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Disorder Driven Transitions in Non-Equilibrium Quantum Systems

Paraj Titum

Published Jun 7, 2016• 0 citations
Publisher

Abstract

This thesis presents studies of the role of disorder in non-equilibrium quantum systems. The quantum states relevant to dynamics in these systems are very different from the ground state of the Hamiltonian. Two distinct systems are studied, (i) periodically driven Hamiltonians in two dimensions, and (ii) electrons in a one-dimensional lattice with power-law decaying hopping amplitudes. In the first system, the novel phases that are induced from the interplay of periodic driving, topology and disorder are studied. In the second system, the Anderson transition in all the eigenstates of the Hamiltonian are studied, as a function of the power-law exponent of the hopping amplitude. In periodically driven systems the study focuses on the effect of disorder in the nature of the topology of the steady states. First, we investigate the robustness to disorder of Floquet topological insulators (FTIs) occurring in semiconductor quantum wells. Such FTIs are generated by resonantly driving a transition between the valence and conduction band. We show that when disorder is added, the topological nature of such FTIs persists as long as there is a gap at the resonant quasienergy. For strong enough disorder, this gap closes and all the states become localized as the system undergoes a transition to a trivial insulator. Interestingly, the effects of disorder are not necessarily adverse, disorder can also induce a transition from a trivial to a topological system, thereby establishing a Floquet Topological Anderson Insulator (FTAI). Such a state would be a dynamical realization of the topological Anderson insulator. We identify the conditions on the driving field necessary for observing such a transition. We realize such a disorder induced topological Floquet spectrum in the driven honeycomb lattice and quantum well models. Finally, we show that two-dimensional periodically driven quantum systems with spatial disorder admit a unique topological phase, which we call the anomalous Floquet-Anderson insulator (AFAI). The AFAI is characterized by a quasienergy spectrum featuring chiral edge modes coexisting with a fully localized bulk. Such a spectrum is impossible for a time-independent, local Hamiltonian. These unique characteristics of the AFAI give rise to a new topologically protected nonequilibrium transport phenomenon: quantized, yet nonadiabatic, charge pumping. We identify the topological invariants that distinguish the AFAI from a trivial, fully localized phase, and show that the two phases are separated by a phase transition. The thesis also present the study of disordered systems using Wegner's Flow equations. The Flow Equation Method was proposed as a technique for studying excited states in an interacting system in one dimension. We apply this method to a one-dimensional tight binding problem with power-law decaying hoppings. This model presents a transition as a function of the exponent of the decay. It is shown that the the entire phase diagram, i.e. the delocalized, critical and localized phases in these systems can be studied using this technique. Based on this technique, we develop a strong-bond renormalization group that procedure where we solve the Flow Equations iteratively. This renormalization group approach provides a new framework to study the transition in this system.

DOI
10.7907/z9mk69vv

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This thesis presents studies of the role of disorder in non-equilibrium quantum systems. The quantum states relevant to dynamics in these systems are very different from the ground state of the Hamiltonian. Two distinct systems are studied, (i) periodically driven Hamiltonians in two dimensions, and (ii) electrons in a one-dimensional lattice with power-law decaying hopping amplitudes. In the first system, the novel phases that are induced from the interplay of periodic driving, topology and disorder are studied. In the second system, the Anderson transition in all the eigenstates of the Hamiltonian are studied, as a function of the power-law exponent of the hopping amplitude. In periodically driven systems the study focuses on the effect of disorder in the nature of the topology of the steady states. First, we investigate the robustness to disorder of Floquet topological insulators (FTIs) occurring in semiconductor quantum wells. Such FTIs are generated by resonantly driving a transition between the valence and conduction band. We show that when disorder is added, the topological nature of such FTIs persists as long as there is a gap at the resonant quasienergy. For strong enough disorder, this gap closes and all the states become localized as the system undergoes a transition to a trivial insulator. Interestingly, the effects of disorder are not necessarily adverse, disorder can also induce a transition from a trivial to a topological system, thereby establishing a Floquet Topological Anderson Insulator (FTAI). Such a state would be a dynamical realization of the topological Anderson insulator. We identify the conditions on the driving field necessary for observing such a transition. We realize such a disorder induced topological Floquet spectrum in the driven honeycomb lattice and quantum well models. Finally, we show that two-dimensional periodically driven quantum systems with spatial disorder admit a unique topological phase, which we call the anomalous Floquet-Anderson insulator (AFAI). The AFAI is characterized by a quasienergy spectrum featuring chiral edge modes coexisting with a fully localized bulk. Such a spectrum is impossible for a time-independent, local Hamiltonian. These unique characteristics of the AFAI give rise to a new topologically protected nonequilibrium transport phenomenon: quantized, yet nonadiabatic, charge pumping. We identify the topological invariants that distinguish the AFAI from a trivial, fully localized phase, and show that the two phases are separated by a phase transition. The thesis also present the study of disordered systems using Wegner's Flow equations. The Flow Equation Method was proposed as a technique for studying excited states in an interacting system in one dimension. We apply this method to a one-dimensional tight binding problem with power-law decaying hoppings. This model presents a transition as a function of the exponent of the decay. It is shown that the the entire phase diagram, i.e. the delocalized, critical and localized phases in these systems can be studied using this technique. Based on this technique, we develop a strong-bond renormalization group that procedure where we solve the Flow Equations iteratively. This renormalization group approach provides a new framework to study the transition in this system.
The manifestations of topology are ubiquitous in condensed matter physics. One of the most striking examples is the integer quantum Hall effect, which served as a theoretical basis for developing many classes of new materials in the last years such as topological insulators. It has been realized that topology can manifest itself also in time-dependent quantum systems. The question that we try to address in this thesis is how much of these topological structures can be harnessed in the realistic dynamics of a periodically driven closed quantum system. We investigate two kinds of topological periodically driven systems Thouless pumping and Floquet Chern insulators. Our analysis shows that the nonequilibrium occupations of the eigenvalues of the Floquet Hamiltonian, the so called quasienergies, play a crucial role. In the case of Thouless pumping we analysed the pumped charge averaged over many cycles and discovered that the corrections to perfect quantization of the pumped charge are actually quadratic in the frequency of the driving for a suddenly switched-on driving. In the case of Floquet Chern insulators, we studied fermions on the honeycomb lattice subjected to a circularly polarised field. We found that while the quasienergy bulk states can be populated in a controlled way, edge states get unavoidable excitations due to exponentially small gaps preventing adiabaticity. These defects reflect in nonequilibrium currents flowing at the edges, that can be manipulated by tailoring the parameters of the periodic driving. Nevertheless, the nonequilibrium state undergoes a generalized form of topological transition, thanks to the controlled population of bulk states. We describe it with a generalized version of the Chern marker of Bianco and Resta
We investigate the effects of disorder on a periodically driven one-dimensional model displaying quantized topological transport. We show that, while instantaneous eigenstates are necessarily Anderson localized, the periodic driving plays a fundamental role in delocalizing Floquet states over the whole system, henceforth allowing for a steady-state nearly quantized current. Remarkably, this is linked to a localization-delocalization transition in the Floquet states at strong disorder, which occurs for periodic driving corresponding to a nontrivial loop in the parameter space. As a consequence, the Floquet spectrum becomes continuous in the delocalized phase, in contrast with a pure-point instantaneous spectrum.
One of the most fascinating properties of topological phases of matter is their robustness to disorder and imperfections. Although several experimental techniques have been developed to probe the geometric properties of engineered topological Bloch bands with cold atoms, they almost exclusively rely on the translational invariance of the underlying lattice. This prevents direct studies of topology in the presence of disorder, further hindering an extension to disordered interacting topological phases. Here, we identify disorder-driven phase transitions between two distinct Floquet topological phases using the characteristic properties of topological edge modes with ultracold atoms in periodically-driven two-dimensional (2D) optical lattices. Our results constitute an important step towards studying the rich interplay between topology and disorder with cold atoms. Moreover, our measurements confirm that disorder indeed favors the anomalous Floquet topological regime over conventional Hall systems, indicating an enhanced robustness and paving the way towards observing exotic out-of-equilibrium phases such as the anomalous Floquet Anderson insulator.
Non-equilibrium phenomena in quantum physics are ubiquitous in current research because of their extremely rich phenomenology. Among them, adiabatic processes are particularly interesting because they connect two of the cornerstone of modern condensed matter theory: topological phases of matter and quantum information. Indeed with adiabatic periodic driving, it is possible to engineer exotic non-equilibrium phases with tunable topological properties, which are of great interest for both fundamental research and future quantum technologies. Adiabatic processes can also be used to implement optimization processes on quantum hardware and lie at the basis of hybrid quantum-classical algorithms that are extremely promising for near-term quantum devices. In this thesis, I focus on these two aspects of adiabatic dynamics in quantum systems. In the first part, I investigate the robustness of topological phases, arising in periodically driven systems, with respect to the driving protocol and disorder. In particular, I show that quantized transport and Anderson localization coexist in one-dimensional systems displaying Thouless pumping, because of a delocalization-localization transition in the Floquet spectrum. This transition is linked to the topological nature of the adiabatic driving and disappears if the phase is trivial in the clean limit. In the second part, I study one of the most popular hybrid optimization method, the quantum approximate optimization algorithm (QAOA). I show that QAOA can tackle the first-order phase transition arising in the infinite range p-spin model with polynomial resources, in stark contrast with adiabatic quantum computation, which requires exponentially long evolution time to reach similar performances. Finally, I present an approach to QAOA based on reinforcement learning (RL). Interestingly, the RL agent automatically adopts strategies that converge towards optimal adiabatic schedules and that can be easily transferred between systems with different sizes, even in the presence of disorder.
Two-dimensional periodically driven topological insulators have been shown to exhibit numerous topological phases, including ones which have no static analog, such as anomalous Floquet topological phases. We study a two-dimensional model of spinless fermions on a honeycomb lattice with periodic driving. We show that this model exhibits a rich mixture of weak and strong topological phases, which we identify by computing their scattering matrix invariants. Furthermore, we do an in-depth analysis of these topological phases in the presence of spatial disorder and show the relative robustness of these phases against imperfections. Making use of this robustness against spatial disorder, we propose a filter which allows the passage of only edge states, and which can be realized using existing experimental techniques.
We study two-terminal transport through two-dimensional periodically driven systems in which all bulk Floquet eigenstates are localized by disorder. We focus on the anomalous Floquet-Anderson insulator (AFAI) phase, a topologically nontrivial phase within this class, which hosts topologically protected chiral edge modes coexisting with its fully localized bulk. We show that the unique properties of the AFAI yield remarkable far-from-equilibrium transport signatures: for a large bias between leads, a quantized amount of charge is transported through the system each driving period. Upon increasing the bias, the chiral Floquet edge mode connecting source to drain becomes fully occupied and the current rapidly approaches its quantized value.