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arXiv:2509.22747

Simultaneous Quantization and Reduction of Constrained Systems

Jianhao M. Yang

Published Sep 26, 2025• 0 citations
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Abstract

We present a novel framework for quantizing constrained quantum systems in which the processes of quantization and constraint enforcement are performed simultaneously. The approach is based on an extension of the stationary action principle, incorporating an information-theoretic term arising from vacuum fluctuations. Constraints are included directly in the Lagrangian via Lagrange multipliers, allowing the subsequent variational procedure to yield the quantum dynamics without ambiguity regarding the order of quantization and reduction. We demonstrate the method through two examples: (i) a one-dimensional system with vanishing local momentum, where the simultaneous approach produces the time-independent Schrödinger equation while conventional reduced and Dirac quantization yield only trivial states, and (ii) a bipartite system with global translational invariance, where all three methods agree. These results show that the proposed framework generalizes standard quantization schemes and provides a consistent treatment of systems with constraints that cannot be expressed as linear operators acting on the wave function. In addition to a unified variational principle for constrained quantum systems, the formalism also offers an information-theoretic perspective on quantum effects arising from vacuum fluctuations.

DOI
10.48550/arxiv.2509.22747

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We present a novel framework for quantizing constrained quantum systems in which the processes of quantization and constraint enforcement are performed simultaneously. The approach is based on an extension of the stationary action principle, incorporating an information-theoretic term arising from vacuum fluctuations. Constraints are included directly in the Lagrangian via Lagrange multipliers, allowing the subsequent variational procedure to yield the quantum dynamics without ambiguity regarding the order of quantization and reduction. We demonstrate the method through two examples: (i) a one-dimensional system with vanishing local momentum, where the simultaneous approach produces the time-independent Schrödinger equation while conventional reduced and Dirac quantization yield only trivial states, and (ii) a bipartite system with global translational invariance, where all three methods agree. These results show that the proposed framework generalizes standard quantization schemes and provides a consistent treatment of systems with constraints that cannot be expressed as linear operators acting on the wave function. In addition to a unified variational principle for constrained quantum systems, the formalism also offers an information-theoretic perspective on quantum effects arising from vacuum fluctuations.
A variational framework for the quantization of gravitational fields is developed based on an extension of the stationary action principle. Within this framework, the Wheeler-DeWitt equation for the gravitational wave functional is recovered without assuming operator promotion of the canonical momentum, thus avoiding the ambiguity of operator ordering in canonical quantization. The derivation is based on three main ingredients. First, motivated by information-theoretic considerations, the classical stationary action principle is generalized by incorporating a correction term constructed from the relative entropy associated with field fluctuations. Second, an ensemble formulation on superspace is enhanced to incorporate this entropy correction. Third, the formalism is further refined to provide a unified treatment of quantization and constraints, thereby addressing the long-standing ambiguity concerning the ordering of quantization and constraint reduction. The framework is then applied to gravitational fields coupled to a massless scalar field. Using an emergent time parameter defined via the rate equation of the gravitational fields, a Schrodinger equation for the scalar-field wave functional is recovered, supplemented by an additional quantum correction term suppressed at order Gℏ2G\hbar^2Gℏ2. Finally, we comment on possible connections between the notion of relative entropy employed here and holographic dualities in quantum gravity.
Abstract We show that the formulations of non-relativistic quantum mechanics can be derived from an extended least action principle. The principle can be considered as an extension of the least action principle from classical mechanics by factoring in two assumptions. First, the Planck constant defines the minimal amount of action a physical system needs to exhibit during its dynamics in order to be observable. Second, there is constant vacuum fluctuation along a classical trajectory. A novel method is introduced to define the information metrics to measure additional observability due to vacuum fluctuations, which is then converted to an additional action through the first assumption. Applying the variational principle to minimize the total actions allows us to recover the basic quantum formulations including the uncertainty relation and the Schrödinger equation in the position representation. In the momentum representation, the same method can be applied to obtain the Schrödinger equation for a free particle while further investigation is still needed for a particle with an external potential. Furthermore, the principle brings in new results on two fronts. At the conceptual level, we find that the information metrics for vacuum fluctuations are responsible for the origin of the Bohm quantum potential. Even though the Bohm potential for a bipartite system is inseparable, the underlying vacuum fluctuations are local. Thus, inseparability of the Bohm potential does not justify a non-local causal relation between the two subsystems. At the mathematical level, quantifying the information metrics for vacuum fluctuations using more general definitions of relative entropy results in a generalized Schrödinger equation that depends on the order of relative entropy. The extended least action principle is a new mathematical tool. It can be applied to derive other quantum formalisms such as quantum scalar field theory.
This work develops a Lorentz-invariant variational framework in which Fisher-information geometry appears as an intrinsic structural contribution to quantum dynamics. Motivated by longstanding attempts to connect quantum mechanics with information-theoretic principles, we introduce an action functional depending on the density and phase fields in the Madelung representation. Variation of this action yields a modified Klein–Gordon equation containing a single nonlinear term proportional to the four-dimensional Fisher-information curvature of the probability density. The standard Klein–Gordon equation is recovered when the structural parameter vanishes, ensuring full compatibility with established relativistic dynamics. Taking the nonrelativistic limit, we obtain a uniquely determined nonlinear Schrödinger equation in which the correction term is the functional derivative of the Fisher information. The resulting dynamics preserve probability, maintain the Hamilton–Jacobi correspondence, and contain the linear Schrödinger equation as a special case. Analytical expressions for Gaussian and superposed states demonstrate how the structural modification scales with spatial localization and interference structure, providing clear qualitative signatures that distinguish the model from previous nonlinear extensions and offer a theoretical basis for future experimental verification. The results establish a mathematically transparent link between information geometry and quantum dynamics and provide a foundation for future extensions to fermionic, gauge, and many-body systems.
Open quantum systems are traditionally described by decomposing the total Hilbert space into a system and an external environment, linked by an explicit interaction Hamiltonian. We propose an alternative framework in which the environment is not introduced as an independent sector a priori, but instead emerges from the dynamical activation of constraints in an initially constrained quantum system. Within Dirac quantization, the physical degrees of freedom define the system, whereas the constraint sector, once promoted to carry its own dynamics, functions as an environment. In this picture, the system-environment coupling is not added through a separate interaction term, but is encoded directly in the constraint structure. As an example, we study a quantum particle coupled to a Brownian-oscillator environment and show how the resulting environmental influence can be formulated in this constraint-based setting. Our results provide a new perspective on the origin of quantum environments and point toward a general framework for open quantum systems rooted in constrained quantization.
Stochastic mechanics is regarded as a physical theory to explain quantum mechanics with classical terms such that some of the quantum mechanics paradoxes can be avoided. Here, we propose a new variational principle to uncover more insights on stochastic mechanics. According to this principle, information measures, such as relative entropy and Fisher information, are imposed as constraints on top of the least action principle. This principle not only recovers Nelson’s theory and, consequently, the Schrödinger equation but also clears an unresolved issue in stochastic mechanics on why multiple Lagrangians can be used in the variational method and yield the same theory. The concept of forward and backward paths provides an intuitive physical picture for stochastic mechanics. Each path configuration is considered as a degree of freedom and has its own law of dynamics. Thus, the variation principle proposed here can be a new tool to derive more advanced stochastic theory by including additional degrees of freedom in the theory. The structure of Lagrangian developed here shows that some terms in the Lagrangian are originated from information constraints. This suggests that a Lagrangian may need to include both physical and informational terms in order to have a complete description of the dynamics of a physical system.
The symmetry properties of quantum variational principles are considered. Euler-Poincaré reduction theory is applied to the Dirac-Frenkel variational principle for Schrödinger's dynamics producing new variational principles for the different pictures of quantum mechanics (Schrödinger's, Heisenberg's and Dirac's) as well as for the Wigner-Moyal formulation. In addition, new variational principles for mixed states dynamics have been formulated. The already known geometric characterization of quantum mechanics on the complex projective space is shown to emerge naturally from the Euler-Poincaré variational principle. Semidirect-product structures are seen to produce new variational principles for Dirac's picture. \n \nOn the other hand, the variational and Hamiltonian approach to Ehrenfest expectation values dynamics is proposed. In the Lagrangian framework, the quantum variational principle for Schrödinger's dynamics is extended to account for both classical and quantum degrees of freedom. First, it is shown that the mean field model of any quantum mechanical system can be derived from a classical-quantum Euler-Poincaré Lagrangian on the direct sum Lie algebra of the Heisenberg and unitary groups. Then, the semidirect-product structure (named Ehrenfest group), is constructed using the displacement operator from the theory of coherent quantum states ( the unitary action of the Heisenberg group on the space of wavefunctions). New classical-quantum equations for Ehrenfest's expectation values dynamics are derived redefining the mean-field model Euler-Poincaré Lagrangian on the Lie algebra of the Ehrenfest group. In the Hamiltonian framework, first expectation values of the canonical observables are shown to be equivariant momentum maps for the unitary action of the Heisenberg group on quantum states. Then, the Hamiltonian structure for Ehrenfest's dynamics is shown to be Lie-Poisson for the Ehrenfest group. The variational formulation is then given a corresponding Hamiltonian structure. The classical-quantum Ehrenfest dynamics equations produce classical and quantum dynamics as special limit cases. \n \nIn the particular case of Gaussian states, expectation values couple to second order moments, so that GS are completely characterized by first and second moments. When the total energy is computed with respect to a Gaussian state, higher moments can be expressed in terms of the first two, so that the moment hierarchy closes for Gaussian states. Second moments are shown to be equivariant momentum maps for the action of the symplectic group on the space of Wigner functions. Eventually, Gaussian states are shown to possess a Lie-Poisson structure on the Jacobi group. This structure produces an energy-conserving variant of a class of Gaussian moment models that have appeared in the chemical physics literature.