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arXiv:2408.00597 · New Journal of Physics

Topological classification of dynamical quantum phase transitions in the 1D XY model via critical mode analysis

Bao-Ming Xu

Published Apr 22, 2026• 1 citation
arXivHTMLPDF

Abstract

Abstract Dynamical quantum phase transitions (DQPTs), which serve as a theoretical framework for understanding far-from-equilibrium physics in quantum many-body systems, have recently been observed experimentally. Their topological properties are typically characterized by the winding number, which acts as an order parameter. While DQPTs exhibiting both integer and half-integer jumps in the winding number have been reported, the underlying mechanisms behind these distinct topological behaviors, as well as the potential existence of other topological classes, remain open questions. To address this, we investigate DQPTs in the one-dimensional (1D) XY model under a quench protocol. We show that the observed topological diversity originates from the nature of the critical modes, which we classify into two categories: boundary modes and interior modes. Specifically, critical interior modes always lead to DQPTs with an integer winding number, while critical boundary modes always result in DQPTs characterized by a half-integer winding number. By analyzing the number and classification of critical modes, we provide a classification of the topological properties of DQPTs in the 1D XY model. According to their distinct topological features, we categorize DQPTs into six types, three of which have not been previously identified in the literature. We discuss in detail the conditions associated with each type and present the corresponding dynamical phase diagrams. Our framework is not restricted to the XY model; it is applicable to other two-band models in 1D systems, including the SSH model, Kitaev chain, Rice–Mele model, and Creutz model.

DOI
10.1088/1367-2630/ae635c

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Abstract Dynamical quantum phase transitions (DQPTs), which serve as a theoretical framework for understanding far-from-equilibrium physics in quantum many-body systems, have recently been observed experimentally. Their topological properties are typically characterized by the winding number, which acts as an order parameter. While DQPTs exhibiting both integer and half-integer jumps in the winding number have been reported, the underlying mechanisms behind these distinct topological behaviors, as well as the potential existence of other topological classes, remain open questions. To address this, we investigate DQPTs in the one-dimensional (1D) XY model under a quench protocol. We show that the observed topological diversity originates from the nature of the critical modes, which we classify into two categories: boundary modes and interior modes. Specifically, critical interior modes always lead to DQPTs with an integer winding number, while critical boundary modes always result in DQPTs characterized by a half-integer winding number. By analyzing the number and classification of critical modes, we provide a classification of the topological properties of DQPTs in the 1D XY model. According to their distinct topological features, we categorize DQPTs into six types, three of which have not been previously identified in the literature. We discuss in detail the conditions associated with each type and present the corresponding dynamical phase diagrams. Our framework is not restricted to the XY model; it is applicable to other two-band models in 1D systems, including the SSH model, Kitaev chain, Rice–Mele model, and Creutz model.
Dynamical quantum phase transitions (DQPT) provide a fundamental framework for characterizing nonequilibrium critical phenomena, and have recently been extended to non-Hermitian systems. Half-integer jumps of the dynamical topological order parameter can arise in both Hermitian and non-Hermitian systems, yet their origin in non-Hermitian settings remains unclear. Here, we investigate DQPTs in a two-band non-Hermitian model and show that these fractional jumps originate from the discontinuity in the complex energy spectrum. We demonstrate that this behavior is intrinsically linked to the steady-state phase diagram of the quench Hamiltonian, and also classify the occurrence of DQPT. We further extend our analysis to the multiband Hamiltonian and the two-dimensional model, providing a unified understanding of fractional dynamical topological signatures.
Understanding the properties of far-from-equilibrium quantum systems is becoming a major challenge of both fundamental and applied physics. For instance, the lack of thermalization in integrable and (many body) localized systems provides new insights in the understanding of the relaxation dynamics of quantum phases. On a more applicative side, the possibility of exploiting the properties of far-from-equilibrium states, for example in pump-probe experiments, opens unprecedented scenarios. The effort in providing a classification of far-from-equilibrium phases, in terms of local or topological order parameters, is hence intense. In this context, the concept of Dynamical Quantum Phase Transition (DQPT) has been introduced. A DQPT is (roughly) defined as a zero of the Loschmidt-Echo as a function of time and represents a natural non-equilibrium counterpart of a thermal phase transition. Here, we investigate the DQPTs occurring in the quantum xy chain subject to a quantum quench of finite duration. We show that the number of distinct DQPTs can vary as the duration of the quantum quench is varied. However, the parity of such number only depends on the pre-quench and post-quench Hamiltonians and is related to a topological invariant.
Research on topological models unveils fascinating physics, especially in the realm of dynamical quantum phase transitions (DQPTs). However, the understanding of entanglement structures and properties near DQPT in models with longer-range hoppings is far from complete. In this work, we study DQPTs in the quenched extended Su-Schrieffer-Heeger model. Anomalous DQPTs, where the number of critical momenta exceeds the winding number differences between the prequench and postquench phases, are observed. We find that the entanglement exhibits local maximum (minimum) around the anomalous DQPTs, in line with the level crossings (separations) around the middle of the correlation matrix spectrum. We further categorize the phases in the equilibrium model into two classes and distinctive features in the time evolution of the entanglement involving quenches within and across the two classes are identified. The findings pave the way to a better understanding of topological models with longer-range hoppings in the out-of-equilibrium regime.
Dynamical quantum phase transitions (DQPTs) are an exciting paradigm of out-of-equilibrium criticality in many-body systems manifested in nonanalytic behavior in the return rate to the initial state following a sudden quench. While previous work has tried to distinguish between distinct types of DQPTs, such as regular and anomalous, or manifold and branch, a comprehensive understanding of why each type appears in a given scenario is still lacking. In this work, we propose a unified framework addressing this gap in terms of the energy structure of different product state configurations. In particular, while manifold DQPTs are governed by resonances within the initial state manifold, branch DQPTs are governed by resonances with a transitional manifold of states dynamically connected to the initial manifold by low-order processes. We show that the (ir)regularity of branch DQPTs is related to the multiplicity of this transitional manifold, and we also observe exotic periods of extended degeneracy in the return rate (beyond the conventional level crossing of a DQPT) which are also conditioned on the structure of this transitional manifold. We demonstrate this by studying quenches of two different configurations in the 1 + 1D Z_2 LGT to various parameter regimes. Our findings provide a dynamical mechanism underlying branch DQPTs and frames DQPTs as probes of resonant connectivity in constrained Hilbert spaces, paving the way to a more complete understanding of the multifaceted nature of dynamical criticality.
Abstract The dynamical and topological properties of non-Hermitian systems have attracted great attention in recent years. In this work, we establish an intrinsic connection between two classes of intriguing phenomena—topological phases and dynamical quantum phase transitions (DQPTs)—in non-Hermitian systems. Focusing on one-dimensional models with chiral symmetry, we find DQPTs following the quench from a trivial to a non-Hermitian topological phase. Moreover, the critical momenta and critical time of the DQPTs are found to be directly related to the topological invariants of the non-Hermitian system. We further demonstrate our theory in three prototypical non-Hermitian lattice models, the lossy Kitaev chain (LKC), the LKC with next-nearest-neighbor hoppings, and the nonreciprocal Su–Schrieffer–Heeger model. Finally, we suggest a proposal to experimentally verify the found connection by a nitrogen-vacancy center in diamond.
We study the mode dynamics of a generic quadratic fermionic Hamiltonian under a sudden quench protocol in momentum space. Modes with zero energy at any given time, ttt, are referred to as dynamical critical modes. Among all zero-energy modes, spin-flip symmetry is restored in the eigenvector corresponding to selected zero-energy modes. This symmetry restoration is used to define the dynamical quantum phase transition (DQPT). This shows that the occurrence of these dynamical critical modes is necessary but not sufficient for a DQPT. We show that the conditions on the quench protocol and time for such dynamical symmetry restoration are the same as the divergence of the rate function and integer jump in the dynamical topological order parameter, which have been the traditional identifiers of a DQPT. This perspective also naturally explains when one or both of DQPT and ground-state quantum phase transitions will occur.