proposed between periodically driven systems known as Floquet insulators in continuous time and static fermion theories in discrete time. This connection has been established in a (1+1) ( 1 + 1 ) -dimensional free theory, where an explicit mapping between the spectra of a Floquet insulator and a discrete-time Dirac fermion theory has been formulated. Here we investigate the potential of static discrete-time theories to capture Floquet physics in higher dimensions, where so-called anomalous Floquet topological insulators can emerge that feature chiral edge states despite having bulk bands with zero Chern number. Starting from a particular model of an anomalous Floquet system, we provide an example of a static discrete-time theory whose bulk spectrum is an exact analytic match for the Floquet spectrum. The spectra with open boundary conditions in a particular strip geometry also match up to finite-size corrections. However, the models differ in several important respects. The discrete-time theory is spatially anisotropic, so that the spectra do not agree for all lattice terminations, e.g. other strip geometries or on half spaces. This difference can be attributed to the fact that the static discrete-time model is quasi-one-dimensional in nature and therefore has a different bulk-boundary correspondence than the Floquet model.
Periodically driven quantum systems defined in continuous time, also known as Floquet systems, share intriguing similarities with static/undriven lattice field theories defined in discrete time. E.g. in the former, periodic driving leads to Brillouin zone in quasi-energy space which is reminiscent of frequency Brillouin zones in the latter. These similarities lead to a natural question, {\it{is there a concrete correspondence between the two systems?}} In this work I address this question and demonstrate that there indeed exists a concrete mathematical correspondence between a certain 1+11+11+1 dimensional non-interacting Floquet system and a 1+11+11+1 dimensional lattice Dirac fermion defined on naively discretized time lattice. I also comment on the possibility of extending this type of correspondence to higher dimensional theories.
The manifestations of topology are ubiquitous in condensed matter physics. One of the most striking examples is the integer quantum Hall effect, which served as a theoretical basis for developing many classes of new materials in the last years such as topological insulators. It has been realized that topology can manifest itself also in time-dependent quantum systems. The question that we try to address in this thesis is how much of these topological structures can be harnessed in the realistic dynamics of a periodically driven closed quantum system. We investigate two kinds of topological periodically driven systems Thouless pumping and Floquet Chern insulators. Our analysis shows that the nonequilibrium occupations of the eigenvalues of the Floquet Hamiltonian, the so called quasienergies, play a crucial role. In the case of Thouless pumping we analysed the pumped charge averaged over many cycles and discovered that the corrections to perfect quantization of the pumped charge are actually quadratic in the frequency of the driving for a suddenly switched-on driving. In the case of Floquet Chern insulators, we studied fermions on the honeycomb lattice subjected to a circularly polarised field. We found that while the quasienergy bulk states can be populated in a controlled way, edge states get unavoidable excitations due to exponentially small gaps preventing adiabaticity. These defects reflect in nonequilibrium currents flowing at the edges, that can be manipulated by tailoring the parameters of the periodic driving. Nevertheless, the nonequilibrium state undergoes a generalized form of topological transition, thanks to the controlled population of bulk states. We describe it with a generalized version of the Chern marker of Bianco and Resta
Periodically driven systems have recently been shown to host topological phases that are inherently dynamical in character, opening up a new arena in which to explore topological physics. One important group of such phases, known as Floquet topological insulators, arise in systems of free fermions and exhibit protected topological edge modes analogous to the edge modes of static topological insulators. In this work, the authors use methods from K theory to provide a complete topological classification of Floquet topological phases of this kind. The main result is a periodic table for Floquet topological insulators, which may be viewed as a time-dependent extension of the periodic table of topological insulators and superconductors originally introduced by Alexei Kitaev.
A universal feature of topological insulators is that they cannot be adiabatically connected to an atomic limit, where individual lattice sites are completely decoupled. This property is intimately related to a topological obstruction to constructing a localized Wannier function from Bloch states of an insulator. Here, we generalize this characterization of topological phases toward periodically driven systems. We show that nontrivial connectivity of hybrid Wannier centers in momentum space and time can characterize various types of topology in periodically driven systems, which include Floquet topological insulators, anomalous Floquet topological insulators with micromotion-induced boundary states, and gapless Floquet states realized with topological Floquet operators. In particular, nontrivial time dependence of hybrid Wannier centers indicates impossibility of continuous deformation of a driven system into an undriven insulator, and a topological Floquet operator implies an obstruction to constructing a generalized Wannier function which is localized in real and frequency spaces. Our results pave a way to a unified understanding of topological states in periodically driven systems as a topological obstruction in Floquet states.