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arXiv:2102.07116 · New Journal of Physics

Non-Hermitian topological phases and dynamical quantum phase transitions: a generic connection

Longwen Zhou, Qianqian Du

Published May 26, 2021• 47 citations
arXivHTMLPDF

Abstract

Abstract The dynamical and topological properties of non-Hermitian systems have attracted great attention in recent years. In this work, we establish an intrinsic connection between two classes of intriguing phenomena—topological phases and dynamical quantum phase transitions (DQPTs)—in non-Hermitian systems. Focusing on one-dimensional models with chiral symmetry, we find DQPTs following the quench from a trivial to a non-Hermitian topological phase. Moreover, the critical momenta and critical time of the DQPTs are found to be directly related to the topological invariants of the non-Hermitian system. We further demonstrate our theory in three prototypical non-Hermitian lattice models, the lossy Kitaev chain (LKC), the LKC with next-nearest-neighbor hoppings, and the nonreciprocal Su–Schrieffer–Heeger model. Finally, we suggest a proposal to experimentally verify the found connection by a nitrogen-vacancy center in diamond.

DOI
10.1088/1367-2630/ac0574

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Abstract The dynamical and topological properties of non-Hermitian systems have attracted great attention in recent years. In this work, we establish an intrinsic connection between two classes of intriguing phenomena—topological phases and dynamical quantum phase transitions (DQPTs)—in non-Hermitian systems. Focusing on one-dimensional models with chiral symmetry, we find DQPTs following the quench from a trivial to a non-Hermitian topological phase. Moreover, the critical momenta and critical time of the DQPTs are found to be directly related to the topological invariants of the non-Hermitian system. We further demonstrate our theory in three prototypical non-Hermitian lattice models, the lossy Kitaev chain (LKC), the LKC with next-nearest-neighbor hoppings, and the nonreciprocal Su–Schrieffer–Heeger model. Finally, we suggest a proposal to experimentally verify the found connection by a nitrogen-vacancy center in diamond.
Dynamical quantum phase transitions in non-Hermitian systems pose fundamental challenges due to the intrinsic biorthogonality of their eigenstates. In this work, we extend a biorthogonal framework to investigate dynamical quantum phase transitions in non-Hermitian topological superconductors. Taking the non-Hermitian Kitaev chain as a prototypical model, we construct an associated-state formalism and reformulate the Loschmidt rate function, dynamical topological order parameter, and dynamical Fisher zeros. Within this framework, we find that the critical times at which dynamical quantum phase transitions occur differ from those based on the conventional self-normal approaches. We further analyze momentum-resolved subsystems at critical momenta and demonstrate the robustness of the biorthogonal framework. Our work highlights the essential role of biorthogonality in nonequilibrium dynamics and establishes a consistent theoretical framework for dynamical quantum phase transitions in non-Hermitian topological superconductors.
Dynamical quantum phase transitions (DQPTs) are characterized by nonanalytic behaviors of physical observables as functions of time. When a system is subject to time-periodic modulations, the nonanalytic signatures of its observables could recur periodically in time, leading to the phenomena of Floquet DQPTs. In this work, we systematically explore Floquet DQPTs in a class of periodically quenched one-dimensional system with chiral symmetry. By tuning the strength of quench, we find multiple Floquet DQPTs within a single driving period, with more DQPTs being observed when the system is initialized in Floquet states with larger topological invariants. Each Floquet DQPT is further accompanied by the quantized jump of a dynamical topological order parameter, whose values remain quantized in time if the underlying Floquet system is prepared in a gapped topological phase. The theory is demonstrated in a piecewise quenched lattice model, which possesses rich Floquet topological phases and is readily realizable in quantum simulators like the nitrogen-vacancy center in diamonds. Our discoveries thus open a new perspective for the Floquet engineering of DQPTs and the dynamical detection of topological phase transitions in Floquet systems.
Dynamical quantum phase transitions (DQPTs), characterized by non-analytic behavior in rate function and abrupt changes in dynamic topological order parameters (DTOPs) over time, have garnered enormous attention in recent decades. However, in non-Hermitian systems, the special biorthogonality of the bases makes the definition of DQPTs complex. In this work, we delve into the comprehensive investigation of self-normal DQPTs (originally used in Hermitian systems) to compare them with their biorthogonal counterpart, within the context of non-Hermitian quantum walks (QWs). We present a detailed analysis of the behaviors of Loschmidt rate functions and DTOPs under these two distinct theoretical approaches. While both self-normal and biorthogonal methods can be used to detect DQPTs in quench dynamics between different topological phases, we theoretically present their differences in the definition of critical momenta and critical times by analyzing the Fisher zeros and fixed points. Finally, we present an experiment that observes both types of DQPTs using one-dimensional discrete-time QWs with single photons.
Dynamical quantum phase transitions (DQPT) provide a fundamental framework for characterizing nonequilibrium critical phenomena, and have recently been extended to non-Hermitian systems. Half-integer jumps of the dynamical topological order parameter can arise in both Hermitian and non-Hermitian systems, yet their origin in non-Hermitian settings remains unclear. Here, we investigate DQPTs in a two-band non-Hermitian model and show that these fractional jumps originate from the discontinuity in the complex energy spectrum. We demonstrate that this behavior is intrinsically linked to the steady-state phase diagram of the quench Hamiltonian, and also classify the occurrence of DQPT. We further extend our analysis to the multiband Hamiltonian and the two-dimensional model, providing a unified understanding of fractional dynamical topological signatures.
We establish a unified framework for dynamical quantum phase transitions (DQPTs) in non-Hermitian systems that encompasses both biorthogonal and self-norm nonbiorthogonal formulations for pure and mixed states under quantum quench protocols. Our framework provides explicit expressions for the Loschmidt amplitude, Loschmidt echo, and rate function, revealing a universal geometric signature of DQPTs in the two-band model: orthogonality of two related vectors in two-dimensional real space. Strikingly, we demonstrate that nonbiorthogonal quenches from non-Hermitian to Hermitian Hamiltonians under chiral symmetry exhibit emergent topological characteristics of DQPTs, unveiling their fundamental features beyond conventional Hermitian regimes. This work establishes fundamental geometric and topological principles governing quantum criticality in open systems, with implications for quantum sensing and many-body physics in dissipative environments.
Abstract Dynamical quantum phase transitions (DQPTs), which serve as a theoretical framework for understanding far-from-equilibrium physics in quantum many-body systems, have recently been observed experimentally. Their topological properties are typically characterized by the winding number, which acts as an order parameter. While DQPTs exhibiting both integer and half-integer jumps in the winding number have been reported, the underlying mechanisms behind these distinct topological behaviors, as well as the potential existence of other topological classes, remain open questions. To address this, we investigate DQPTs in the one-dimensional (1D) XY model under a quench protocol. We show that the observed topological diversity originates from the nature of the critical modes, which we classify into two categories: boundary modes and interior modes. Specifically, critical interior modes always lead to DQPTs with an integer winding number, while critical boundary modes always result in DQPTs characterized by a half-integer winding number. By analyzing the number and classification of critical modes, we provide a classification of the topological properties of DQPTs in the 1D XY model. According to their distinct topological features, we categorize DQPTs into six types, three of which have not been previously identified in the literature. We discuss in detail the conditions associated with each type and present the corresponding dynamical phase diagrams. Our framework is not restricted to the XY model; it is applicable to other two-band models in 1D systems, including the SSH model, Kitaev chain, Rice–Mele model, and Creutz model.