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International Symposium on Lattice Field Theory (LATTICE)

Lattice fermions, topological materials and Floquet insulators

Srimoyee Sen

Published Feb 11, 2025• 0 citations
Publisher

Abstract

Periodically driven quantum systems defined in continuous time, also known as Floquet systems, share intriguing similarities with static/undriven lattice field theories defined in discrete time. E.g. in the former, periodic driving leads to Brillouin zone in quasi-energy space which is reminiscent of frequency Brillouin zones in the latter. These similarities lead to a natural question, {\it{is there a concrete correspondence between the two systems?}} In this work I address this question and demonstrate that there indeed exists a concrete mathematical correspondence between a certain $1+1$ dimensional non-interacting Floquet system and a $1+1$ dimensional lattice Dirac fermion defined on naively discretized time lattice. I also comment on the possibility of extending this type of correspondence to higher dimensional theories.

DOI
10.22323/1.466.0020

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Periodically driven quantum systems defined in continuous time, also known as Floquet systems, share intriguing similarities with static/undriven lattice field theories defined in discrete time. E.g. in the former, periodic driving leads to Brillouin zone in quasi-energy space which is reminiscent of frequency Brillouin zones in the latter. These similarities lead to a natural question, {\it{is there a concrete correspondence between the two systems?}} In this work I address this question and demonstrate that there indeed exists a concrete mathematical correspondence between a certain 1+11+11+1 dimensional non-interacting Floquet system and a 1+11+11+1 dimensional lattice Dirac fermion defined on naively discretized time lattice. I also comment on the possibility of extending this type of correspondence to higher dimensional theories.
Floquet insulators are periodically driven quantum systems that can host novel topological phases as a function of the drive parameters. These new phases exhibit features reminiscent of fermion doubling in discrete-time lattice fermion theories. We make this suggestion concrete by mapping the spectrum of a noninteracting (1+1)D Floquet insulator for certain drive parameters onto that of a discrete-time lattice fermion theory with a time-independent Hamiltonian. The resulting Hamiltonian is distinct from the Floquet Hamiltonian that generates stroboscopic dynamics. It can take the form of a discrete-time Su-Schrieffer-Heeger model with half the number of spatial sites of the original model, or of a (1+1)D Wilson-Dirac theory with one quarter of the spatial sites.
Periodically driven quantum systems known as Floquet insulators can host topologically protected bound states known as “ π modes” that exhibit response at half the frequency of the drive. Such states can also appear in undriven lattice field theories when time is discretized as a result of fermion doubling, raising the question of whether these two phenomena could be connected. Recently we demonstrated such a connection at the level of an explicit mapping between the spectra of a continuous-time Floquet model and a discrete-time undriven lattice fermion model. However, this mapping relied on a symmetry of the single-particle spectrum that is not present for generic drive parameters. Inspired by the example of the temporal Wilson term in lattice field theory, in this paper we extend this mapping to the full drive parameter space by allowing the parameters of the discrete-time model to be frequency-dependent. The spectra of the resulting lattice fermion models exactly match the quasienergy spectrum of the Floquet model in the thermodynamic limit. Our results demonstrate that spectral features characteristic of beyond-equilibrium physics in Floquet systems can be replicated in static systems with appropriate time discretization. Published by the American Physical Society 2024
2+12+12+1 dimensional Floquet systems and lattice fermions: Exact bulk spectral equivalence
A connection has recently been proposed between periodically driven systems known as Floquet insulators in continuous time and static fermion theories in discrete time. This connection has been established in a (1+1) ( 1 + 1 ) -dimensional free theory, where an explicit mapping between the spectra of a Floquet insulator and a discrete-time Dirac fermion theory has been formulated. Here we investigate the potential of static discrete-time theories to capture Floquet physics in higher dimensions, where so-called anomalous Floquet topological insulators can emerge that feature chiral edge states despite having bulk bands with zero Chern number. Starting from a particular model of an anomalous Floquet system, we provide an example of a static discrete-time theory whose bulk spectrum is an exact analytic match for the Floquet spectrum. The spectra with open boundary conditions in a particular strip geometry also match up to finite-size corrections. However, the models differ in several important respects. The discrete-time theory is spatially anisotropic, so that the spectra do not agree for all lattice terminations, e.g. other strip geometries or on half spaces. This difference can be attributed to the fact that the static discrete-time model is quasi-one-dimensional in nature and therefore has a different bulk-boundary correspondence than the Floquet model.
Controlling and manipulating complex many-body quantum systems will be a key ingredient \nfor the development of next-generation technologies. While the realisation of a \nuniversal quantum machine is still out of reach, in recent years experimental systems of \nultracold atoms have already evolved into a vivid field of research for quantum simulation. \nCrucially, such systems even allow for the successful quantum engineering of targeted \nmany-body systems by means of coherent periodic driving. The essential properties of \nthese Floquet systems encompass two main aspects: fast driving facilitates the simulation \nof effective static systems, and interactions lead to unique heating effects as energy is only \nconserved modulo the driving frequency. Within this thesis we theoretically study both \nof these aspects in respective model systems. \nIn part I of this thesis, we investigate the dynamics of excitations of a bosonic Mott \ninsulator in a designed one-dimensional Floquet system. Here, periodic driving in combination \nwith breaking all mirror symmetries of the system can induce directed motion of \nparticles. In the limit of small excitation densities, the effectively non-interacting quantum \nratchet determines the motion of holes and doublons in the Mott insulator and can in fact \nbe used to manipulate the dynamics of such. This little quantum machine can also be \nused to drive particles against an external force, where transport is possible but requires \nthe fulfilment of a commensurability condition for long times. \nIn part II, we discuss the role of interactions for periodically driven systems by means \nof a Floquet version of the Boltzmann equation. Starting from the Keldysh approach, \nwe develop this semiclassical formalism based on a clear separation of time scales. The \nresult is a description of the dynamics and the scattering of Floquet quasiparticles in \nsuch systems. Here, the property of discrete energy violation is naturally encoded in our \nformalism predicting the heating of interacting Floquet systems to infinite temperatures in \nthe long-time limit. As a first application of this approach, we investigate a cold atom setup \nrealising the Haldane model by means of periodic shaking. While homogeneous systems \nheat up globally, a confining potential evokes thermoelectric transport effects resulting \nfrom spatially dependent heating characteristics. Moreover, we show that the interplay \nof intrinsic heating, macroscopic diffusion and non-trivial topological properties of the \nHaldane model lead to an anomalous Floquet-Nernst effect, which describes anomalous \nparticle transport as the result of developing temperature gradients. \nIn part III, we elaborate on the quantum simulator aspect of ultracold atoms by providing \na theoretical framework for a possible simulation of a topological edge state in a \none-dimensional optical lattice. In this case, the one-dimensional Dirac equation with \nspatially varying mass is important, which captures the topological properties of a corresponding \nsystem of the BDI symmetry class. We analytically discuss such system and \ninvestigate the role of mean-field interaction effects. We also identify the emergence of \ndynamical instabilities in a realisation with bosonic atoms.
We consider a recently discovered mathematical correspondence between the spectra of a naively discretized lattice fermion and that of a periodically driven (i.e., Floquet) quantum system and enhance it into an infrared equivalence between the two systems. The equivalence can be framed as a duality relation, allowing us to simulate a two-flavor discrete-time fermion theory on the lattice side, where the two flavors arise from time discretization, using a single-flavor fermion theory on the Floquet side. Our demonstration establishes an equivalence between (i) the fermion content, (ii) the correlation functions, and consequently (iii) observables of the two theories in the infrared, going substantially beyond the previously discovered spectral equivalence. We also show how interactions may be incorporated into this enhanced infrared equivalence.
A universal feature of topological insulators is that they cannot be adiabatically connected to an atomic limit, where individual lattice sites are completely decoupled. This property is intimately related to a topological obstruction to constructing a localized Wannier function from Bloch states of an insulator. Here, we generalize this characterization of topological phases toward periodically driven systems. We show that nontrivial connectivity of hybrid Wannier centers in momentum space and time can characterize various types of topology in periodically driven systems, which include Floquet topological insulators, anomalous Floquet topological insulators with micromotion-induced boundary states, and gapless Floquet states realized with topological Floquet operators. In particular, nontrivial time dependence of hybrid Wannier centers indicates impossibility of continuous deformation of a driven system into an undriven insulator, and a topological Floquet operator implies an obstruction to constructing a generalized Wannier function which is localized in real and frequency spaces. Our results pave a way to a unified understanding of topological states in periodically driven systems as a topological obstruction in Floquet states.