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arXiv:2102.00392 · Journal of Mathematical Physics

Variational principle for stochastic mechanics based on information measures

Jianhao M. Yang

Published Oct 1, 2021• 6 citations
arXivHTMLPDF

Abstract

Stochastic mechanics is regarded as a physical theory to explain quantum mechanics with classical terms such that some of the quantum mechanics paradoxes can be avoided. Here, we propose a new variational principle to uncover more insights on stochastic mechanics. According to this principle, information measures, such as relative entropy and Fisher information, are imposed as constraints on top of the least action principle. This principle not only recovers Nelson’s theory and, consequently, the Schrödinger equation but also clears an unresolved issue in stochastic mechanics on why multiple Lagrangians can be used in the variational method and yield the same theory. The concept of forward and backward paths provides an intuitive physical picture for stochastic mechanics. Each path configuration is considered as a degree of freedom and has its own law of dynamics. Thus, the variation principle proposed here can be a new tool to derive more advanced stochastic theory by including additional degrees of freedom in the theory. The structure of Lagrangian developed here shows that some terms in the Lagrangian are originated from information constraints. This suggests that a Lagrangian may need to include both physical and informational terms in order to have a complete description of the dynamics of a physical system.

DOI
10.1063/5.0056779

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Stochastic mechanics is regarded as a physical theory to explain quantum mechanics with classical terms such that some of the quantum mechanics paradoxes can be avoided. Here, we propose a new variational principle to uncover more insights on stochastic mechanics. According to this principle, information measures, such as relative entropy and Fisher information, are imposed as constraints on top of the least action principle. This principle not only recovers Nelson’s theory and, consequently, the Schrödinger equation but also clears an unresolved issue in stochastic mechanics on why multiple Lagrangians can be used in the variational method and yield the same theory. The concept of forward and backward paths provides an intuitive physical picture for stochastic mechanics. Each path configuration is considered as a degree of freedom and has its own law of dynamics. Thus, the variation principle proposed here can be a new tool to derive more advanced stochastic theory by including additional degrees of freedom in the theory. The structure of Lagrangian developed here shows that some terms in the Lagrangian are originated from information constraints. This suggests that a Lagrangian may need to include both physical and informational terms in order to have a complete description of the dynamics of a physical system.
Abstract We show that the formulations of non-relativistic quantum mechanics can be derived from an extended least action principle. The principle can be considered as an extension of the least action principle from classical mechanics by factoring in two assumptions. First, the Planck constant defines the minimal amount of action a physical system needs to exhibit during its dynamics in order to be observable. Second, there is constant vacuum fluctuation along a classical trajectory. A novel method is introduced to define the information metrics to measure additional observability due to vacuum fluctuations, which is then converted to an additional action through the first assumption. Applying the variational principle to minimize the total actions allows us to recover the basic quantum formulations including the uncertainty relation and the Schrödinger equation in the position representation. In the momentum representation, the same method can be applied to obtain the Schrödinger equation for a free particle while further investigation is still needed for a particle with an external potential. Furthermore, the principle brings in new results on two fronts. At the conceptual level, we find that the information metrics for vacuum fluctuations are responsible for the origin of the Bohm quantum potential. Even though the Bohm potential for a bipartite system is inseparable, the underlying vacuum fluctuations are local. Thus, inseparability of the Bohm potential does not justify a non-local causal relation between the two subsystems. At the mathematical level, quantifying the information metrics for vacuum fluctuations using more general definitions of relative entropy results in a generalized Schrödinger equation that depends on the order of relative entropy. The extended least action principle is a new mathematical tool. It can be applied to derive other quantum formalisms such as quantum scalar field theory.
Among the famous formulations of quantum mechanics, the stochastic picture developed since the middle of the last century remains one of the less known ones. It is possible to describe quantum mechanical systems with kinetic equations of motion in configuration space based on conservative diffusion processes. This leads to the representation of physical observables through stochastic processes instead of self-adjoint operators. The mathematical foundations of this approach were laid by Edward Nelson in 1966. It allows a different perspective on quantum phenomena without necessarily using the wave-function. This article recaps the development of stochastic mechanics with a focus on variational and extremal principles. Furthermore, based on recent developments of optimal control theory, the derivation of generalized canonical equations of motion for quantum systems within the stochastic picture are discussed. These so-called quantum Hamilton equations add another layer to the different formalisms from classical mechanics that find their counterpart in quantum mechanics.
Standard quantum mechanics relies on two distinct dynamical principles: unitary evolution and collapse. A mathematically self-contained variational framework is presented that replaces this dualism with a single principle, in which nonrelativistic Schrödinger dynamics are not postulated but emerge as an admissible optimality condition of a primal-dual boundary-value problem. By expressing the state in terms of hydrodynamic variables (ρ,j)(ρ,\mathbf{j})(ρ,j) subject to a continuity constraint, it is shown that Fisher-information regularization yields the linear Schrödinger equation within the admissible single-valued variational class. Rather than evolving an initial state forward in time, the dynamics arise from minimizing a global action that connects the initial and final boundary constraints, with the selected solution corresponding to a specific hydrodynamic flow within an ensemble of admissible histories. A von Neumann pointer model illustrates how Born-rule statistics for recorded outcomes arise without introducing a separate collapse law. Within this formulation, quantum uncertainty is interpreted as effective randomness over boundary-compatible histories rather than as a fundamental stochastic postulate. The resulting framework provides a nonrelativistic proof of concept for how a single time-symmetric variational reformulation can recover key features of quantum theory.
We derive the classical Hamilton-Jacobi equation from first principles as the natural description for smooth stochastic processes when one neglects stochastic velocity fluctuations. The Schrödinger equation is shown to be the natural exact equation for describing smooth stochastic processes. In particular, processes with up to quadratic stochastic fluctuations are electromagnetically coupled quantum point particles. The stochastic derivation offers a clear geometric picture for Quantum Mechanics as a locally realistic hidden variable theory. While that sounds paradoxical, we show that Bell's formula for local realism is incomplete. If one includes smooth stochastic fluctuations for the hidden variables, local realism is preserved and quantum mechanics is obtained. Quantum mechanics should therefore be viewed as a "nondeterministic, non-Bell locally realistic hidden variable theory". Since the description is simply a stochastic process, it should be relatively straightforward to create mesoscopic analogue systems that show all the hallmarks of Quantum Mechanics, including super-Bell correlations. In fact, any system that can be described by the linear time evolution of a density matrix is both a stochastic and a Quantum system from our point of view, since we show that the existence of a transition probability density directly implies the existence of a density matrix. Systems for which the stochastic degrees of freedom vary smoothly over time have quantum Hamiltonians with standard kinetic terms.