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arXiv:2603.05284 · Physical review. B./Physical review. B

Dynamical quantum phase transitions through the lens of mode dynamics

Akash Mitra, Shashi C. L. Srivastava

cond-mat.stat-mechcond-mat.quant-gascond-mat.str-elquant-phSubmitted Mar 5, 2026• Announced Mar 6, 2026• 1 citation
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Abstract

We study the mode dynamics of a generic quadratic fermionic Hamiltonian under a sudden quench protocol in momentum space. Modes with zero energy at any given time, $t$, are referred to as dynamical critical modes. Among all zero-energy modes, spin-flip symmetry is restored in the eigenvector corresponding to selected zero-energy modes. This symmetry restoration is used to define the dynamical quantum phase transition (DQPT). This shows that the occurrence of these dynamical critical modes is necessary but not sufficient for a DQPT. We show that the conditions on the quench protocol and time for such dynamical symmetry restoration are the same as the divergence of the rate function and integer jump in the dynamical topological order parameter, which have been the traditional identifiers of a DQPT. This perspective also naturally explains when one or both of DQPT and ground-state quantum phase transitions will occur.

DOI
10.1103/cfs4-ccs6

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We study the mode dynamics of a generic quadratic fermionic Hamiltonian under a sudden quench protocol in momentum space. Modes with zero energy at any given time, ttt, are referred to as dynamical critical modes. Among all zero-energy modes, spin-flip symmetry is restored in the eigenvector corresponding to selected zero-energy modes. This symmetry restoration is used to define the dynamical quantum phase transition (DQPT). This shows that the occurrence of these dynamical critical modes is necessary but not sufficient for a DQPT. We show that the conditions on the quench protocol and time for such dynamical symmetry restoration are the same as the divergence of the rate function and integer jump in the dynamical topological order parameter, which have been the traditional identifiers of a DQPT. This perspective also naturally explains when one or both of DQPT and ground-state quantum phase transitions will occur.
We study the dynamical quantum phase transition of a critical quantum quench, in which the pre-quenched Hamiltonian, or the post quenched Hamiltonian, or both of them are set to be the critical points of equilibrium quantum phase transitions. We find a half-quantized or unquantized dynamical topological order parameter and dynamical Chern number; these results and also the existence of dynamical quantum phase transition are all closely related to the singularity of the Bogoliubov angle at the gap-closing momentum. The effects of the singularity may also be canceled out if both the prequenched and postquenched Hamiltonians are critical; then the dynamical topological order parameter and dynamical Chern number restore to integer ones. Our findings show that the widely accepted definitions of the dynamical topological order parameter and dynamical Chern number are problematic for the critical quenches in the perspective of topology, which call for new definitions of them.
We study the dynamical quantum phase transition of a critical quantum quench, in which the prequenched Hamiltonian, or the postquenched Hamiltonian, or both of them are set to be the critical points of equilibrium quantum phase transitions. We find a half-quantized or unquantized dynamical topological order parameter and dynamical Chern number; these results and also the existence of dynamical quantum phase transition are all closely related to the singularity of the Bogoliubov angle at the gap-closing momentum. The effects of the singularity may also be canceled out if both the prequenched and postquenched Hamiltonians are critical; then the dynamical topological order parameter and dynamical Chern number restore to integer ones. Our findings show that the widely accepted definitions of the dynamical topological order parameter and dynamical Chern number are problematic for the critical quenches in the perspective of topology, which call for new definitions of them.
Abstract Dynamical quantum phase transitions (DQPTs), which serve as a theoretical framework for understanding far-from-equilibrium physics in quantum many-body systems, have recently been observed experimentally. Their topological properties are typically characterized by the winding number, which acts as an order parameter. While DQPTs exhibiting both integer and half-integer jumps in the winding number have been reported, the underlying mechanisms behind these distinct topological behaviors, as well as the potential existence of other topological classes, remain open questions. To address this, we investigate DQPTs in the one-dimensional (1D) XY model under a quench protocol. We show that the observed topological diversity originates from the nature of the critical modes, which we classify into two categories: boundary modes and interior modes. Specifically, critical interior modes always lead to DQPTs with an integer winding number, while critical boundary modes always result in DQPTs characterized by a half-integer winding number. By analyzing the number and classification of critical modes, we provide a classification of the topological properties of DQPTs in the 1D XY model. According to their distinct topological features, we categorize DQPTs into six types, three of which have not been previously identified in the literature. We discuss in detail the conditions associated with each type and present the corresponding dynamical phase diagrams. Our framework is not restricted to the XY model; it is applicable to other two-band models in 1D systems, including the SSH model, Kitaev chain, Rice–Mele model, and Creutz model.
Previous investigations of dynamical quantum phase transition (DQPT) have predominantly focused on sudden quench protocols. In this work, we systematically explore the fate of DQPT from the sudden to the slow quench regime. We establish that DQPT remains robust under slow quenching when the protocol crosses an equilibrium quantum phase transition. Conversely, we show that accidental DQPTs,which occur when the pre and post quench Hamiltonians reside in the same equilibrium phase, can be filtered out in the slow quench limit. This demonstrates that slow quenches can reveal the intrinsic connection between DQPT and equilibrium quantum phase transitions, thereby enabling DQPT to serve as a dynamical probe for identifying equilibrium quantum critical points. We illustrate these findings with examples from the XY chain, the Aubry-André model, and the trimer Su-Schrieffer-Heeger model.
Dynamical quantum phase transitions (DQPTs) manifested in the nonanalyticities in the temporal evolution of a closed quantum system generated by the time-independent final Hamiltonian, following a quench (or ramping) of a parameter of the Hamiltonian, is an emerging frontier of nonequilibrium quantum dynamics. We, here, introduce the notion of a dynamical topological order parameter (DTOP) that characterizes these DQPTs occurring in quenched (or ramped) two-dimensional closed quantum systems; this is quite a nontrivial generalization of the notion of DTOP introduced in Budich and Heyl [Phys. Rev. B 93, 085416 (2016)] for one-dimensional situations. This DTOP is obtained from the ``gauge-invariant'' Pancharatnam phase extracted from the Loschmidt overlap, i.e., the modulus of the overlap between the initially prepared state and its time-evolved counterpart reached following a temporal evolution generated by the time-independent final Hamiltonian. This generic proposal is illustrated considering DQPTs occurring in the subsequent temporal evolution following a sudden quench of the staggered mass of the topological Haldane model on a hexagonal lattice where it stays fixed to zero or unity and makes a discontinuous jump between these two values at critical times at which DQPTs occur. What is remarkable is that while the topology of the equilibrium model is characterized by the Chern number, the emergent topology associated with the DQPTs is characterized by a generalized winding number.
We study the dynamical quantum phase transitions (DQPTs) manifested in the subsequent unitary dynamics of an extended Ising model with an additional three spin interactions following a sudden quench. Revisiting the equilibrium phase diagram of the model, where different quantum phases are characterized by different winding numbers, we show that in some situations the winding number may not change across a gap closing point in the energy spectrum. Although, usually there exists a one-to-one correspondence between the change in winding number and the number of critical time scales associated with DQPTs, we show that the extended nature of interactions may lead to unusual situations. Importantly, we show that in the limit of the cluster Ising model, three critical modes associated with DQPTs become degenerate, thereby leading to a single critical time scale for a given sector of Fisher zeros.