Abstract We show that the formulations of non-relativistic quantum mechanics can be derived from an extended least action principle. The principle can be considered as an extension of the least action principle from classical mechanics by factoring in two assumptions. First, the Planck constant defines the minimal amount of action a physical system needs to exhibit during its dynamics in order to be observable. Second, there is constant vacuum fluctuation along a classical trajectory. A novel method is introduced to define the information metrics to measure additional observability due to vacuum fluctuations, which is then converted to an additional action through the first assumption. Applying the variational principle to minimize the total actions allows us to recover the basic quantum formulations including the uncertainty relation and the Schrödinger equation in the position representation. In the momentum representation, the same method can be applied to obtain the Schrödinger equation for a free particle while further investigation is still needed for a particle with an external potential. Furthermore, the principle brings in new results on two fronts. At the conceptual level, we find that the information metrics for vacuum fluctuations are responsible for the origin of the Bohm quantum potential. Even though the Bohm potential for a bipartite system is inseparable, the underlying vacuum fluctuations are local. Thus, inseparability of the Bohm potential does not justify a non-local causal relation between the two subsystems. At the mathematical level, quantifying the information metrics for vacuum fluctuations using more general definitions of relative entropy results in a generalized Schrödinger equation that depends on the order of relative entropy. The extended least action principle is a new mathematical tool. It can be applied to derive other quantum formalisms such as quantum scalar field theory.
Abstract We show that the formulations of non-relativistic quantum mechanics can be derived from an extended least action principle. The principle can be considered as an extension of the least action principle from classical mechanics by factoring in two assumptions. First, the Planck constant defines the minimal amount of action a physical system needs to exhibit during its dynamics in order to be observable. Second, there is constant vacuum fluctuation along a classical trajectory. A novel method is introduced to define the information metrics to measure additional observability due to vacuum fluctuations, which is then converted to an additional action through the first assumption. Applying the variational principle to minimize the total actions allows us to recover the basic quantum formulations including the uncertainty relation and the Schrödinger equation in the position representation. In the momentum representation, the same method can be applied to obtain the Schrödinger equation for a free particle while further investigation is still needed for a particle with an external potential. Furthermore, the principle brings in new results on two fronts. At the conceptual level, we find that the information metrics for vacuum fluctuations are responsible for the origin of the Bohm quantum potential. Even though the Bohm potential for a bipartite system is inseparable, the underlying vacuum fluctuations are local. Thus, inseparability of the Bohm potential does not justify a non-local causal relation between the two subsystems. At the mathematical level, quantifying the information metrics for vacuum fluctuations using more general definitions of relative entropy results in a generalized Schrödinger equation that depends on the order of relative entropy. The extended least action principle is a new mathematical tool. It can be applied to derive other quantum formalisms such as quantum scalar field theory.
Abstract Recently it is shown that the non-relativistic quantum formulations can be derived from an extended least action principle Yang (2023). In this paper, we apply the principle to massive scalar fields, and derive the Schrödinger equation of the wave functional for the scalar fields. The principle extends the least action principle in classical field theory by factoring in two assumptions. First, the Planck constant defines the minimal amount of action a field needs to exhibit in order to be observable. Second, there are constant random field fluctuations. A novel method is introduced to define the information metrics to measure additional observable information due to the field fluctuations, which is then converted to the additional action through the first assumption. Applying the variation principle to minimize the total actions allows us to elegantly derive the transition probability of field fluctuations, the uncertainty relation, and the Schrödinger equation of the wave functional. Furthermore, by defining the information metrics for field fluctuations using general definitions of relative entropy, we obtain a generalized Schrödinger equation of the wave functional that depends on the order of relative entropy. Our results demonstrate that the extended least action principle can be applied to derive both non-relativistic quantum mechanics and relativistic quantum scalar field theory. We expect it can be further used to obtain quantum theory for non-scalar fields.
Bell experiments have confirmed that quantum entanglement is an inseparable correlation but there is no faster-than-light influence between two entangled particles when a local measurement is performed. However, how such an inseparable correlation is maintained and manifested when the two entangled particle are space-like separated is still not well understood. The recently proposed extended least action principle for quantum mechanics brings new insights to this question. By applying this principle, we show here that even though the inseparable correlation may be initially created by previous physical interaction between the two particles, the preservation and manifestation of such inseparable correlation are achieved through extremizing an information metric that measures the additional observable information of the bipartite system due to vacuum fluctuations. This is physically realized even though there is no further interaction when the two particles move apart, and the underlying vacuum fluctuations are local. In other words, the propagation of inseparable correlation in quantum theory is realized by an information requirement and through a local mechanism. An example of two entangled free particles described by Gaussian wave packets is provided to illustrate these results.
Stochastic mechanics is regarded as a physical theory to explain quantum mechanics with classical terms such that some of the quantum mechanics paradoxes can be avoided. Here, we propose a new variational principle to uncover more insights on stochastic mechanics. According to this principle, information measures, such as relative entropy and Fisher information, are imposed as constraints on top of the least action principle. This principle not only recovers Nelson’s theory and, consequently, the Schrödinger equation but also clears an unresolved issue in stochastic mechanics on why multiple Lagrangians can be used in the variational method and yield the same theory. The concept of forward and backward paths provides an intuitive physical picture for stochastic mechanics. Each path configuration is considered as a degree of freedom and has its own law of dynamics. Thus, the variation principle proposed here can be a new tool to derive more advanced stochastic theory by including additional degrees of freedom in the theory. The structure of Lagrangian developed here shows that some terms in the Lagrangian are originated from information constraints. This suggests that a Lagrangian may need to include both physical and informational terms in order to have a complete description of the dynamics of a physical system.
The principle of least action, which has so successfully been applied to diverse fields of physics looks back at three centuries of philosophical and mathematical discussions and controversies. They could not explain why nature is applying the principle and why scalar energy quantities succeed in describing dynamic motion. When the least action integral is subdivided into infinitesimal small sections each one has to maintain the ability to minimize. This however has the mathematical consequence that the Lagrange function at a given point of the trajectory, the dynamic, available energy generating motion, must itself have a fundamental property to minimize. Since a scalar quantity, a pure number, cannot do that, energy must fundamentally be dynamic and time oriented for a consistent understanding. It must have vectorial properties in aiming at a decrease of free energy per state (which would also allow derivation of the second law of thermodynamics). Present physics is ignoring that and applying variation calculus as a formal mathematical tool to impose a minimization of scalar assumed energy quantities for obtaining dynamic motion. When, however, the dynamic property of energy is taken seriously it is fundamental and has also to be applied to quantum processes. A consequence is that particle and wave are not equivalent, but the wave (distributed energy) follows from the first (concentrated energy). Information, provided from the beginning, an information self-image of matter, is additionally needed to recreate the particle from the wave, shaping a “dynamic” particle-wave duality. It is shown that this new concept of a “dynamic” quantum state rationally explains quantization, the double slit experiment and quantum correlation, which has not been possible before. Some more general considerations on the link between quantum processes, gravitation and cosmological phenomena are also advanced.
Investigations into the nature of the principle of least action have shown that there is an intrinsic relationship between geometrical and topological methods and the variational principle in classical mechanics. In this work, we follow and extend this kind of mathematical analysis into the domain of quantum mechanics. First, we show that the identification of the momentum of a quantum particle with the de Broglie wavelength in 2-dimensional space would lead to an interesting feature; namely the action principle S=0 would be satisfied not only by the stationary path, corresponding to the classical motion, but also by any path. Thereupon the Bohr quantum condition possesses a topological character in the sense that the principal quantum number is identified with the winding number, which is used to represent the fundamental group of paths. We extend our discussions into 3-dimensional space and show that the charge of a particle also possesses a topological character and is quantised and classified by the homotopy group of closed surfaces. We then discuss the possibility to extend our discussions into spaces with higher dimensions and show that there exist physical quantities that can be quantised by the higher homotopy groups. Finally we note that if Einstein’s field equations of general relativity are derived from Hilbert’s action through the principle of least action then for the case of n=2 the field equations are satisfied by any metric if the energy-momentum tensor is identified with the metric tensor, similar to the case when the momentum of a particle is identified with the curvature of the particle’s path.
We present a novel framework for quantizing constrained quantum systems in which the processes of quantization and constraint enforcement are performed simultaneously. The approach is based on an extension of the stationary action principle, incorporating an information-theoretic term arising from vacuum fluctuations. Constraints are included directly in the Lagrangian via Lagrange multipliers, allowing the subsequent variational procedure to yield the quantum dynamics without ambiguity regarding the order of quantization and reduction. We demonstrate the method through two examples: (i) a one-dimensional system with vanishing local momentum, where the simultaneous approach produces the time-independent Schrödinger equation while conventional reduced and Dirac quantization yield only trivial states, and (ii) a bipartite system with global translational invariance, where all three methods agree. These results show that the proposed framework generalizes standard quantization schemes and provides a consistent treatment of systems with constraints that cannot be expressed as linear operators acting on the wave function. In addition to a unified variational principle for constrained quantum systems, the formalism also offers an information-theoretic perspective on quantum effects arising from vacuum fluctuations.