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Universe

On the Stochastic Mechanics Foundation of Quantum Mechanics

Michael Beyer, Wolfgang Paul

Published May 27, 2021• 14 citations
Publisher

Abstract

Among the famous formulations of quantum mechanics, the stochastic picture developed since the middle of the last century remains one of the less known ones. It is possible to describe quantum mechanical systems with kinetic equations of motion in configuration space based on conservative diffusion processes. This leads to the representation of physical observables through stochastic processes instead of self-adjoint operators. The mathematical foundations of this approach were laid by Edward Nelson in 1966. It allows a different perspective on quantum phenomena without necessarily using the wave-function. This article recaps the development of stochastic mechanics with a focus on variational and extremal principles. Furthermore, based on recent developments of optimal control theory, the derivation of generalized canonical equations of motion for quantum systems within the stochastic picture are discussed. These so-called quantum Hamilton equations add another layer to the different formalisms from classical mechanics that find their counterpart in quantum mechanics.

DOI
10.3390/universe7060166

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Among the famous formulations of quantum mechanics, the stochastic picture developed since the middle of the last century remains one of the less known ones. It is possible to describe quantum mechanical systems with kinetic equations of motion in configuration space based on conservative diffusion processes. This leads to the representation of physical observables through stochastic processes instead of self-adjoint operators. The mathematical foundations of this approach were laid by Edward Nelson in 1966. It allows a different perspective on quantum phenomena without necessarily using the wave-function. This article recaps the development of stochastic mechanics with a focus on variational and extremal principles. Furthermore, based on recent developments of optimal control theory, the derivation of generalized canonical equations of motion for quantum systems within the stochastic picture are discussed. These so-called quantum Hamilton equations add another layer to the different formalisms from classical mechanics that find their counterpart in quantum mechanics.
Non‐relativistic quantum systems are analyzed theoretically or by numerical approaches using the Schrödinger equation. Compared to the options available to treat classical mechanical systems this is limited, both in methods and in scope. However, based on Nelson's stochastic mechanics, the mathematical structure of quantum mechanics has in some aspects been developed into a form analogous to classical analytical mechanics. We show here that finding the Nash equilibrium for a stochastic optimal control problem, which is the quantum equivalent to Hamilton's principle of least action, allows to derive two things: i) the Schrödinger equation as the Hamilton‐Jacobi‐Bellman equation of this optimal control problem and ii) a set of quantum dynamical equations which are the generalization of Hamilton's equations of motion to the quantum world. We derive their general form for the non‐stationary and the stationary case. For the harmonic oscillator, the stationary equations lead to the coherent states, and we establish a numerical procedure to solve for the ground state properties without using the Schrödinger equation. image
Within a stochastic picture quantum systems can be described in terms of kinematic and dynamic equations where the particles follow a conservative diffusion process. Pavon has shown that these equations and the Schrödinger equation can be derived from a quantum Hamilton principle, generalizing the Hamilton principle from classical mechanics. As shown recently by Köppe et al for the one-dimensional case, the reformulation of the quantum Hamilton principle as a stochastic optimal control problem leads to quantum Hamilton equations of motion which can be seen as a non relativistic generalization of Hamilton's equations of motion to the quantum world. In this report we will extend this to higher dimensional problems and derive, by incorporating the concept of supersymmetric quantum mechanics, a general scheme that allows the determination of all bound states within the stochastic framework. Physical principles from classical mechanics like the decoupling of the center-of-mass motion in multi-particle systems or the solution of the Kepler problem, as a special case of the two-body problem, using space-time symmetries, are translated to this formulation of quantum mechanics. We will present numerical results for the ground state and lower excited states of the hydrogen atom in Cartesian coordinates, and, additionally, we will show that for spherically symmetric potentials the solution of the two-body problem can be reduced to a system of equations concerning only the radial part.
On the basis of Nelson’s stochastic mechanics derivation of the Schrödinger equation, a formal mathematical structure of non-relativistic quantum mechanics equivalent to the one in classical analytical mechanics has been established in the literature. We recently were able to augment this structure by deriving quantum Hamilton equations of motion by finding the Nash equilibrium of a stochastic optimal control problem, which is the generalization of Hamilton’s principle of classical mechanics to quantum systems. We showed that these equations allow a description and numerical determination of the ground state of quantum problems without using the Schrödinger equation. We extend this approach here to deliver the complete discrete energy spectrum and related eigenfunctions for bound states of one-dimensional stationary quantum systems. We exemplify this analytically for the one-dimensional harmonic oscillator and numerically by analyzing a quartic double-well potential, a model of broad importance in many areas of physics. We furthermore point out a relation between the tunnel splitting of such models and mean first passage time concepts applied to Nelson’s diffusion paths in the ground state.
The stochastic theory of non-relativistic quantum mechanics presented here relies heavily upon the theory of stochastic processes, with its definitions, theorems and specific vocabulary as well. Its main hypothesis states indeed that the classical trajectories of the particles are identical to the sample functions of a diffusion Markov process, whose conditional probability density is proposed as a substitute for the wave function. The Schroedinger equation and the so-called Nelson equations are used to determine the diffusion tensor and the drift vectors characteristic of such a process. It is then possible to write down the forward and backward Kolmogorov equations that are used to determine the conditional probability density, as well as the Fokker-Planck equation that is used to determine the normal probability density. This method is applied to several simple cases and the results obtained are compared with those of the orthodox theory. Among the most important differences let us mention that any system evolving freely from any original state returns spontaneously to its ground state, that the definitions of the particles velocities and momenta are impossible because the sample functions of a diffusion Markov process nowhere possess a derivative with respect to time and that the so-called collapse of the wave function is a mere mirage explained by the updating choice between new and older initial conditions in the resolution of partial differential equations. We finally attempt to extend the proposed theory to the domain of the relativistic quantum mechanics. It is promising but is clearly unfinished because it has not been possible up to now to solve the Nelson and Kolmogorov equations, except in the very simple case of a free particle.
Since the early twentieth century, quantum mechanics has sought an interpretation that offers a consistent worldview. In the course of that, many proposals were advanced, but all of them introduce, at some point, interpretation elements (semantics) that find no correlate in the formalism (syntactics). This distance from semantics and syntactics is one of the major reasons for finding so abstruse and diverse interpretations of the formalism. To overcome this issue, we propose an alternative stochastic interpretation, based exclusively on the formal structure of the Schrödinger equation, without resorting to external assumptions such as the collapse of the wave function or the role of the observer. We present four (mathematically equivalent) mathematical derivations of the Schrödinger equation based on four constructs: characteristic function, Boltzmann entropy, Central Limit Theorem (CLT), and Langevin equation. All of them resort to axioms already interpreted and offer complementary perspectives to the quantum formalism. The results show the possibility of deriving the Schrödinger equation from well-defined probabilistic principles and that the wave function represents a probability amplitude in the configuration space, with dispersions linked to the CLT. It is concluded that quantum mechanics has a stochastic support, originating from the separation between particle and field subsystems, allowing an objective description of quantum behavior as a mean-field theory, analogous, but not equal, to Brownian motion, without the need for arbitrary ontological entities.
The stochastic theory of relativistic quantum mechanics presented here is modelled on the one that has been proposed previously and that was claimed to be a promising substitute to the orthodox theory in the non-relativistic domain. So it also relies heavily upon the theory of stochastic processes, with its definitions, theorems and specific vocabulary as well. Its main hypothesis states indeed that the classical trajectories of the particles are identical to the sample functions of a diffusion Markov process, whose conditional probability density is proposed as a substitute for the wave function. Along the way, we introduce ad hoc hypotheses for the sole reason that they facilitate and even make possible the further development of the theory. These and the so-called Nelson equations are used to determine the drift vectors and the diffusion tensor characteristic of such a process. It is then possible to write down the Fokker-Planck and Kolmogorov equations that can be used to determine the normal and conditional probability densities. This logical sequence of steps leads to the solution of specific problems and we apply it to the special case of the free particle.