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Mathematical Proceedings of the Cambridge Philosophical Society

On stochastic theories of quantum mechanics

James G. Gilson

Published Oct 1, 1968• 36 citations
Publisher

Abstract

Introduction. There exists a very comprehensive theory concerning the time development of probabilistic systems. This is the Theory of Stochastic processes (1). Quantum mechanics as described by the Schrödinger equation rests very heavily on probabilistic interpretation, and yet, after forty years of remarkably rapid advances and successes, it is not clear how it is related to stochastic theory. The formal similarity of certain aspects of, and equations used in these two theories are well known. The diffusion equation corresponds to the Schrödinger equation, a correspondence only marred by a square root of minus unity appearing with the time derivative in the latter equation. The Kolmogoroff–Chapman relation for probabilities in Brownian motion has an analogue (2) in quantum mechanics, not for probabilities though, but for the complex probability amplitudes. The uncertainty relation also has a stochastic analogue (3). Some of these analogous characteristics are actually symptomatic of the gulf which separates these two theories. There are solutions to the diffusion equation which have a very clear physical probabilistic meaning. This is not the case with the corresponding and formally similar solutions to the Schrödinger equation and is partly due to the √ − 1 mentioned earlier. The probabilistic interpretation of the solutions to the diffusion equation is direct and immediate. On the other hand, the probabilistic interpretation of the solutions, ψ of the Schrödinger equation involve the introduction of the probability density, p = ψ*ψ. One great difference between these two theories lies in their each having distinct principles of linear superposition. In Stochastic Theory probabilities are superposed and in quantum mechanics amplitudes or wave functions are superposed.

DOI
10.1017/s0305004100043826

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Introduction. There exists a very comprehensive theory concerning the time development of probabilistic systems. This is the Theory of Stochastic processes (1). Quantum mechanics as described by the Schrödinger equation rests very heavily on probabilistic interpretation, and yet, after forty years of remarkably rapid advances and successes, it is not clear how it is related to stochastic theory. The formal similarity of certain aspects of, and equations used in these two theories are well known. The diffusion equation corresponds to the Schrödinger equation, a correspondence only marred by a square root of minus unity appearing with the time derivative in the latter equation. The Kolmogoroff–Chapman relation for probabilities in Brownian motion has an analogue (2) in quantum mechanics, not for probabilities though, but for the complex probability amplitudes. The uncertainty relation also has a stochastic analogue (3). Some of these analogous characteristics are actually symptomatic of the gulf which separates these two theories. There are solutions to the diffusion equation which have a very clear physical probabilistic meaning. This is not the case with the corresponding and formally similar solutions to the Schrödinger equation and is partly due to the √ − 1 mentioned earlier. The probabilistic interpretation of the solutions to the diffusion equation is direct and immediate. On the other hand, the probabilistic interpretation of the solutions, ψ of the Schrödinger equation involve the introduction of the probability density, p = ψ*ψ. One great difference between these two theories lies in their each having distinct principles of linear superposition. In Stochastic Theory probabilities are superposed and in quantum mechanics amplitudes or wave functions are superposed.
Since the early twentieth century, quantum mechanics has sought an interpretation that offers a consistent worldview. In the course of that, many proposals were advanced, but all of them introduce, at some point, interpretation elements (semantics) that find no correlate in the formalism (syntactics). This distance from semantics and syntactics is one of the major reasons for finding so abstruse and diverse interpretations of the formalism. To overcome this issue, we propose an alternative stochastic interpretation, based exclusively on the formal structure of the Schrödinger equation, without resorting to external assumptions such as the collapse of the wave function or the role of the observer. We present four (mathematically equivalent) mathematical derivations of the Schrödinger equation based on four constructs: characteristic function, Boltzmann entropy, Central Limit Theorem (CLT), and Langevin equation. All of them resort to axioms already interpreted and offer complementary perspectives to the quantum formalism. The results show the possibility of deriving the Schrödinger equation from well-defined probabilistic principles and that the wave function represents a probability amplitude in the configuration space, with dispersions linked to the CLT. It is concluded that quantum mechanics has a stochastic support, originating from the separation between particle and field subsystems, allowing an objective description of quantum behavior as a mean-field theory, analogous, but not equal, to Brownian motion, without the need for arbitrary ontological entities.
The stochastic theory of non-relativistic quantum mechanics presented here relies heavily upon the theory of stochastic processes, with its definitions, theorems and specific vocabulary as well. Its main hypothesis states indeed that the classical trajectories of the particles are identical to the sample functions of a diffusion Markov process, whose conditional probability density is proposed as a substitute for the wave function. The Schroedinger equation and the so-called Nelson equations are used to determine the diffusion tensor and the drift vectors characteristic of such a process. It is then possible to write down the forward and backward Kolmogorov equations that are used to determine the conditional probability density, as well as the Fokker-Planck equation that is used to determine the normal probability density. This method is applied to several simple cases and the results obtained are compared with those of the orthodox theory. Among the most important differences let us mention that any system evolving freely from any original state returns spontaneously to its ground state, that the definitions of the particles velocities and momenta are impossible because the sample functions of a diffusion Markov process nowhere possess a derivative with respect to time and that the so-called collapse of the wave function is a mere mirage explained by the updating choice between new and older initial conditions in the resolution of partial differential equations. We finally attempt to extend the proposed theory to the domain of the relativistic quantum mechanics. It is promising but is clearly unfinished because it has not been possible up to now to solve the Nelson and Kolmogorov equations, except in the very simple case of a free particle.
In the context of quantum mechanics, Schrödinger's equation has many possible interpretations, none of which appear to be entirely satisfactory. One reason for this is that there is no known microscopic model which yields both Schrödinger's equation and an accompanying ‘sensible’ interpretation. In contrast to this the diffusion equation is well known as a phenomenological equation obtainable from the microscopic model of Brownian motion. In this case the microscopic model provides an unambiguous interpretation of the partial differential equation. In this article we review work which shows that Schrödinger's equation by itself is also easily obtained from a lattice random walk version of the Brownian motion model. In this system, Schrödinger's equation arises by projection and the interpretation of wave functions is as direct and unambiguous as the interpretation of density in the diffusion case. However the direct interpretation is compatible with quantum mechanics only in a statistical sense in the context of ensembles of particles. This shows that measurement theory is the aspect of quantum theory which harbours the problems of interpretation, and we suggest the study of this and related systems to clearly illuminate the boundary between dynamics and measurement.
The theory of stochastic motion is formulated from a new point of view. It is shown that the fundamental equations of the theory reduce to Schrödinger's equation for specific values of certain parameters. A generalized Fokker-Planck-Kolmogorov equation is obtained; with other values of the parameters, certain approximations reduce this to the Smoluchowski equation for Brownian movement. In particular, the potential function in the Schrödinger equation differs in the two cases. The usual uncertainty relations appear in a natural way in the theory, but in a broader context. A single theory thus covers both similarities and differences between quantum-mechanical and Brownian motion. Furthermore, possibilities for broadening nonrelativistic quantum mechanics are brought out and, as an example, the possible corrections due to non-Markoffian terms are briefly studied.
This paper proposes an interpretation of quantum mechanics, relying on the time-symmetric stochastic dynamics of quantum particles and on non-classical probability theory. Our main purpose is to demonstrate that the wave function and its complex conjugate can be interpreted as complex probability distributions in two complex diffusion equations related to non-real forward and backward in time stochastic motions respectively. We say non-real because Schroedinger forward and backward diffusions describe both reversible (real trajectories) and irreversible trajectories (non-real trajectories). The reversible trajectories are the only real trajectories and are given by the intersection of those forward and backward processes. It turns out that if we translate this intersection using set-theoretic language, we are led to a reversible diffusion described by Born rule probabilities. This proposal is useful also for explaining more about the role of complex numbers in quantum mechanics that produces this so-called "wave-like" nature of quantum reality. Our perspective also challenges the notion of physical superposition and aims at a derivation of superposition principle not based on the linearity of Schroedinger's equation but relying on pure probability theory. Moreover, it is suggested that, embracing the idea of stochastic processes in quantum theory, explains the reasons for the appearance of classical behavior in large objects, in contrast to the quantum behavior of small ones. In other words, we claim that a combination of a probabilistic and no-ontic view (neither epistemic though) of the wave function with a stochastic hidden-variables approach, may provide some insight into the quantum physical reality and potentially establish the groundwork for a novel interpretation of quantum mechanics.
A history of the discovery of `new' quantum mechanics and the paradoxes of its probabilistic interpretation are briefly reviewed from the modern point of view of quantum probability and information. Modern quantum theory, which has been developed during the last 20 years for the treatment of quantum open systems including quantum noise, decoherence, quantum diffusions and spontaneous jumps occurring under continuous in time observation, is not yet a part of the standard curriculum of quantum physics. It is argued that the conventional formalism of quantum mechanics is insufficient for the description of quantum events, such as spontaneous decays say, and the new experimental phenomena related to individual quantum measurements, but they have all received an adequate mathematical treatment in quantum stochastics of open systems. Moreover, the only reasonable probabilistic interpretation of quantum mechanics put forward by Max Born was, in fact, in irreconcilable contradiction with traditional mechanical reality and causality. This led to numerous quantum paradoxes, some of them due to the great inventors of quantum theory such as Einstein and Schrödinger. They are reconsidered in this paper from the modern point of view of quantum stochastics and information. The development of quantum measurement theory, initiated by von Neumann, indicated a possibility for resolution of this interpretational crisis by divorcing the algebra of the dynamical generators and the algebra of the actual observables, or Bell's be ables. It is shown that within this approach quantum causality can be rehabilitated in the form of a superselection rule for compatibility of the actual histories with the potential future. This rule, together with the self-compatibility of the measurements ensuring the consistency of the histories, is called the nondemolition, or causality principle in modern quantum theory. The application of this rule in the form of dynamical commutation relations leads to the derivation of the von Neumann projection postulate, and also to the more general reductions, instantaneous, spontaneous, and even continuous in time. This gives a dynamical solution, in the form of the quantum stochastic filtering equations, of the notorious measurement problem which was tackled unsuccessfully by many famous physicists starting with Schrödinger and Bohr. It has been recently proved that the quantum stochastic model for the continuous in time measurements is equivalent to a Dirac type boundary-value problem for the secondary quantized input `offer waves from future' in one extra dimension, and to a reduction of the algebra of the consistent histories of past events to an Abelian subalgebra for the `trajectories of the output particles'. This supports the corpuscular-wave duality in the form of the thesis that everything in the future are quantized waves, while everything in the past are trajectories of the recorded particles.