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arXiv:2110.13286 · Physical review. B./Physical review. B

Dynamic bulk-boundary correspondence for anomalous Floquet topology

DinhDuy Vu

Published Feb 18, 2022• 16 citations
arXivHTMLPDF

Abstract

Periodically driven systems with internal and spatial symmetries can exhibit a variety of anomalous boundary behaviors at both the zero and $\ensuremath{\pi}$ quasienergies despite the trivial bulk Floquet bands. These phenomena are called anomalous Floquet topology (AFT) as they are unconnected from their static counterpart, emerging from the winding of the time-evolution unitary rather than the bulk Floquet bands at the end of the driving period. In this paper, we systematically derive the first and inversion-symmetric second-order AFT bulk-boundary correspondence for Altland-Zirnbauer (AZ) classes BDI, D, DIII, and AII. For each AZ class, we start a dimensional hierarchy with a parent dimension having $\mathbb{Z}$ classification, then use it as an interpolating map to classify the lower-dimensional descendants. From the Atiyah-Hirzebruch spectral sequence, we identify the subspace that contains topological information and faithfully derive the AFT bulk-boundary correspondence for both the parent and descendants. Our theory provides analytic tools for out-of-equilibrium topological phenomena.

DOI
10.1103/physrevb.105.064304

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Periodically driven systems with internal and spatial symmetries can exhibit a variety of anomalous boundary behaviors at both the zero and \ensuremathπ\ensuremath{\pi}\ensuremathπ quasienergies despite the trivial bulk Floquet bands. These phenomena are called anomalous Floquet topology (AFT) as they are unconnected from their static counterpart, emerging from the winding of the time-evolution unitary rather than the bulk Floquet bands at the end of the driving period. In this paper, we systematically derive the first and inversion-symmetric second-order AFT bulk-boundary correspondence for Altland-Zirnbauer (AZ) classes BDI, D, DIII, and AII. For each AZ class, we start a dimensional hierarchy with a parent dimension having Z\mathbb{Z}Z classification, then use it as an interpolating map to classify the lower-dimensional descendants. From the Atiyah-Hirzebruch spectral sequence, we identify the subspace that contains topological information and faithfully derive the AFT bulk-boundary correspondence for both the parent and descendants. Our theory provides analytic tools for out-of-equilibrium topological phenomena.
This dissertation focus on the classification of topological matters in static and periodically driven systems.First, we build a complete topological classification of local unitary operators in free fermionic systems. This result can be encoded in a periodic table with a period of eight, similar to the periodic table of topological insulators. In our classification, we define two local unitaries in a certain symmetry class to be topologically equivalent if they can be connected via finite time evolutions (locally generated unitaries) without breaking the symmetries of the symmetry class while maintaining locality. In this way, the classification we derive will allow us to distinguish locally generated unitaries from those that cannot be locally generated.Besides, we also how to find possible generating Hamiltonians for locally generated unitaries. These results can be used to study the edge behaviors of Floquet systems.Second, we propose bulk invariants and edge invariants that are locally computable and improve existing topological invariants by being applicable to systems with the disorder. Afterward, we set up a rigorous connection between bulk and edge invariants for Floquet systems belonging to Class AIII and class AII of the Altland-Zirnbauer symmetry classification.Last, after treating a static system as a Floquet system generated by a constant Hamiltonian, we employ the tools we developed in Floquet systems to classify the edge behaviors in static systems.
Floquet topological phases emerge when systems are periodically driven out-of-equilibrium. They gained attention due to their external control, which allows to simulate a wide variety of static systems by just tuning the external field in the high frequency regime. However, it was soon clear that their relevance goes beyond that, as for lower frequencies, anomalous phases without a static counterpart are present and the bulk-to-boundary correspondence can fail. In this work we discuss the important role of resonances in Floquet phases. For that, we present a method to find analytical solutions when the frequency of the drive matches the band gap, extending the well-known high frequency analysis of Floquet systems. With this formalism, we show that the topology of Floquet phases with resonances can be accurately captured in analytical terms. We also find a bulk-to-boundary correspondence between the number of edge states in finite systems and a set of topological invariants in different frames of reference, which crucially do not explicitly involve the micromotion. To illustrate our results, we periodically drive a SSH chain and a π -flux lattice, showing that our findings remain valid in various two-band systems and in different dimensions. In addition, we notice that the competition between rotating and counter-rotating terms must be carefully treated when the undriven system is a semi-metal. To conclude, we discuss the implications to experimental setups, including the direct detection of anomalous topological phases and the measurement of their invariants.
Driven Floquet systems can realize topological phases with no static counterparts. This so-called anomalous Floquet topology breaks the bulk-boundary correspondence based on the Chern number. The number of edge modes in each band gap is instead determined by another integer index, a winding number, which is calculated from the time evolution operator of the bulk states within one driving period. While topological Chern numbers can be inferred from real-space measurements, it is not straightforward to obtain information about the anomalous Floquet topological phase from bulk measurements. Here we consider two-band models and show that the area enclosed during a Floquet period by an initially localized particle signals the presence of an anomalous phase when it approaches half the unit cell area. In general, we show that for dispersionless dynamics during the micromotion, the enclosed area is quantized and an exact proportionality relation exists between the area and the winding number. Direct detection of anomalous topology in real space could be realized in several quantum simulation platforms, and could be useful for systems with disorder or interactions. Building on the connection between area and winding number, we also show a way to realize arbitrarily high winding numbers.
Periodically driven Floquet systems can host dynamical phases, including a range of exotic topological phases that have no static analogs. This work presents a homotopy approach to the study of driven systems, which treats unitary evolutions as paths in the space of unitary operators. By considering loop evolutions in this space, the authors obtain a topological classification, free of uncertainties and ambiguities about the long-time robustness of of behavior in specific physical models. Two classes of Floquet symmetry-protected topological phase are identified, characterized by unitary evolutions that act trivially in the bulk but nontrivially at the boundary of an open system. The first class is captured by an explicit group cohomology construction; it has the remarkable property of converting a trivial boundary state into a nontrivial symmetry-protected topological state. The second class exhibits anomalous counter propagating Hilbert-space transport at the boundary; it lies beyond the cohomology construction.
2+12+12+1 dimensional Floquet systems and lattice fermions: Exact bulk spectral equivalence
A connection has recently been proposed between periodically driven systems known as Floquet insulators in continuous time and static fermion theories in discrete time. This connection has been established in a (1+1) ( 1 + 1 ) -dimensional free theory, where an explicit mapping between the spectra of a Floquet insulator and a discrete-time Dirac fermion theory has been formulated. Here we investigate the potential of static discrete-time theories to capture Floquet physics in higher dimensions, where so-called anomalous Floquet topological insulators can emerge that feature chiral edge states despite having bulk bands with zero Chern number. Starting from a particular model of an anomalous Floquet system, we provide an example of a static discrete-time theory whose bulk spectrum is an exact analytic match for the Floquet spectrum. The spectra with open boundary conditions in a particular strip geometry also match up to finite-size corrections. However, the models differ in several important respects. The discrete-time theory is spatially anisotropic, so that the spectra do not agree for all lattice terminations, e.g. other strip geometries or on half spaces. This difference can be attributed to the fact that the static discrete-time model is quasi-one-dimensional in nature and therefore has a different bulk-boundary correspondence than the Floquet model.
The topological characterization of nonequilibrium topological matter is highly nontrivial because familiar approaches designed for equilibrium topological phases may not apply. In the presence of crystal symmetry, Floquet topological insulator states cannot be easily distinguished from normal insulators by a set of symmetry eigenvalues at high-symmetry points in the Brillouin zone. This work advocates a physically motivated, easy-to-implement approach to enhance the symmetry analysis to distinguish between a variety of Floquet topological phases. Using a two-dimensional inversion-symmetric periodically driven system as an example, we show that the symmetry eigenvalues for anomalous Floquet topological states, of both first order and second order, are the same as for normal atomic insulators. However, the topological states can be distinguished from one another and from normal insulators by inspecting the occurrence of stable dynamical symmetry inversion points in their microscopic dynamics. The analysis points to a position-space picture for understanding how topological boundary states can coexist with localized bulk states in anomalous Floquet topological phases.