Dynamical quantum phase transitions (DQPT) provide a fundamental framework for characterizing nonequilibrium critical phenomena, and have recently been extended to non-Hermitian systems. Half-integer jumps of the dynamical topological order parameter can arise in both Hermitian and non-Hermitian systems, yet their origin in non-Hermitian settings remains unclear. Here, we investigate DQPTs in a two-band non-Hermitian model and show that these fractional jumps originate from the discontinuity in the complex energy spectrum. We demonstrate that this behavior is intrinsically linked to the steady-state phase diagram of the quench Hamiltonian, and also classify the occurrence of DQPT. We further extend our analysis to the multiband Hamiltonian and the two-dimensional model, providing a unified understanding of fractional dynamical topological signatures.
Dynamical quantum phase transitions (DQPT) provide a fundamental framework for characterizing nonequilibrium critical phenomena, and have recently been extended to non-Hermitian systems. Half-integer jumps of the dynamical topological order parameter can arise in both Hermitian and non-Hermitian systems, yet their origin in non-Hermitian settings remains unclear. Here, we investigate DQPTs in a two-band non-Hermitian model and show that these fractional jumps originate from the discontinuity in the complex energy spectrum. We demonstrate that this behavior is intrinsically linked to the steady-state phase diagram of the quench Hamiltonian, and also classify the occurrence of DQPT. We further extend our analysis to the multiband Hamiltonian and the two-dimensional model, providing a unified understanding of fractional dynamical topological signatures.
Abstract Dynamical quantum phase transitions (DQPTs), which serve as a theoretical framework for understanding far-from-equilibrium physics in quantum many-body systems, have recently been observed experimentally. Their topological properties are typically characterized by the winding number, which acts as an order parameter. While DQPTs exhibiting both integer and half-integer jumps in the winding number have been reported, the underlying mechanisms behind these distinct topological behaviors, as well as the potential existence of other topological classes, remain open questions. To address this, we investigate DQPTs in the one-dimensional (1D) XY model under a quench protocol. We show that the observed topological diversity originates from the nature of the critical modes, which we classify into two categories: boundary modes and interior modes. Specifically, critical interior modes always lead to DQPTs with an integer winding number, while critical boundary modes always result in DQPTs characterized by a half-integer winding number. By analyzing the number and classification of critical modes, we provide a classification of the topological properties of DQPTs in the 1D XY model. According to their distinct topological features, we categorize DQPTs into six types, three of which have not been previously identified in the literature. We discuss in detail the conditions associated with each type and present the corresponding dynamical phase diagrams. Our framework is not restricted to the XY model; it is applicable to other two-band models in 1D systems, including the SSH model, Kitaev chain, Rice–Mele model, and Creutz model.
We establish a unified framework for dynamical quantum phase transitions (DQPTs) in non-Hermitian systems that encompasses both biorthogonal and self-norm nonbiorthogonal formulations for pure and mixed states under quantum quench protocols. Our framework provides explicit expressions for the Loschmidt amplitude, Loschmidt echo, and rate function, revealing a universal geometric signature of DQPTs in the two-band model: orthogonality of two related vectors in two-dimensional real space. Strikingly, we demonstrate that nonbiorthogonal quenches from non-Hermitian to Hermitian Hamiltonians under chiral symmetry exhibit emergent topological characteristics of DQPTs, unveiling their fundamental features beyond conventional Hermitian regimes. This work establishes fundamental geometric and topological principles governing quantum criticality in open systems, with implications for quantum sensing and many-body physics in dissipative environments.
Abstract The dynamical and topological properties of non-Hermitian systems have attracted great attention in recent years. In this work, we establish an intrinsic connection between two classes of intriguing phenomena—topological phases and dynamical quantum phase transitions (DQPTs)—in non-Hermitian systems. Focusing on one-dimensional models with chiral symmetry, we find DQPTs following the quench from a trivial to a non-Hermitian topological phase. Moreover, the critical momenta and critical time of the DQPTs are found to be directly related to the topological invariants of the non-Hermitian system. We further demonstrate our theory in three prototypical non-Hermitian lattice models, the lossy Kitaev chain (LKC), the LKC with next-nearest-neighbor hoppings, and the nonreciprocal Su–Schrieffer–Heeger model. Finally, we suggest a proposal to experimentally verify the found connection by a nitrogen-vacancy center in diamond.
Dynamical quantum phase transitions (DQPTs) represent a counterpart in nonequilibrium quantum time evolution of thermal phase transitions at equilibrium, where real time becomes analogous to a control parameter such as temperature. In quenched quantum systems, recently the occurrence of DQPTs has been demonstrated, both with theory and experiment, to be intimately connected to changes of topological properties. Here, we contribute to broadening the systematic understanding of this relation between topology and DQPTs to multiorbital and disordered systems. Specifically, we provide a detailed ergodicity analysis to derive criteria for DQPTs in all spatial dimensions and construct basic counterexamples to the occurrence of DQPTs in multiband topological insulator models. As a numerical case study illustrating our results, we report on microscopic simulations of the quench dynamics in the Harper-Hofstadter model. Furthermore, going gradually from multiband to disordered systems, we approach random disorder by increasing the (super)unit cell within which random perturbations are switched on adiabatically. This leads to an intriguing order of limits problem which we address by extensive numerical calculations on quenched one-dimensional topological insulators and superconductors with disorder.
Dynamical quantum phase transitions (DQPTs), characterized by non-analytic behavior in rate function and abrupt changes in dynamic topological order parameters (DTOPs) over time, have garnered enormous attention in recent decades. However, in non-Hermitian systems, the special biorthogonality of the bases makes the definition of DQPTs complex. In this work, we delve into the comprehensive investigation of self-normal DQPTs (originally used in Hermitian systems) to compare them with their biorthogonal counterpart, within the context of non-Hermitian quantum walks (QWs). We present a detailed analysis of the behaviors of Loschmidt rate functions and DTOPs under these two distinct theoretical approaches. While both self-normal and biorthogonal methods can be used to detect DQPTs in quench dynamics between different topological phases, we theoretically present their differences in the definition of critical momenta and critical times by analyzing the Fisher zeros and fixed points. Finally, we present an experiment that observes both types of DQPTs using one-dimensional discrete-time QWs with single photons.
We investigate the dynamical quantum phase transition (DQPT) in the multi-band Bloch Hamiltonian of the one-dimensional periodic Kitaev model, focusing on quenches from a Bloch band. By analyzing the dynamical free energy and Pancharatnam geometric phase (PGP), we show that the critical times of DQPTs deviate from periodic spacing due to the multi-band effect, contrasting with results from two-band models. We propose a geometric interpretation to explain this non-uniform spacing. Additionally, we clarify the conditions needed for DQPT occurrence in the multi-band Bloch Hamiltonian, highlighting that a DQPT only arises when the quench from the Bloch states collapses the band gap at the critical point. Moreover, we establish that the dynamical topological order parameter, defined by the winding number of the PGP, is not quantized but still exhibits discontinuous jumps at DQPT critical times due to periodic modulation. Additionally, we extend our analysis to mixed-state DQPT and find its absence at non-zero temperatures.