The manifestations of topology are ubiquitous in condensed matter physics. One of the most striking examples is the integer quantum Hall effect, which served as a theoretical basis for developing many classes of new materials in the last years such as topological insulators. It has been realized that topology can manifest itself also in time-dependent quantum systems. The question that we try to address in this thesis is how much of these topological structures can be harnessed in the realistic dynamics of a periodically driven closed quantum system. We investigate two kinds of topological periodically driven systems Thouless pumping and Floquet Chern insulators. Our analysis shows that the nonequilibrium occupations of the eigenvalues of the Floquet Hamiltonian, the so called quasienergies, play a crucial role. In the case of Thouless pumping we analysed the pumped charge averaged over many cycles and discovered that the corrections to perfect quantization of the pumped charge are actually quadratic in the frequency of the driving for a suddenly switched-on driving. In the case of Floquet Chern insulators, we studied fermions on the honeycomb lattice subjected to a circularly polarised field. We found that while the quasienergy bulk states can be populated in a controlled way, edge states get unavoidable excitations due to exponentially small gaps preventing adiabaticity. These defects reflect in nonequilibrium currents flowing at the edges, that can be manipulated by tailoring the parameters of the periodic driving. Nevertheless, the nonequilibrium state undergoes a generalized form of topological transition, thanks to the controlled population of bulk states. We describe it with a generalized version of the Chern marker of Bianco and Resta
The manifestations of topology are ubiquitous in condensed matter physics. One of the most striking examples is the integer quantum Hall effect, which served as a theoretical basis for developing many classes of new materials in the last years such as topological insulators. It has been realized that topology can manifest itself also in time-dependent quantum systems. The question that we try to address in this thesis is how much of these topological structures can be harnessed in the realistic dynamics of a periodically driven closed quantum system. We investigate two kinds of topological periodically driven systems Thouless pumping and Floquet Chern insulators. Our analysis shows that the nonequilibrium occupations of the eigenvalues of the Floquet Hamiltonian, the so called quasienergies, play a crucial role. In the case of Thouless pumping we analysed the pumped charge averaged over many cycles and discovered that the corrections to perfect quantization of the pumped charge are actually quadratic in the frequency of the driving for a suddenly switched-on driving. In the case of Floquet Chern insulators, we studied fermions on the honeycomb lattice subjected to a circularly polarised field. We found that while the quasienergy bulk states can be populated in a controlled way, edge states get unavoidable excitations due to exponentially small gaps preventing adiabaticity. These defects reflect in nonequilibrium currents flowing at the edges, that can be manipulated by tailoring the parameters of the periodic driving. Nevertheless, the nonequilibrium state undergoes a generalized form of topological transition, thanks to the controlled population of bulk states. We describe it with a generalized version of the Chern marker of Bianco and Resta
This thesis presents studies of the role of disorder in non-equilibrium quantum systems. The quantum states relevant to dynamics in these systems are very different from the ground state of the Hamiltonian. Two distinct systems are studied, (i) periodically driven Hamiltonians in two dimensions, and (ii) electrons in a one-dimensional lattice with power-law decaying hopping amplitudes. In the first system, the novel phases that are induced from the interplay of periodic driving, topology and disorder are studied. In the second system, the Anderson transition in all the eigenstates of the Hamiltonian are studied, as a function of the power-law exponent of the hopping amplitude. In periodically driven systems the study focuses on the effect of disorder in the nature of the topology of the steady states. First, we investigate the robustness to disorder of Floquet topological insulators (FTIs) occurring in semiconductor quantum wells. Such FTIs are generated by resonantly driving a transition between the valence and conduction band. We show that when disorder is added, the topological nature of such FTIs persists as long as there is a gap at the resonant quasienergy. For strong enough disorder, this gap closes and all the states become localized as the system undergoes a transition to a trivial insulator. Interestingly, the effects of disorder are not necessarily adverse, disorder can also induce a transition from a trivial to a topological system, thereby establishing a Floquet Topological Anderson Insulator (FTAI). Such a state would be a dynamical realization of the topological Anderson insulator. We identify the conditions on the driving field necessary for observing such a transition. We realize such a disorder induced topological Floquet spectrum in the driven honeycomb lattice and quantum well models. Finally, we show that two-dimensional periodically driven quantum systems with spatial disorder admit a unique topological phase, which we call the anomalous Floquet-Anderson insulator (AFAI). The AFAI is characterized by a quasienergy spectrum featuring chiral edge modes coexisting with a fully localized bulk. Such a spectrum is impossible for a time-independent, local Hamiltonian. These unique characteristics of the AFAI give rise to a new topologically protected nonequilibrium transport phenomenon: quantized, yet nonadiabatic, charge pumping. We identify the topological invariants that distinguish the AFAI from a trivial, fully localized phase, and show that the two phases are separated by a phase transition. The thesis also present the study of disordered systems using Wegner's Flow equations. The Flow Equation Method was proposed as a technique for studying excited states in an interacting system in one dimension. We apply this method to a one-dimensional tight binding problem with power-law decaying hoppings. This model presents a transition as a function of the exponent of the decay. It is shown that the the entire phase diagram, i.e. the delocalized, critical and localized phases in these systems can be studied using this technique. Based on this technique, we develop a strong-bond renormalization group that procedure where we solve the Flow Equations iteratively. This renormalization group approach provides a new framework to study the transition in this system.
This thesis reports on the realization of Floquet topological systems with ultracold atoms in an optical honeycomb lattice. Using periodically driven quantum systems, topological phases of matter can be simulated by an effective, static Hamiltonian related to the time-evolution at integer multiples of the driving period, which is known as Floquet engineering. However, periodic driving can also give rise to genuinely time-dependent settings without static counterparts. One example is the anomalous Floquet phase in two dimensions, in which all bulk bands have a Chern number of zero but nevertheless robust chiral edge modes appear, which would be precluded by the bulk-edge correspondence in a static system. In an optical honeycomb lattice, anomalous Floquet systems can be created by continuous, periodic modulation of the laser intensities. This driving scheme results in different topological regimes, three of which are investigated, including the anomalous Floquet phase and a Haldane-like phase. Periodically driven systems feature periodic quasienergies and can be characterized in terms of winding numbers, which count the number of chiral edge modes in each quasienergy gap. By interferometric measurements of the quasienergy gaps between the first two Floquet bands, the topological phase transitions, emerging as gap closings, are located. For periodically driven systems, a modified bulk-edge correspondence can be formulated. In particular, the change of the winding number at a phase transition is related to the sign change of the local Berry curvature. The Berry curvature at the gap closing points is probed by Hall deflection measurements to obtain the winding numbers in each of the topological regimes, revealing the existence of chiral edge modes also in a setting with smooth boundaries as used in the experiments. The measured quasienergy gaps and transverse deflections are quantitatively well described by a numerical calculation of the Floquet bandstructure that includes coupling to higher bands during the driving period. To derive the spectrum of the modulated lattice in a geometry with edges, a tight-binding description of the system is discussed. Circular phase modulation of the honeycomb lattice can also give rise to an anomalous Floquet system when inversion symmetry is broken. The topological phase diagrams and the experimental feasibility are compared for both modulation schemes. Due to the vanishing Chern numbers, the bulk states in the anomalous Floquet regime can be fully localized by a disorder potential. This could prevent heating in interacting, periodically driven systems, resulting in a many-body localized bulk coexisting with thermalizing edge states. The experimental realization of disorder and strong interactions, as well as independent probes of the edge states are investigated. Bloch band geometry can be extended to multiband systems, using Wilson lines. The possible symmetry protection of their eigenvalues is discussed, along with measurements in the optical honeycomb lattice. Moreover, the onset of heating in weakly-interacting, periodically driven systems, triggered by parametric instabilities, is studied experimentally in a one-dimensional lattice.
Periodic driving is a ubiquitous tool for controlling experimental quantum systems. When the drive fields are of comparable, incommensurate frequencies, new theoretical tools are required to treat the resulting quasiperiodic time dependence. Similarly, new and surprising phenomena of topological origin may emerge in this regime, including the quantized pumping of energy from one drive field to another. This dissertation will describe how to exploit this energy pumping to coherently translate––or boost––quantum states of a cavity in the Fock basis. This protocol enables the preparation of highly excited Fock states for use in quantum metrology––one need only boost low occupation Fock states. Energy pumping, and hence boosting, may be achieved nonadiabatically as a robust edge effect associated to an anomalous localized topological phase (ALTP) of fermions on a wire, called the quasiperiodic Floquet-Thouless energy pump (QP pump). We present a simple coupled-layer model for the QP pump, and describe the broader topological classification which characterizes its robust properties. Finally, we argue that energy pumping by the edge modes is robust to the introduction of weak interactions between fermions, making the QP pump a stable, interacting, non-equilibrium phase of matter.
Novel topological properties that arose in the periodically driven system are unique, in which there are two kinds of quasienergy gaps, the zero quasienergy gap and the π quasienergy gap. The corresponding edge modes would traverse either the zero quasienergy gap or the π quasienergy gap, or traverse both two quasienergy gaps. And the characterization of these two kinds of edge modes might not be the same. However, in this paper, we find that both the zero edge modes and the π edge modes in the Floquet Chern insulators can be characterized by the same topological invariant, where the corresponding Dirac mass term is periodically kicked. Particularly, we take the periodically kicked Qi-Wu-Zhang model as an illustrative example. In this model, the topology is characterized by the Floquet Chern number CF, and there are six different topological phases in total, denoted as CF={−10,−2,−1π,1π,2,10}. Furthermore, we find that the Floquet operator associated with the periodically kicked Qi-Wu-Zhang model reduces to a Dirac Hamiltonian in the low-energy limit. Then, the phase diagram is uncovered by examining the topology of this Dirac Hamiltonian. Additionally, we explore the orders of topological phase transitions in the context of Floquet stationary states by analyzing the von Neumann entropy of these states. Our work provides further insights into the topological phases in periodically driven systems.
This dissertation presents a self-contained study of periodically-driven quantum systems. Following a brief introduction to Floquet theory, we introduce the inverse-frequency expansion, variants of which include the Floquet-Magnus, van Vleck, and Brillouin-Wigner expansions. We reveal that the convergence properties of these expansions depend strongly on the rotating frame chosen, and relate the former to the existence of Floquet resonances in the quasienergy spectrum. The theoretical design and experimental realisation (`engineering') of novel Floquet Hamiltonians is discussed introducing three universal high-frequency limits for systems comprising single-particle and many-body linear and nonlinear models. The celebrated Schrieffer-Wolff transformation for strongly-correlated quantum systems is generalised to periodically-driven systems, and a systematic approach to calculate higher-order corrections to the Rotating Wave Approximation is presented. Next, we develop Floquet adiabatic perturbation theory from first principles, and discuss extensively the adiabatic state preparation and the corresponding leading-order non-adiabatic corrections. Special emphasis is thereby put on geometrical and topological objects, such as the Floquet Berry curvature and the Floquet Chern number obtained within linear response in the presence of the drive. Last, pre-thermalisation and thermalisation in closed, clean periodically-driven quantum systems are studied in detail, with the focus put on the crucial role of Floquet many-body resonances for energy absorption.
Periodically driven systems play a prominent role in optical lattices. In these ultracold atomic systems, driving is used to create a variety of interesting behaviours, of which an important example is provided by topological states of matter. Such Floquet topological phases have a richer classification than their equilibrium counterparts. Although there exist analogues of the equilibrium topological phases that are characterised by a Chern number, the corresponding Hall conductivity, and protected edge states, there is an additional possibility. This is a phase that has a vanishing Chern number and no Hall conductivity, but nevertheless hosts anomalous topological edge states (Rudner et al ( 2013 Phys. Rev. X 3 031005 )). Due to experimental difficulties associated with the observation of such a phase, it has not been experimentally realised in optical lattices so far. In this paper, we show that optical lattices prove to be a good candidate for its realisation and observation, because they can be driven in a controlled manner. Specifically, we present a simple shaking protocol that serves to realise this special Floquet phase, discuss the specific properties that it has, and propose a method to experimentally detect this fascinating topological phase that has no counterpart in equilibrium systems.